MIAX Rulemaking Archive: 2017
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
MIAX File Number List for 2017
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2017
Release No. | Date | Details |
---|---|---|
Fourth Quarter | ||
SR-MIAX-2017-49 | ||
34-82394 | Dec. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager (ARM) and Rule 518, Complex Orders
Comments due: January 18, 2018 Additional Materials: Exhibit 5 |
SR-MIAX-2017-48 | ||
34-82354 | Dec. 19, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: January 16, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-MIAX-2017-18 | ||
34-82257 | Dec. 11, 2017 | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 5, 2018 Additional Materials: Exhibit 4, Exhibit 5 See also: Notice: Rel. No. 34-82503, Notice: Rel. No. 34-80675, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82256 Comments received are available for this proposal. |
SR-MIAX-2017-18 | ||
34-82256 | Dec. 11, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 4, 2018 Additional Materials: Exhibit 3, Exhibit 4, Exhibit 5 See also: Notice: Rel. No. 34-82503, Notice: Rel. No. 34-80675, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82257 Comments received are available for this proposal. |
SR-MIAX-2017-46 | ||
34-82137 | Nov. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Order Feed ("MOR")
Comments due: December 19, 2017 |
SR-MIAX-2017-20 | ||
34-82135 | Nov. 21, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-81499, Notice: Rel. No. 34-81145, Notice: Rel. No. 34-80790 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
SR-MIAX-2017-47 | ||
34-82111 | Nov. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager ("ARM").
Comments due: December 15, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-18 | ||
34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel. No. 34-82503, Notice: Rel. No. 34-80675, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82256, , Notice: Rel. No. 34-82257 Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
SR-MIAX-2017-45 | ||
34-81998 | Nov. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 29, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-43 | ||
34-81976 | Oct. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1322, and 517
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-44 | ||
34-81967 | Oct. 27, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518 Relating to Derived Orders
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-42 | ||
34-81933 | Oct. 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 20, 2017 Additional Materials: Exhibit 5 |
Third Quarter | ||
SR-MIAX-2017-41 | ||
34-81753 | Sep. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 529, Order Routing to Other Exchanges
Comments due: October 25, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-39 | ||
34-81739 | Sep. 27, 2017 | Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
See also: Notice: Rel. No. 34-81371 |
SR-MIAX-2017-20 | ||
34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-81145, Notice: Rel. No. 34-80790 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
SR-MIAX-2017-24 | ||
34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80837 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
SR-MIAX-2017-40 | ||
34-81372 | Aug. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule in Connection with the Adoption of Certain New Complex Order Types
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-39 | ||
34-81371 | Aug. 10, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: September 6, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81739 |
SR-MIAX-2017-38 | ||
34-81321 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-MIAX-2017-36 | ||
34-81252 | Jul. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of MIAX Express Interface Port Known as a Purge Port, to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Purge Message, and to Amend its Fee Schedule to Adopt Fees for Purge Ports
Comments due: August 24, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
SR-MIAX-2017-34 | ||
34-81229 | Jul. 27, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, Rule 518, Complex Orders, and Rule 519A, Risk Protection Monitor
Comments due: August 23, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-35 | ||
34-81193 | Jul. 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 404, 506, 806, and 1701
Comments due: August 18, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-33 | ||
34-81183 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-24 | ||
34-81165 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-80837 |
SR-MIAX-2017-20 | ||
34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-81499, Notice: Rel. No. 34-80790 Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-ISE-2017-46, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca-2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30 |
SR-MIAX-2017-19 | ||
34-81131 | Jul. 12, 2017 | Order Granting Approval of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
See also: Notice: Rel. No. 34-80768 |
SR-MIAX-2017-32 | ||
34-81122 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend MIAX Options Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017 Additional Materials: Exhibit 5 |
Second Quarter | ||
SR-MIAX-2017-18 | ||
