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MIAX Rulemaking Archive: 2016

Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter

MIAX File Number List for 2016

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-MIAX-2016-48
34-79685 Dec. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Other Market Participant Transaction Fees
Comments due: January 20, 2017
Additional Materials: Exhibit 5

SR-MIAX-2016-47
34-79666 Dec. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due:  January 19, 2017
Additional Materials: Exhibit 5

SR-MIAX-2016-46
34-79500 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: January 3, 2017
Additional Materials: Exhibit 3, Exhibit 5

SR-MIAX-2016-45
34-79432 Nov. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: December 27, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-44
34-79405 Nov. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 23, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-43
34-79331 Nov. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 605 Market Maker Orders
Comments due: December 13, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-42
34-79301 Nov. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 9, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-39
34-79272 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor
Comments due:  December 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-41
34-79246 Nov. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 1, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-37
34-79198 Oct. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-40
34-79182 Oct. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 322, Disruptive Quoting and Trading Activity Prohibited and Exchange Rule 1018, Expedited Suspension Proceeding
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-38
34-79157 Oct. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees and Credits for Transactions Involving Complex Orders
Comments due: November 22, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-MIAX-2016-36
34-79146 Oct. 24, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: November 18, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-79072 Oct. 7, 2016 Order Approving a Proposed Rule Change to Adopt New Rules to Govern the Trading of Complex Orders
See also: Notice: Rel. No. 34-78620

SR-MIAX-2016-35
34-79048 Oct. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503 Openings on the Exchange and Rule 603 Obligations of Market Makers
Comments due: November 2, 2016
Additional Materials: Exhibit 5
Third Quarter

SR-MIAX-2016-34
34-78974 Sep. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: October 26, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-33
34-78950 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 24, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-32
34-78919 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due: October 20, 2016

SR-MIAX-2016-30
34-78781 Sep. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  October 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-31
34-78772 Sep. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  October 3, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-28
34-78681 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-78620 Aug. 18, 2016 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Adopt New Rules to Govern the Trading of Complex Orders on the Exchange
Comments due: September 15, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79072

SR-MIAX-2016-29
34-78612 Aug. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 803 and 308
Comments due:  September 14, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-24
34-78547 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517
Comments due: September 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-21
34-78519 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-23
34-78505 Aug. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-20
34-78299 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-19
34-78265 Jul. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program until January 18, 2017
Comments due: August 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-18
34-78222 Jul. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: July 28, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-MIAX-2016-17
34-78120 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 307 and 309 to Extend the SPY Pilot Program
Comments due: July 19, 2016
Additional Materials: Exhibit 3, Exhibit 3A, Exhibit 5

SR-MIAX-2016-16
34-78080 Jun. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program until December 31, 2016
Comments due: July 12, 2016

SR-MIAX-2016-14
34-78023 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-13
34-77989 Jun. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 30, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-15
34-77983 Jun. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 015, Disciplinary Functions
Comments due: June 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-12
34-77957 Jun. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 506
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77876 May 20, 2016 Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restrictio
See also: Notice: Rel. No. 34-77507

SR-MIAX-2016-11
34-77853 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100 Concerning Professional Customers
Comments due:  June 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-10
34-77817 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 612, Aggregate Risk Manager ("ARM")
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-09
34-77777 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77507 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws
Comments due:  April 29, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77876
First Quarter

SR-MIAX-2016-06
34-77251 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: March 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-05
34-77097 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Implement a Professional Rebate Program
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-02
34-77035 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 301
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-03
34-77034 Feb. 2, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503 and 515
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-01
34-76892 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  February 10, 2016
Additional Materials: Exhibit 5


MIAX File Number List for 2016
Release No. Date Details

SR-MIAX-2016-48
34-79685 Dec. 23, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Other Market Participant Transaction Fees
Comments due: January 20, 2017
Additional Materials: Exhibit 5

SR-MIAX-2016-47
34-79666 Dec. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due:  January 19, 2017
Additional Materials: Exhibit 5

