MIAX Rulemaking

We encourage the public to submit comments on the following Miami International Securities Exchange LLC (MIAX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

MIAX File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Fourth Quarter
SR-MIAX-2017-47
34-82111 Nov. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager ("ARM").
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-MIAX-2017-18
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel. No. 34-80675, Order: Rel. No. 34-81067
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-MIAX-2017-45
34-81998 Nov. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 29, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-43
34-81976 Oct. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1322, and 517
Comments due: November 24, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-44
34-81967 Oct. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518 Relating to Derived Orders
Comments due: November 24, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-42
34-81933 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 20, 2017
Additional Materials: Exhibit 5
Third Quarter
SR-MIAX-2017-41
34-81753 Sep. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 529, Order Routing to Other Exchanges
Comments due: October 25, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-39
34-81739 Sep. 27, 2017 Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
See also: Notice: Rel. No. 34-81371
SR-MIAX-2017-20
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80790
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-MIAX-2017-24
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80837
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-MIAX-2017-40
34-81372 Aug. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule in Connection with the Adoption of Certain New Complex Order Types
Comments due: September 6, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-39
34-81371 Aug. 10, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: September 6, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81739
SR-MIAX-2017-38
34-81321 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-MIAX-2017-36
34-81252 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of MIAX Express Interface Port Known as a Purge Port, to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Purge Message, and to Amend its Fee Schedule to Adopt Fees for Purge Ports
Comments due: August 24, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-MIAX-2017-34
34-81229 Jul. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, Rule 518, Complex Orders, and Rule 519A, Risk Protection Monitor
Comments due: August 23, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-35
34-81193 Jul. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 404, 506, 806, and 1701
Comments due: August 18, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-33
34-81183 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-24
34-81165 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80837
SR-MIAX-2017-20
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80790, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-ISE-2017-46, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca-2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30
SR-MIAX-2017-19
34-81131 Jul. 12, 2017 Order Granting Approval of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
See also: Notice: Rel. No. 34-80768
SR-MIAX-2017-32
34-81122 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend MIAX Options Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017
Additional Materials: Exhibit 5
Second Quarter
SR-MIAX-2017-18
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80675, Notice: Rel. No. 34-82049
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-MIAX-2017-31
34-81063 Jun. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Concerning the Options Regulatory Fee
Comments due: July 28, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-30
34-81020 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 307, Position Limits, and 309, Exercise Limits, to Extend the SPY Pilot Program
Comments due: July 21, 2017
Additional Materials: Exhibit 3, Exhibit 3a, Exhibit 5
SR-MIAX-2017-29
34-81019 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 21, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-16
34-80940 Jun. 15, 2017 Order Approving a Proposed Rule Change Relating to the Exposure Periods of the MIAX Price Improvement Mechanism and Solicitation Mechanism
See also: Notice: Rel. No. 34-80570
SR-MIAX-2017-28
34-80909 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Implement an Equity Rights Program
Comments due: July 7, 2017
SR-MIAX-2017-27
34-80869 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 406, Long Term Option Contracts
Comments due: July 5, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-25
34-80853 Jun. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 29, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-24
34-80837 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81165
Comments received are available for this proposal.
SR-MIAX-2017-20
34-80790 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-MIAX-2017-22
34-80779 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: June 22, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-19
34-80768 May 25, 2017 Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81131
SR-MIAX-2017-23
34-80757 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-21
34-80690 May 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions from Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-18
34-80675 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049
Comments received are available for this proposal.
SR-MIAX-2017-16
34-80570 May 1, 2017 Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: May 26, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-15
34-80416 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: May 5, 2017
Additional Materials: Exhibit 3, Exhibit 5
First Quarter
SR-MIAX-2017-13
34-80284 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-03
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79937
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-MIAX-2017-12
34-80230 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515, Execution of Orders and Quotes
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-11
34-80190 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule Relating to the Professional Rebate Program
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-10
34-80148 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due:  March 30, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-08
34-80151 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest
Comments due: March 30, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-09
34-80121 Feb. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 519, MIAX Order Monitor
Comments due: March 27, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-06
34-80089 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518, Complex Orders, to Establish the Complex MIAX Options Price Collar
Comments due: March 21, 2016
Additional Materials: Exhibit 5
SR-MIAX-2017-05
34-80062 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI")
Comments due: March 17, 2016
Additional Materials: Exhibit 5
SR-MIAX-2017-02
34-79983 Feb. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule to Modify Its Market Maker and Other Market Participant Transaction Fees
Comments due: March 6, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-03
34-79937 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256