34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel. No. 34-82503, Notice: Rel. No. 34-80675, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82256, , Notice: Rel. No. 34-82257 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
SR-MIAX-2017-31 | ||
34-81063 | Jun. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Concerning the Options Regulatory Fee
Comments due: July 28, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-30 | ||
34-81020 | Jun. 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 307, Position Limits, and 309, Exercise Limits, to Extend the SPY Pilot Program
Comments due: July 21, 2017 Additional Materials: Exhibit 3, Exhibit 3a, Exhibit 5 |
SR-MIAX-2017-29 | ||
34-81019 | Jun. 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 21, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-16 | ||
34-80940 | Jun. 15, 2017 | Order Approving a Proposed Rule Change Relating to the Exposure Periods of the MIAX Price Improvement Mechanism and Solicitation Mechanism
See also: Notice: Rel. No. 34-80570 |
SR-MIAX-2017-28 | ||
34-80909 | Jun. 12, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Implement an Equity Rights Program
Comments due: July 7, 2017 |
SR-MIAX-2017-27 | ||
34-80869 | Jun. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 406, Long Term Option Contracts
Comments due: July 5, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-25 | ||
34-80853 | Jun. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 29, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-24 | ||
34-80837 | Jun. 1, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-81165 Comments received are available for this proposal. |
SR-MIAX-2017-20 | ||
34-80790 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-81499, Notice: Rel. No. 34-81145 Comments received are available for this proposal. |
SR-MIAX-2017-22 | ||
34-80779 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: June 22, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-19 | ||
34-80768 | May 25, 2017 | Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81131 |
SR-MIAX-2017-23 | ||
34-80757 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-21 | ||
34-80690 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions from Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions
Comments due: June 12, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-18 | ||
34-80675 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017 Additional Materials: Exhibit 3, Exhibit 5 See also: Notice: Rel. No. 34-82503, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82256, , Notice: Rel. No. 34-82257 Comments received are available for this proposal. |
SR-MIAX-2017-16 | ||
34-80570 | May 1, 2017 | Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: May 26, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80940 |
SR-MIAX-2017-15 | ||
34-80416 | Apr. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: May 5, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
First Quarter | ||
SR-MIAX-2017-13 | ||
34-80284 | Mar. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: April 17, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-03 | ||
34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79937 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
SR-MIAX-2017-12 | ||
34-80230 | Mar. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515, Execution of Orders and Quotes
Comments due: April 7, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-11 | ||
34-80190 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule Relating to the Professional Rebate Program
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-10 | ||
34-80148 | Mar. 3, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 30, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-08 | ||
34-80151 | Mar. 3, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest
Comments due: March 30, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-09 | ||
34-80121 | Feb. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 519, MIAX Order Monitor
Comments due: March 27, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-06 | ||
34-80089 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518, Complex Orders, to Establish the Complex MIAX Options Price Collar
Comments due: March 21, 2016 Additional Materials: Exhibit 5 |
SR-MIAX-2017-05 | ||
34-80062 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI")
Comments due: March 17, 2016 Additional Materials: Exhibit 5 |
SR-MIAX-2017-02 | ||
34-79983 | Feb. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule to Modify Its Market Maker and Other Market Participant Transaction Fees
Comments due: March 6, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-03 | ||
34-79937 | Feb. 2, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
File Number List for 2017
Release No. | Date | Details |
---|---|---|
SR-MIAX-2017-49 | ||
34-82394 | Dec. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager (ARM) and Rule 518, Complex Orders
Comments due: January 18, 2018 Additional Materials: Exhibit 5 |
SR-MIAX-2017-48 | ||
34-82354 | Dec. 19, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: January 16, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-MIAX-2017-47 | ||
34-82111 | Nov. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager ("ARM").
