MIAX Rulemaking
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
MIAX File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-MIAX-2021-19 | ||
| 34-91857 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-12 | ||
| 34-91776 | May 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404 to Limit Short Term Options Series Intervals Between Strikes
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-14 | ||
| 34-91743 | May 3, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rulebook and Fee Schedule to reflect a rebranding of the Exchange's affiliate, MIAX PEARL, LLC ("MIAX Pearl")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-13 | ||
| 34-91703 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) to Exchange Rule 1900, Registration Requirements, to Extend the Expiration Date of the Temporary Amendment Set Forth in SR-MIAX-2020-42 from April 30, 2021 to June 30, 2021
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-16 | ||
| 34-91667 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-09 | ||
| 34-91542 | Apr. 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1801, Definitions and Exchange Rule 1809, Terms of Index Options Contracts
Comments due: May 10, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-08 | ||
| 34-91518 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan
Comments due: May 5, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-07 | ||
| 34-91505 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates
Comments due: May 5, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-06 | ||
| 34-91498 | Apr. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: May 4, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-MIAX-2021-03 | ||
| 34-91313 | Mar. 12, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 200, Trading Permits
Comments due: April 8, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-02 | ||
| 34-90980 | Jan. 25, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Member and Non-Member Monthly Network Connectivity Fees
Comments due: February 19, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-01 | ||
| 34-90937 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1308, Supervision of Accounts, to Adopt Temporary Rules to Extend the Time by which Members Must Complete their Branch Office Inspections for the Calendar Year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: February 16, 2021 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-MIAX-2021-19 | ||
| 34-91857 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Remove the Cap on the Number of Additional Limited Service Ports Available to Market Makers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-16 | ||
| 34-91667 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-14 | ||
| 34-91743 | May 3, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rulebook and Fee Schedule to reflect a rebranding of the Exchange's affiliate, MIAX PEARL, LLC ("MIAX Pearl")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-13 | ||
| 34-91703 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .13 (Temporary Extension of the Limited Period for Registered Persons to Function as Principals) to Exchange Rule 1900, Registration Requirements, to Extend the Expiration Date of the Temporary Amendment Set Forth in SR-MIAX-2020-42 from April 30, 2021 to June 30, 2021
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-12 | ||
| 34-91776 | May 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404 to Limit Short Term Options Series Intervals Between Strikes
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2021-09 | ||
| 34-91542 | Apr. 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1801, Definitions and Exchange Rule 1809, Terms of Index Options Contracts
Comments due: May 10, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-08 | ||
| 34-91518 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan
Comments due: May 5, 2921 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-07 | ||
| 34-91505 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Regarding cPRIME Agency Order Rebates
Comments due: May 5, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-06 | ||
| 34-91498 | Apr. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: May 4, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-03 | ||
| 34-91313 | Mar. 12, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 200, Trading Permits
Comments due: April 8, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-02 | ||
| 34-90980 | Jan. 25, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for Member and Non-Member Monthly Network Connectivity Fees
Comments due: February 19, 2021 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-01 | ||
| 34-90937 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1308, Supervision of Accounts, to Adopt Temporary Rules to Extend the Time by which Members Must Complete their Branch Office Inspections for the Calendar Year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: February 16, 2021 |