MIAX Rulemaking
We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
MIAX File Number List for 2018
Additional Archives
2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-MIAX-2018-37 | ||
| 34-84734 | Dec. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to Adopt Interpretations and Policies .03
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-25 | ||
| 34-84650 | Nov. 26, 2018 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members |
| SR-MIAX-2018-36 | ||
| 34-84613 | Nov. 16, 2018 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 14, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-34 | ||
| 34-84594 | Nov. 14, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-35 | ||
| 34-84589 | Nov. 14, 2018 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-28 | ||
| 34-84584 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 406, Long-Term Option Contracts
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-32 | ||
| 34-84578 | Nov. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 503 to Adopt Interpretations and Policies .02 and .03
Comments due: December 10, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-27 | ||
| 34-84519 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and Rule 518, Complex Orders
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-84417 | Oct. 12, 2018 | Order Granting Approval of a Proposed Rule Change to List and Trade Options on the SPIKES™ Index |
| SR-MIAX-2018-19 | ||
| 34-84398 | Oct. 10, 2018 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members |
| SR-MIAX-2018-26 | ||
| 34-84361 | Oct. 4, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 203, Qualification and Registration of Members and Associated Persons, 1301, Registration of Options Principals, and 1302, Registration of Representatives, Relating to Registration and Qualification Examinations Required for Members and Associated Persons of Members that Engage in Trading Activities on the Exchange
Comments due: November 1, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-25 | ||
| 34-84357 | Oct. 3, 2018 | Notice of Filing of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: October 31, 2018 Rebuttal comments due: November 14, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Third Quarter | ||
| SR-MIAX-2018-19 | ||
| 34-84175 | Sep. 17, 2018 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members
Comments due: October 12, 2018 Rebuttal comments due: October 26, 2018 |
| SR-MIAX-2018-24 | ||
| 34-84089 | Sep. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 406, Long-Term Option Contracts, and Rule 1809, Terms of Index Options Contracts
Comments due: October 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-83975 | Aug. 28, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to List and Trade Options on the SPIKES™ Index |
| SR-MIAX-2018-23 | ||
| 34-83847 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-20 | ||
| 34-83813 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 5, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-21 | ||
| 34-83812 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 5, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-22 | ||
| 34-83797 | Aug. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-18 | ||
| 34-83788 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-19 | ||
| 34-83786 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2018-16 | ||
| 34-83726 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-83619 | Jul. 11, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to List and Trade on the Exchange Options on the SPIKES™ Index
Comments due: August 6, 2018 Additional Materials: Exhibit 3-1, Exhibit 3-2, Exhibit 5 |
| SR-MIAX-2018-13 | ||
| 34-83577 | Jul. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: July 30, 2018 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-MIAX-2018-12 | ||
| 34-83515 | Jun. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-11 | ||
| 34-83349 | May 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-MIAX-2018-10 | ||
| 34-82931 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-08 | ||
| 34-82868 | Mar. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-06 | ||
| 34-82828 | Mar. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-09 | ||
| 34-82823 | Mar. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 3, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-07 | ||
| 34-82814 | Mar. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-04 | ||
| 34-82740 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-05 | ||
| 34-82719 | Feb. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Expand the Short Term Option Series Program
Comments due: March 15, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-02 | ||
| 34-82673 | Feb. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 7, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2017-20 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-MIAX-2017-18 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-MIAX-2018-01 | ||
| 34-82488 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1308, and 1322
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |
File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-MIAX-2018-37 | ||
| 34-84734 | Dec. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 510, Minimum Price Variations and Minimum Trading Increments, to Adopt Interpretations and Policies .03
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MIAX-2018-36 | ||
| 34-84613 | Nov. 16, 2018 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: December 14, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-35 | ||