Comments due: December 15, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-46 | ||
34-82137 | Nov. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Order Feed ("MOR")
Comments due: December 19, 2017 |
SR-MIAX-2017-45 | ||
34-81998 | Nov. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 29, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-44 | ||
34-81967 | Oct. 27, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518 Relating to Derived Orders
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-43 | ||
34-81976 | Oct. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1322, and 517
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-42 | ||
34-81933 | Oct. 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 20, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-41 | ||
34-81753 | Sep. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 529, Order Routing to Other Exchanges
Comments due: October 25, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-40 | ||
34-81372 | Aug. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule in Connection with the Adoption of Certain New Complex Order Types
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-39 | ||
34-81739 | Sep. 27, 2017 | Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options |
34-81371 | Aug. 10, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-38 | ||
34-81321 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-MIAX-2017-36 | ||
34-81252 | Jul. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of MIAX Express Interface Port Known as a Purge Port, to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Purge Message, and to Amend its Fee Schedule to Adopt Fees for Purge Ports
Comments due: August 24, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
SR-MIAX-2017-35 | ||
34-81193 | Jul. 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 404, 506, 806, and 1701
Comments due: August 18, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-34 | ||
34-81229 | Jul. 27, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, Rule 518, Complex Orders, and Rule 519A, Risk Protection Monitor
Comments due: August 23, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-33 | ||
34-81183 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-32 | ||
34-81122 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend MIAX Options Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-31 | ||
34-81063 | Jun. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Concerning the Options Regulatory Fee
Comments due: July 28, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-30 | ||
34-81020 | Jun. 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 307, Position Limits, and 309, Exercise Limits, to Extend the SPY Pilot Program
Comments due: July 21, 2017 Additional Materials: Exhibit 3, Exhibit 3a, Exhibit 5 |
SR-MIAX-2017-29 | ||
34-81019 | Jun. 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 21, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-28 | ||
34-80909 | Jun. 12, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Implement an Equity Rights Program
Comments due: July 7, 2017 |
SR-MIAX-2017-27 | ||
34-80869 | Jun. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 406, Long Term Option Contracts
Comments due: July 5, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-25 | ||
34-80853 | Jun. 2, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 29, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-24 | ||
34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80837 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
34-81165 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution |
34-80837 | Jun. 1, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-MIAX-2017-23 | ||
34-80757 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-22 | ||
34-80779 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: June 22, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-21 | ||
34-80690 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions from Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions
Comments due: June 12, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-20 | ||
34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
34-82135 | Nov. 21, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-ISE-2017-46, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca-2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30 |
34-80790 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-MIAX-2017-19 | ||
34-81131 | Jul. 12, 2017 | Order Granting Approval of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
|
34-80768 | May 25, 2017 | Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
Comments due: June 22, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-18 | ||
34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
34-82257 | Dec. 11, 2017 | Notice of Filing of Amendment No. 2 to a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 5, 2018 Additional Materials: Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
34-82256 | Dec. 11, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Fee Schedule
Comments due: January 4, 2018 Additional Materials: Exhibit 3, Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
34-80675 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017 Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
SR-MIAX-2017-16 | ||
34-80940 | Jun. 15, 2017 | Order Approving a Proposed Rule Change Relating to the Exposure Periods of the MIAX Price Improvement Mechanism and Solicitation Mechanism |
34-80570 | May 1, 2017 | Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: May 26, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-15 | ||
34-80416 | Apr. 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: May 5, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
SR-MIAX-2017-13 | ||
34-80284 | Mar. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: April 17, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-12 | ||
34-80230 | Mar. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515, Execution of Orders and Quotes
Comments due: April 7, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-11 | ||
34-80190 | Mar. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule Relating to the Professional Rebate Program
Comments due: April 5, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-10 | ||
34-80148 | Mar. 3, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 30, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-09 | ||
34-80121 | Feb. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 519, MIAX Order Monitor
Comments due: March 27, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-08 | ||
34-80151 | Mar. 3, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest
Comments due: March 30, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-06 | ||
34-80089 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518, Complex Orders, to Establish the Complex MIAX Options Price Collar
Comments due: March 21, 2016 Additional Materials: Exhibit 5 |
SR-MIAX-2017-05 | ||
34-80062 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI")
Comments due: March 17, 2016 Additional Materials: Exhibit 5 |
SR-MIAX-2017-03 | ||
34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
34-79937 | Feb. 2, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
SR-MIAX-2017-02 | ||
34-79983 | Feb. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule to Modify Its Market Maker and Other Market Participant Transaction Fees
Comments due: March 6, 2017 Additional Materials: Exhibit 5 |