Cboe Exchange, Inc. Rulemaking- Archive 2022
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Cboe Exchange, Inc. File Number List for 2022
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001
Chronological List for 2022
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-CBOE-2022-057 | ||
| 34-96570 | Dec. 22, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Increase the Position and Exercise Limits for Options on Apple Inc. Stock |
| SR-CBOE-2022-061 | ||
| 34-96510 | Dec. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule to Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs
Comments due:January 11, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-060 | ||
| 34-96450 | Dec. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 3, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-058 | ||
| 34-96395 | Nov. 28, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements
Comments due: December 23, 2022 |
| SR-CBOE-2022-051 | ||
| 34-96380 | Nov. 23, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
| SR-CBOE-2022-057 | ||
| 34-96353 | Nov. 18, 2022 | Notice of Filing of a Proposed Rule Change to Increase Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL")
Comments due: December 16, 2022 |
| SR-CBOE-2022-059 | ||
| 34-96315 | Nov. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 4.5(d)
Comments due: December 12, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-053 | ||
| 34-96239 | Nov. 4, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: December 1, 2022 |
| SR-CBOE-2022-055 | ||
| 34-96223 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program until May 8, 2023
Comments due: November 30, 2022 |
| SR-CBOE-2022-054 | ||
| 34-96222 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 30, 2022 |
| SR-CBOE-2022-056 | ||
| 34-96221 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: November 30, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-051 | ||
| 34-97306 | Apr. 14, 2023 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
| 34-96081 | Oct. 14, 2022 | Notice of Filing of a Proposed Rule Change to Amend Its Rules Relating to the Processing of Auction Responses
Comments due: November 10, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-052 | ||
| 34-96065 | Oct. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: November 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-050 | ||
| 34-96003 | Oct. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 3, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-049 | ||
| 34-96001 | Oct. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: November 3, 2022 Additional Materials: Exhibit 3, Exhibit 5a, Exhibit 5b |
| SR-CBOE-2022-041 | ||
| 34-95987 | Oct. 5, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders
Comments due: November 2, 2022 |
| Third Quarter | ||
| SR-CBOE-2022-048 | ||
| 34-95934 | Sep. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: October 24, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-047 | ||
| 34-95910 | Sep. 26, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.6 Concerning the Clearing Editor
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-046 | ||
| 34-95870 | Sep. 22, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-039 | ||
| 34-95795 | Sep. 15, 2022 | Order Approving a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled Options on the Mini-S&P 500 Index that Expire on Tuesday or Thursday |
| SR-CBOE-2022-044 | ||
| 34-95736 | Sep. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-036 | ||
| 34-95707 | Sep. 8, 2022 | Order Approving a Proposed Rule Change to Amend Cboe Rule 5.6 and Cboe Rule 5.33 to Allow Delta-Adjusted at Close Orders to be Submitted in FLEX Equity Options |
| SR-CBOE-2022-038 | ||
| 34-95657 | Sep. 1, 2022 | Order Approving a Proposed Rule Change to Amend CBOE Rule 5.32 With Respect to the Handling of Cancel/Replace Messages |
| SR-CBOE-2022-043 | ||
| 34-95647 | Aug. 31, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Relating to Minimum Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Relating to Minimum Market-Maker Quote Size
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-042 | ||
| 34-95530 | Aug. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3, Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2022-041 | ||
| 34-95520 | Aug. 17, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-040 | ||
| 34-95398 | Aug. 1, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.5
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-039 | ||
| 34-95392 | Jul. 29, 2022 | Notice of Filing of Proposed Rule Change to Amend Rule 4.13
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-036 | ||
| 34-95344 | Jul. 21, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.6 and Rule 5.33 to Allow Delta-Adjusted at Close Orders to be Submitted in Equity Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-038 | ||
| 34-95328 | Jul. 20, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.32
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-015 | ||
| 34-95314 | Jul. 19, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: 15 days after publication in the Federal Register Rebuttal comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-037 | ||
| 34-95271 | Jul. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain of its Rules Related to Market-Makers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-035 | ||
| 34-95228 | Jul. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.22 to Remove Certain References to the Market-Wide Circuit Breaker Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-034 | ||
| 34-95225 | Jul. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade FLexible EXchange Index Options with an Index Multiplier of One
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-CBOE-2022-029 | ||
| 34-95155 | Jun. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2022-028 | ||
| 34-95151 | Jun. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 to Include Calendar Year 2022 through December 31, 2022
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-027 | ||
| 34-95102 | Jun. 14, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CBOE-2022-025 | ||
| 34-95084 | Jun. 10, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-024 | ||
| 34-95006 | May 31, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Complex Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-009 | ||
| 34-94928 | May 17, 2022 | Order Approving a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF |
| SR-CBOE-2022-023 | ||
| 34-94913 | May 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-022 | ||
| 34-94848 | May 4, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Launch of the Curb Trading Hours Session
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-020 | ||
| 34-94812 | Apr. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 25, 2022 |
| SR-CBOE-2022-021 | ||