| 34-84589 | Nov. 14, 2018 | Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 100, Definitions; Rule 515, Execution of Orders and Quotes; and Rule 503, Openings on the Exchange
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-34 | ||
| 34-84594 | Nov. 14, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend Exchange Rule 519, MIAX Order Monitor; Exchange Rule 519A, Risk Protection Monitor; and Rule 517, Quote Types Defined
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-32 | ||
| 34-84578 | Nov. 13, 2018 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 503 to Adopt Interpretations and Policies .02 and .03
Comments due: December 10, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-28 | ||
| 34-84584 | Nov. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 406, Long-Term Option Contracts
Comments due: December 11, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-27 | ||
| 34-84519 | Nov. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, and Rule 518, Complex Orders
Comments due: November 28, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-26 | ||
| 34-84361 | Oct. 4, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 203, Qualification and Registration of Members and Associated Persons, 1301, Registration of Options Principals, and 1302, Registration of Representatives, Relating to Registration and Qualification Examinations Required for Members and Associated Persons of Members that Engage in Trading Activities on the Exchange
Comments due: November 1, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-25 | ||
| 34-84650 | Nov. 26, 2018 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members |
| 34-84357 | Oct. 3, 2018 | Notice of Filing of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Change
Comments due: October 31, 2018 Rebuttal comments due: November 14, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2018-24 | ||
| 34-84089 | Sep. 12, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404A, Select Provisions of Options Listing Procedures Plan, Rule 406, Long-Term Option Contracts, and Rule 1809, Terms of Index Options Contracts
Comments due: October 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-23 | ||
| 34-83847 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-22 | ||
| 34-83797 | Aug. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-21 | ||
| 34-83812 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 5, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-20 | ||
| 34-83813 | Aug. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 5, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-19 | ||
| 34-84398 | Oct. 10, 2018 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members |
| 34-84175 | Sep. 17, 2018 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Regarding Connectivity Fees for Members and Non-Members
Comments due: October 12, 2018 Rebuttal comments due: October 26, 2018 |
| 34-83786 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2018-18 | ||
| 34-83788 | Aug. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: September 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-16 | ||
| 34-83726 | Jul. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 518, Complex Orders
Comments due: August 23, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-14 | ||
| 34-84417 | Oct. 12, 2018 | Order Granting Approval of a Proposed Rule Change to List and Trade Options on the SPIKES™ Index |
| 34-83975 | Aug. 28, 2018 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to List and Trade Options on the SPIKES™ Index |
| 34-83619 | Jul. 11, 2018 | Notice of Filing of a Proposed Rule Change by Miami International Securities Exchange, LLC to List and Trade on the Exchange Options on the SPIKES™ Index
Comments due: August 6, 2018 Additional Materials: Exhibit 3-1, Exhibit 3-2, Exhibit 5 |
| SR-MIAX-2018-13 | ||
| 34-83577 | Jul. 2, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 602, Appointment of Market Makers
Comments due: July 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-12 | ||
| 34-83515 | Jun. 25, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: July 20, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-11 | ||
| 34-83349 | May 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MIAX-2018-10 | ||
| 34-82931 | Mar. 22, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 307, Position Limits, and Exchange Rule 309, Exercise Limits
Comments due: April 18, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-09 | ||
| 34-82823 | Mar. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 3, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-08 | ||
| 34-82868 | Mar. 13, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: April 9, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-07 | ||
| 34-82814 | Mar. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities
Comments due: March 30, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-06 | ||
| 34-82828 | Mar. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 402, Criteria for Underlying Securities
Comments due: April 4, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-05 | ||
| 34-82719 | Feb. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Expand the Short Term Option Series Program
Comments due: March 15, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-04 | ||
| 34-82740 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-02 | ||
| 34-82673 | Feb. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 7, 2018 Additional Materials: Exhibit 5 |
| SR-MIAX-2018-01 | ||
| 34-82488 | Jan. 11, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1308, and 1322
Comments due: February 8, 2018 Additional Materials: Exhibit 5 |