SR-MIAX-2016-46
34-79500 Dec. 7, 2016 Notice of Filing of a Proposed Rule Change to Amend Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: January 3, 2017
Additional Materials: Exhibit 3, Exhibit 5

SR-MIAX-2016-45
34-79432 Nov. 30, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program
Comments due: December 27, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-44
34-79405 Nov. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 23, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-43
34-79331 Nov. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 605 Market Maker Orders
Comments due: December 13, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-42
34-79301 Nov. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 9, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-41
34-79246 Nov. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  December 1, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-40
34-79182 Oct. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 322, Disruptive Quoting and Trading Activity Prohibited and Exchange Rule 1018, Expedited Suspension Proceeding
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-39
34-79272 Nov. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519A, Risk Protection Monitor
Comments due:  December 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-38
34-79157 Oct. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Adopt Fees and Credits for Transactions Involving Complex Orders
Comments due: November 22, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-MIAX-2016-37
34-79198 Oct. 31, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  November 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-36
34-79146 Oct. 24, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: November 18, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-35
34-79048 Oct. 5, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 503 Openings on the Exchange and Rule 603 Obligations of Market Makers
Comments due: November 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-34
34-78974 Sep. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: October 26, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-33
34-78950 Sep. 27, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule
Comments due: October 24, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-32
34-78919 Sep. 23, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule to Modify the Exchange's Connectivity Fees
Comments due: October 20, 2016

SR-MIAX-2016-31
34-78772 Sep. 6, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due:  October 3, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-30
34-78781 Sep. 7, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  October 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-29
34-78612 Aug. 18, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 803 and 308
Comments due:  September 14, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-28
34-78681 Aug. 25, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  September 21, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-26
34-79072 Oct. 7, 2016 Order Approving a Proposed Rule Change to Adopt New Rules to Govern the Trading of Complex Orders
34-78620 Aug. 18, 2016 Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Adopt New Rules to Govern the Trading of Complex Orders on the Exchange
Comments due: September 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-24
34-78547 Aug. 11, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517
Comments due: September 7, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-23
34-78505 Aug. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-21
34-78519 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 6, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-20
34-78299 Jul. 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: August 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-19
34-78265 Jul. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A to Extend the MIAX Price Improvement Mechanism ("PRIME") Auction Pilot Program until January 18, 2017
Comments due: August 4, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-18
34-78222 Jul. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: July 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-17
34-78120 Jun. 22, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 307 and 309 to Extend the SPY Pilot Program
Comments due: July 19, 2016
Additional Materials: Exhibit 3, Exhibit 3A, Exhibit 5

SR-MIAX-2016-16
34-78080 Jun. 15, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510 to Extend the Penny Pilot Program until December 31, 2016
Comments due: July 12, 2016

SR-MIAX-2016-15
34-77983 Jun. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 015, Disciplinary Functions
Comments due: June 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-14
34-78023 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Exchange Rule 519C, Mass Cancellation of Trading Interest
Comments due: July 5, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-13
34-77989 Jun. 3, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: June 30, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-12
34-77957 Jun. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 506
Comments due: June 28, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-11
34-77853 May 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100 Concerning Professional Customers
Comments due:  June 15, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-10
34-77817 May 12, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 612, Aggregate Risk Manager ("ARM")
Comments due: June 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-09
34-77777 May 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  June 2, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-08
34-77876 May 20, 2016 Order Granting Approval of Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws Relating to the Removal of a Board Restriction
34-77507 Apr. 4, 2016 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Amended and Restated By-Laws
Comments due:  April 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-06
34-77251 Feb. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule
Comments due: March 25, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-05
34-77097 Feb. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Implement a Professional Rebate Program
Comments due: March 8, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-03
34-77034 Feb. 2, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 503 and 515
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-02
34-77035 Feb. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 301
Comments due: February 29, 2016
Additional Materials: Exhibit 5

SR-MIAX-2016-01
34-76892 Jan. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  February 10, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/miax/miaxarchive/miaxarchive2016.htm


Modified: 02/27/2017