| 34-94800 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: May 24, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-019 | ||
| 34-94799 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 24, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-015 | ||
| 34-94723 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: May 11, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-018 | ||
| 34-94706 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.22
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-016 | ||
| 34-94686 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-005 | ||
| 34-94682 | Apr. 12, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified By Amendment No. 1, to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday
Comments due: May 9, 2022 |
| SR-CBOE-2022-017 | ||
| 34-94670 | Apr. 11, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 6, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-009 | ||
| 34-94594 | Apr. 4, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
Comments due: April 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-CBOE-2022-014 | ||
| 34-94540 | Mar. 29, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's plans to List and Trade Nanos S&P 500 Index Options
Comments due: April 25, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-012 | ||
| 34-94513 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided under Exchange Rule 3.33 and to Amend Related Registration Requirements as Provided under Rule 3.30
Comments due: April 20, 2022 |
| SR-CBOE-2022-011 | ||
| 34-94512 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2021-071 | ||
| 34-94484 | Mar. 22, 2022 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session
Comments due: April 18, 2022 Rebuttal comments due: May 2, 2022 |
| SR-CBOE-2022-013 | ||
| 34-94454 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-008 | ||
| 34-94376 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-006 | ||
| 34-94327 | Feb. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop (Stop-Loss) and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-005 | ||
| 34-94292 | Feb. 22, 2022 | Notice of Filing of a Proposed Rule Change to Permit P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: March 21, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2021-068 | ||
| 34-94253 | Feb. 15, 2022 | Order Granting Approval of a Proposed Rule Change to Adopt a Modified Trading Schedule for Holidays |
| SR-CBOE-2021-046 | ||
| 34-94204 | Feb. 9, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules
Comments due: March 8, 2022 |
| SR-CBOE-2022-004 | ||
| 34-94201 | Feb. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2021-071 | ||
| 34-94082 | Jan. 27, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session |
| SR-CBOE-2021-075 | ||
| 34-94073 | Jan. 26, 2022 | Notice of Withdrawal of a Proposed Rule Change to Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust |
| SR-CBOE-2022-002 | ||
| 34-94041 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to its FINRA Non-Member Processing Registration Fee
Comments due: February 18, 2022 |
| SR-CBOE-2022-003 | ||
| 34-93990 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.5 to Improve the Operation of the Rule
Comments due: February 14, 2022 |
| SR-CBOE-2021-068 | ||
| 34-93958 | Jan. 12, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt a Modified Trading Schedule for Holidays |
| SR-CBOE-2021-076 | ||
| 34-93955 | Jan. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 9, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-CBOE-2022-062 | ||
| 34-96623 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-061 | ||
| 34-96510 | Dec. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule to Adopt Global Trading Hours XSP Lead Market-Makers Incentive Programs
Comments due:January 11, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-060 | ||
| 34-96450 | Dec. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 3, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-059 | ||
| 34-96315 | Nov. 15, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program in Rule 4.5(d)
Comments due: December 12, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-058 | ||
| 34-97019 | Mar. 2, 2023 | Order Approving a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements |
| 34-96395 | Nov. 28, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements
Comments due: December 23, 2022 |
| SR-CBOE-2022-057 | ||
| 34-97235 | Mar. 31, 2023 | Notice of Withdrawal of Proposed Rule Change to Increase the Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL") |
| 34-96965 | Feb. 22, 2023 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Increase Position Limits for Options on Apple Inc. Stock
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-96570 | Dec. 22, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Increase the Position and Exercise Limits for Options on Apple Inc. Stock |
| 34-96353 | Nov. 18, 2022 | Notice of Filing of a Proposed Rule Change to Increase Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL")
Comments due: December 16, 2022 |
| SR-CBOE-2022-056 | ||
| 34-96221 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: November 30, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-055 | ||
| 34-96223 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program until May 8, 2023
Comments due: November 30, 2022 |
| SR-CBOE-2022-054 | ||
| 34-96222 | Nov. 3, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 30, 2022 |
| SR-CBOE-2022-053 | ||
| 34-96239 | Nov. 4, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: December 1, 2022 |
| SR-CBOE-2022-052 | ||
| 34-96065 | Oct. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: November 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-051 | ||
| 34-97738 | Jun. 15, 2023 | Notice of Filing of Amendment Nos. 1 and 2, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Relating to the Processing of Auction Responses
|
| 34-97306 | Apr. 14, 2023 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
| 34-96684 | Jan. 18, 2023 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses
Comments due: February 14, 2023 Rebuttal comments due: February 28, 2023 Comments received are available for this proposal. |
| 34-96380 | Nov. 23, 2022 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
| 34-96081 | Oct. 14, 2022 | Notice of Filing of a Proposed Rule Change to Amend Its Rules Relating to the Processing of Auction Responses
Comments due: November 10, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-050 | ||
| 34-96003 | Oct. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 3, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-049 | ||
| 34-96001 | Oct. 6, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: November 3, 2022 Additional Materials: Exhibit 3, Exhibit 5a, Exhibit 5b |
| SR-CBOE-2022-048 | ||
| 34-95934 | Sep. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: October 24, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-047 | ||
