MIAX Rulemaking
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
MIAX File Number List for 2018
Additional Archives
2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-MIAX-2018-23 | ||
| 34-83847 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-20 | ||
| 34-83813 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-21 | ||
| 34-83812 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-22 | ||
| 34-83797 | Aug. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-18 | ||
| 34-83788 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-19 | ||
| 34-83786 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-16 | ||
| 34-83726 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-83619 | Jul. 11, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to List and Trade on the Exchange Options on the SPIKES™ Index
Comments due: August 6, 2018 Additional Materials: Exhibit 3-1, Exhibit 3-2, Exhibit 5 |
| SR-MIAX-2018-13 | ||
| 34-83577 | Jul. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: July 30, 2018 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-MIAX-2018-12 | ||
| 34-83515 | Jun. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-11 | ||
| 34-83349 | May 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-MIAX-2018-10 | ||
| 34-82931 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-08 | ||
| 34-82868 | Mar. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-06 | ||
| 34-82828 | Mar. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-09 | ||
| 34-82823 | Mar. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 3, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-07 | ||
| 34-82814 | Mar. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-04 | ||
| 34-82740 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-05 | ||
| 34-82719 | Feb. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Expand the Short Term Option Series Program
Comments due: March 15, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-02 | ||
| 34-82673 | Feb. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 7, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2017-20 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-MIAX-2017-18 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-MIAX-2018-01 | ||
| 34-82488 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1308, and 1322
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |
File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-MIAX-2018-23 | ||
| 34-83847 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-22 | ||
| 34-83797 | Aug. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-21 | ||
| 34-83812 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-20 | ||
| 34-83813 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-19 | ||
| 34-83786 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-18 | ||
| 34-83788 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-16 | ||
| 34-83726 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-83619 | Jul. 11, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to List and Trade on the Exchange Options on the SPIKES™ Index
Comments due: August 6, 2018 Additional Materials: Exhibit 3-1, Exhibit 3-2, Exhibit 5 |
| SR-MIAX-2018-13 | ||
| 34-83577 | Jul. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: July 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-12 | ||
| 34-83515 | Jun. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-11 | ||
| 34-83349 | May 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2018-10 | ||
| 34-82931 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-09 | ||
| 34-82823 | Mar. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 3, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-08 | ||
| 34-82868 | Mar. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-07 | ||
| 34-82814 | Mar. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-06 | ||
| 34-82828 | Mar. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-05 | ||
| 34-82719 | Feb. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Expand the Short Term Option Series Program
Comments due: March 15, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-04 | ||
| 34-82740 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-02 | ||
| 34-82673 | Feb. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 7, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-01 | ||
| 34-82488 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1308, and 1322
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |