MIAX Rulemaking
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
MIAX File Number List for 2022
Additional Archives
2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2022
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-MIAX-2022-23 | ||
| 34-95140 | Jun. 22, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements For Uniform Forms
Comments due: 21 days after publication in the Federal Register |
| SR-MIAX-2022-22 | ||
| 34-95001 | May 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Order Monitor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-21 | ||
| 34-94939 | May 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of an Amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market
Comments due: 21 days after publication in the Federal Register |
| SR-MIAX-2022-19 | ||
| 34-94893 | May 11, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-20 | ||
| 34-94890 | May 11, 2022 | Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-18 | ||
| 34-94878 | May 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for the Priority Customer Rebate Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-16 | ||
| 34-94874 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports |
| SR-MIAX-2022-14 | ||
| 34-94873 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Increase Certain Connectivity Fees |
| SR-MIAX-2022-15 | ||
| 34-94870 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Changes to Establish Fees for the Exchanges' cToM Market Data Products
Additional File No.: SR-EMERALD-2022-14 |
| SR-MIAX-2022-17 | ||
| 34-94836 | May 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders and Exchange Rule 515, Execution of Orders and Quotes, to Permit Pricing of Stock-option Complex Strategies in any Decimal Price the Exchange Determines
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-16 | ||
| 34-94720 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-14 | ||
| 34-94719 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change to Amend the MIAX Fee Schedule to Increase Certain Connectivity Fees; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-15 | ||
| 34-94716 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-08 | ||
| 34-94683 | Apr. 12, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports |
| SR-MIAX-2022-07 | ||
| 34-94678 | Apr. 11, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees |
| SR-MIAX-2022-13 | ||
| 34-94671 | Apr. 11, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders
Comments due: May 6, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-10 | ||
| 34-94669 | Apr. 11, 2022 | Notice of Withdrawal of Proposed Rule Changes to Establish Fees for the Exchanges' cToM Market Data Products
Additional File No.: SR-EMERALD-2022-06 |
| SR-MIAX-2022-12 | ||
| 34-94574 | Apr. 1, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Extend the SPIKES Options Market Maker Incentive Program Until June 30, 2022
Comments due: April 28, 2022 |
| First Quarter | ||
| SR-MIAX-2022-11 | ||
| 34-94384 | Mar. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Adopt Fees for a New Data Product Called the Liquidity Taker Event Report - Complex Orders
Comments due: April 5, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-58 | ||
| 34-94353 | Mar. 3, 2022 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls
Comments due: March 30, 2022 |
| SR-MIAX-2022-10 | ||
| 34-94262 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-08 | ||
| 34-94259 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Amend Its Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-07 | ||
| 34-94256 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-09 | ||
| 34-94251 | Feb. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 1308, Supervision of Accounts
Comments due: March 15, 2022 |
| SR-MIAX-2021-59 | ||
| 34-94157 | Feb. 4, 2022 | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedules to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees
Additional File No.: SR-PEARL-2021-57 |
| SR-MIAX-2021-60 | ||
| 34-94155 | Feb. 4, 2022 | Notice of Withdrawal of Proposed Rule Changes to Amend Fee Schedules to Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports
Additional File No.: SR-EMERALD-2021-43 |
| SR-MIAX-2022-06 | ||
| 34-94135 | Feb. 2, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Provide for the New Liquidity Taker Event Report - Complex Orders
Comments due: March 1, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-59 | ||
| 34-94088 | Jan. 27, 2022 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedules to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees
Comments due: February 23, 2022 Rebuttal comments due: March 9, 2022 Additional File No.: SR-PEARL-2021-57 Comments received are available for this proposal. |
| SR-MIAX-2021-60 | ||
| 34-94087 | Jan. 27, 2022 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend Fee Schedules to Adopt Tiered-Pricing Structures for Additional Limited Service MIAX and MIAX Emerald Express Interface Ports
Comments due: February 23, 2022 Rebuttal comments due: March 9, 2022 Additional File No.: SR-EMERALD-2021-43 Comments received are available for this proposal. |
| SR-MIAX-2022-05 | ||
| 34-94039 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Professional Rebate Program
Comments due: February 18, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2021-58 | ||
| 34-93972 | Jan. 13, 2022 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Exchange Rule 532, Order and Quote Price Protection Mechanisms and Risk Controls |
| SR-MIAX-2021-64 | ||
| 34-93969 | Jan. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by to Amend Its Fee Schedule
Comments due: February 9, 2022 |
| SR-MIAX-2022-03 | ||
| 34-93961 | Jan. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: February 9, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-MIAX-2022-23 | ||
| 34-95140 | Jun. 22, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 1900, Registration Requirements, Exchange Rule 1903, Continuing Education Requirements, and Exchange Rule 1904, Electronic Filing Requirements For Uniform Forms
Comments due: 21 days after publication in the Federal Register |
| SR-MIAX-2022-22 | ||
| 34-95001 | May 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 519, MIAX Order Monitor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-21 | ||
| 34-94939 | May 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of an Amendment to Rule 518, Complex Orders, to Permit Legging Through the Simple Market
Comments due: 21 days after publication in the Federal Register |
| SR-MIAX-2022-20 | ||
| 34-94890 | May 11, 2022 | Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Increase Certain Connectivity Fees and Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-19 | ||
| 34-94893 | May 11, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-18 | ||
| 34-94878 | May 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule for the Priority Customer Rebate Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2022-17 | ||
| 34-94836 | May 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders and Exchange Rule 515, Execution of Orders and Quotes, to Permit Pricing of Stock-option Complex Strategies in any Decimal Price the Exchange Determines
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-16 | ||
| 34-94874 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports |
| 34-94720 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change To Amend Its Fee Schedule To Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-15 | ||
| 34-94870 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Changes to Establish Fees for the Exchanges' cToM Market Data Products
Additional File No.: SR-EMERALD-2022-14 |
| 34-94716 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-14 | ||
| 34-94873 | May 9, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Increase Certain Connectivity Fees |
| 34-94719 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change to Amend the MIAX Fee Schedule to Increase Certain Connectivity Fees; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: May 11, 2022 Rebuttal comments due: May 25, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-13 | ||
| 34-94671 | Apr. 11, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 518, Complex Orders
Comments due: May 6, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-12 | ||
| 34-94574 | Apr. 1, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Extend the SPIKES Options Market Maker Incentive Program Until June 30, 2022
Comments due: April 28, 2022 |
| SR-MIAX-2022-11 | ||
| 34-94384 | Mar. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Options Fee Schedule to Adopt Fees for a New Data Product Called the Liquidity Taker Event Report - Complex Orders
Comments due: April 5, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-10 | ||
| 34-94669 | Apr. 11, 2022 | Notice of Withdrawal of Proposed Rule Changes to Establish Fees for the Exchanges' cToM Market Data Products
Additional File No.: SR-EMERALD-2022-06 |
| 34-94262 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Establish Fees for the Exchange's cToM Market Data Product; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-09 | ||
| 34-94251 | Feb. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 1308, Supervision of Accounts
Comments due: March 15, 2022 |
| SR-MIAX-2022-08 | ||
| 34-94683 | Apr. 12, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports |
| 34-94259 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Amend Its Fee Schedule to Adopt a Tiered-Pricing Structure for Additional Limited Service MIAX Express Interface Ports; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-07 | ||
| 34-94678 | Apr. 11, 2022 | Notice of Withdrawal of Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees |
| 34-94256 | Feb. 15, 2022 | Notice of Filing of a Proposed Rule Change to Amend the MIAX Fee Schedule to Adopt a Tiered-Pricing Structure for Certain Connectivity Fees; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: March 15, 2022 Rebuttal comments due: March 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2022-06 | ||
| 34-94135 | Feb. 2, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 531 to Provide for the New Liquidity Taker Event Report - Complex Orders
Comments due: March 1, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-05 | ||
| 34-94039 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Professional Rebate Program
Comments due: February 18, 2022 Additional Materials: Exhibit 5 |
| SR-MIAX-2022-03 | ||
| 34-93961 | Jan. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: February 9, 2022 Additional Materials: Exhibit 5 |