| 34-95910 | Sep. 26, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.6 Concerning the Clearing Editor
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-046 | ||
| 34-95870 | Sep. 22, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Concerning Drill-Through Protection and Fat Finger Check
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-044 | ||
| 34-95736 | Sep. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-043 | ||
| 34-95647 | Aug. 31, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Relating to Minimum Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rule Relating to Minimum Market-Maker Quote Size
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-042 | ||
| 34-95530 | Aug. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 3, Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2022-041 | ||
| 34-95987 | Oct. 5, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders
Comments due: November 2, 2022 |
| 34-95520 | Aug. 17, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.34(b) Related to Price Protections and Risk Controls for Complex Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-040 | ||
| 34-95398 | Aug. 1, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.5
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-039 | ||
| 34-95795 | Sep. 15, 2022 | Order Approving a Proposed Rule Change to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled Options on the Mini-S&P 500 Index that Expire on Tuesday or Thursday |
| 34-95392 | Jul. 29, 2022 | Notice of Filing of Proposed Rule Change to Amend Rule 4.13
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-038 | ||
| 34-95657 | Sep. 1, 2022 | Order Approving a Proposed Rule Change to Amend CBOE Rule 5.32 With Respect to the Handling of Cancel/Replace Messages |
| 34-95328 | Jul. 20, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.32
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-037 | ||
| 34-95271 | Jul. 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain of its Rules Related to Market-Makers
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-036 | ||
| 34-95707 | Sep. 8, 2022 | Order Approving a Proposed Rule Change to Amend Cboe Rule 5.6 and Cboe Rule 5.33 to Allow Delta-Adjusted at Close Orders to be Submitted in FLEX Equity Options |
| 34-95344 | Jul. 21, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.6 and Rule 5.33 to Allow Delta-Adjusted at Close Orders to be Submitted in Equity Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-035 | ||
| 34-95228 | Jul. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.22 to Remove Certain References to the Market-Wide Circuit Breaker Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-034 | ||
| 34-95225 | Jul. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade FLexible EXchange Index Options with an Index Multiplier of One
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-029 | ||
| 34-95155 | Jun. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2022-028 | ||
| 34-95151 | Jun. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 to Include Calendar Year 2022 through December 31, 2022
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2022-027 | ||
| 34-95102 | Jun. 14, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CBOE-2022-025 | ||
| 34-95084 | Jun. 10, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-024 | ||
| 34-95006 | May 31, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Complex Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-023 | ||
| 34-94913 | May 13, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2022-022 | ||
| 34-94848 | May 4, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Launch of the Curb Trading Hours Session
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-021 | ||
| 34-94800 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: May 24, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-020 | ||
| 34-94812 | Apr. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 25, 2022 |
| SR-CBOE-2022-019 | ||
| 34-94799 | Apr. 27, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 24, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-018 | ||
| 34-94706 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.22
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-017 | ||
| 34-94670 | Apr. 11, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 6, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-016 | ||
| 34-94686 | Apr. 12, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-015 | ||
| 34-95314 | Jul. 19, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: 15 days after publication in the Federal Register Rebuttal comments due: 21 days after publication in the Federal Register |
| 34-94723 | Apr. 14, 2022 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: May 11, 2022 Comments received are available for this proposal. |
| SR-CBOE-2022-014 | ||
| 34-94540 | Mar. 29, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's plans to List and Trade Nanos S&P 500 Index Options
Comments due: April 25, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-013 | ||
| 34-94454 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-012 | ||
| 34-94513 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided under Exchange Rule 3.33 and to Amend Related Registration Requirements as Provided under Rule 3.30
Comments due: April 20, 2022 |
| SR-CBOE-2022-011 | ||
| 34-94512 | Mar. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 20, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-009 | ||
| 34-94928 | May 17, 2022 | Order Approving a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF |
| 34-94594 | Apr. 4, 2022 | Notice of Filing of a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
Comments due: April 29, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-008 | ||
| 34-94376 | Mar. 8, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 4, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-006 | ||
| 34-94327 | Feb. 28, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop (Stop-Loss) and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-005 | ||
| 34-94682 | Apr. 12, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified By Amendment No. 1, to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday
Comments due: May 9, 2022 |
| 34-94292 | Feb. 22, 2022 | Notice of Filing of a Proposed Rule Change to Permit P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: March 21, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2022-004 | ||
| 34-94201 | Feb. 9, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2022 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-003 | ||
| 34-93990 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.5 to Improve the Operation of the Rule
Comments due: February 14, 2022 |
| SR-CBOE-2022-002 | ||
| 34-94041 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to its FINRA Non-Member Processing Registration Fee
Comments due: February 18, 2022 |