Comments on MIAX Rulemaking
Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
[Release No. 34-80790; File No. SR-MIAX-2017-20]
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(Click here for meetings with SEC officials)
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| Dec. 18, 2017 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Nov. 2, 2017 | Michael Simon, Chair, CAT NMS Plan Operating Committee |
| Sep. 29, 2017 | William H. Hebert, Managing Director, Financial Information Forum |
| Sep. 29, 2017 | Ellen Greene, Managing Director, and Theodore R. Lazo, Managing Director and Associate General Counsel, SIFMA |
| Sep. 27, 2017 | William H. Hebert, Managing Director, Financial Information Forum |
| Sep. 27, 2017 | Manisha Kimmel, Chief Regulatory Officer, Wealth Management, Thomson Reuters |
| Aug. 24, 2017 | Deborah L. Carroll, SVP and Associate General Counsel, Miami International Securities Exchange, LLC |
Meetings with SEC Officials
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| Aug. 7, 2017 |
Memorandum from the Division of Trading and Markets regarding a July 27, 2017, meeting with representatives of the Financial Information Forum et al.
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