File Number List for 2017

Release No. Date Details
SR-MIAX-2017-47
34-82111 Nov. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 612, Aggregate Risk Manager ("ARM").
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-MIAX-2017-45
34-81998 Nov. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 29, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-44
34-81967 Oct. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518 Relating to Derived Orders
Comments due: November 24, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-43
34-81976 Oct. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 700, 1322, and 517
Comments due: November 24, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-42
34-81933 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: November 20, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-41
34-81753 Sep. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 529, Order Routing to Other Exchanges
Comments due: October 25, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-40
34-81372 Aug. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule in Connection with the Adoption of Certain New Complex Order Types
Comments due: September 6, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-39
34-81739 Sep. 27, 2017 Order Granting Approval of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
34-81371 Aug. 10, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rules Relating to Trading in Index Options
Comments due: September 6, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-38
34-81321 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 504, Trading Halts, and 521, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-MIAX-2017-36
34-81252 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of MIAX Express Interface Port Known as a Purge Port, to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest, to Adopt a New Purge Message, and to Amend its Fee Schedule to Adopt Fees for Purge Ports
Comments due: August 24, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-MIAX-2017-35
34-81193 Jul. 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 404, 506, 806, and 1701
Comments due: August 18, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-34
34-81229 Jul. 27, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism, Rule 518, Complex Orders, and Rule 519A, Risk Protection Monitor
Comments due: August 23, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-33
34-81183 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 404, Series of Option Contracts Open for Trading
Comments due: August 17, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-32
34-81122 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Amend MIAX Options Rule 524, Reporting of Matched Trades to Clearing Corporation
Comments due: August 7, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-31
34-81063 Jun. 30, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Concerning the Options Regulatory Fee
Comments due: July 28, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-30
34-81020 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 307, Position Limits, and 309, Exercise Limits, to Extend the SPY Pilot Program
Comments due: July 21, 2017
Additional Materials: Exhibit 3, Exhibit 3a, Exhibit 5
SR-MIAX-2017-29
34-81019 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: July 21, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-28
34-80909 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC to Implement an Equity Rights Program
Comments due: July 7, 2017
SR-MIAX-2017-27
34-80869 Jun. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 406, Long Term Option Contracts
Comments due: July 5, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-25
34-80853 Jun. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 29, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-24
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80837
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81165 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
34-80837 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Exchange Rule 1713 Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-MIAX-2017-23
34-80757 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 510 to Extend the Penny Pilot Program
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-22
34-80779 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: June 22, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-21
34-80690 May 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rules 301, Just and Equitable Principles of Trade; Rule 308, Exemptions from Position Limits; Rule 404, Series of Option Contracts Open for Trading; Rule 514, Priority of Quotes and Orders; Rule 1325, Telemarketing; and Rule 1400, Definitions
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-20
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37; SR-BatsEDGX-2017-23; SR-BOX-2017-17; SR-C2-2017-018; SR-CBOE-2017-041; SR-FINRA-2017-013; SR-IEX-2017-18, SR-ISE-2017-46, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027; SR-PHLX-2017-43; SR-NYSE- 2017-23; SR-NYSEArca-2017-57; SR-NYSEArca-2017-59; SR-NYSEMKT-2017-29; SR-NYSEMKT-2017-30
34-80790 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-MIAX-2017-19
34-81131 Jul. 12, 2017 Order Granting Approval of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
34-80768 May 25, 2017 Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rules 515, Execution of Orders and Quotes; 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism; and 518, Complex Orders
Comments due: June 22, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-18
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80675 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-MIAX-2017-16
34-80940 Jun. 15, 2017 Order Approving a Proposed Rule Change Relating to the Exposure Periods of the MIAX Price Improvement Mechanism and Solicitation Mechanism
34-80570 May 1, 2017 Notice of Filing of a Proposed Rule Change to Amend MIAX Options Rule 515A, MIAX Price Improvement Mechanism ("PRIME") and PRIME Solicitation Mechanism
Comments due: May 26, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-15
34-80416 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: May 5, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-MIAX-2017-13
34-80284 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 521, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-12
34-80230 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 515, Execution of Orders and Quotes
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-11
34-80190 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Fee Schedule Relating to the Professional Rebate Program
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-10
34-80148 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule
Comments due: March 30, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-09
34-80121 Feb. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 519, MIAX Order Monitor
Comments due: March 27, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-08
34-80151 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend MIAX Options Rule 519C, Mass Cancellation of Trading Interest
Comments due: March 30, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-06
34-80089 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MIAX Options Rule 518, Complex Orders, to Establish the Complex MIAX Options Price Collar
Comments due: March 21, 2016
Additional Materials: Exhibit 5
SR-MIAX-2017-05
34-80062 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Clarify Its Fees Relating to the MIAX Express Network Interconnect ("MENI")
Comments due: March 17, 2016
Additional Materials: Exhibit 5
SR-MIAX-2017-03
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79937 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt Consolidated Audit Trail Compliance Rule (Rules 1701-1712) to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017
Additional Materials: Exhibit 5
SR-MIAX-2017-02
34-79983 Feb. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC to Amend Its Fee Schedule to Modify Its Market Maker and Other Market Participant Transaction Fees
Comments due: March 6, 2017
Additional Materials: Exhibit 5