Cboe Exchange, Inc. Rulemaking - Archive 2020
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Chronological List
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Second Quarter |
First Quarter
Cboe Exchange, Inc. File Number List for 2020
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Chronological List for 2020
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Release No. | Date | Details |
---|---|---|
Fourth Quarter | ||
SR-CBOE-2020-116 | ||
34-90749 | Dec. 21, 2020 | Notice of Filing of a Proposed Rule Change to Add Options on the Mini-Russell 2000 Index ("Mini-RUT" or "MRUT") to its P.M. Pilot Program
Comments due: January 19, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-118 | ||
34-90748 | Dec. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the Mini-Russell 2000 Index
Comments due: January 19, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-114 | ||
34-90676 | Dec. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 11, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-055 | ||
34-90658 | Dec. 14, 2020 | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rule 5.24
Comments due: January 8, 2021 Rebuttal comments due: January 22, 2021 |
SR-CBOE-2020-115 | ||
34-90642 | Dec. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule with Respect to Certain Fees Related to Qualified Contingent Cross Transactions the Exchange's LMM Incentive Programs
Comments due: January 7, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-051 | ||
34-90594 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements |
SR-CBOE-2020-050 | ||
34-90593 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism |
SR-CBOE-2020-052 | ||
34-90592 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism |
SR-CBOE-2020-112 | ||
34-90583 | Dec. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Temporary Rules to Extend the Time by which Trading Permit Holders must Complete their Office Inspections for the Calendar year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: January 4, 2021 |
SR-CBOE-2020-106 | ||
34-90536 | Nov. 30, 2020 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: December 28, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-111 | ||
34-90504 | Nov. 24, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-110 | ||
34-90482 | Nov. 23, 2020 | Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Comments due: December 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-075 | ||
34-90457 | Nov. 18, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
Comments due: December 15, 2020 Rebuttal comments due: December 29, 2020 |
SR-CBOE-2020-109 | ||
34-90440 | Nov. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Interpretations and Policies to Rule 5.33 in Connection with Market-Makers' Complex Orders, Quoting Obligations and Volume
Comments due: December 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-108 | ||
34-90404 | Nov. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Fees Related to Transactions in Mini-SPX Index ("XSP") Options
Comments due: December 9, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-107 | ||
34-90332 | Nov. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 1, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-105 | ||
34-90333 | Nov. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 1, 2020 Additional Materials: Exhibit 5a, Exhibit 5b |
SR-CBOE-2020-014 | ||
34-90319 | Nov. 3, 2020 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Delta-Adjusted at Close Order Instruction |
SR-CBOE-2020-103 | ||
34-90279 | Oct. 28, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: November 24, 2020 |
SR-CBOE-2020-102 | ||
34-90267 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 19, 2020 |
SR-CBOE-2020-101 | ||
34-90262 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew its Nonstandard Expirations Pilot Program
Comments due: November 19, 2020 |
SR-CBOE-2020-100 | ||
34-90263 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 19, 2020 |
SR-CBOE-2020-097 | ||
34-90232 | Oct. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: November 16, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-095 | ||
34-90229 | Oct. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-option Order
Comments due: November 16, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-099 | ||
34-90212 | Oct. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 in Connection with its Debit/Credit Price Reasonability Check
Comments due: November 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-094 | ||
34-90213 | Oct. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protections and Make Other Clarifying Changes
Comments due: November 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-034 | ||
34-90204 | Oct. 15, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
Comments due: November 12, 2020 Rebuttal comments due: November 25, 2020 |
SR-CBOE-2020-090 | ||
34-90195 | Oct. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Definition of "Current Market Value" with Respect to Certain Index Options for Purposes of Calculating Margin Requirements
Comments due: November 12, 2020 |
SR-CBOE-2020-074 | ||
34-90179 | Oct. 14, 2020 | Order Granting Approval of a Proposed Rule Change to Adopt Position Compression Cross ("PCC") Orders for SPX |
SR-CBOE-2020-092 | ||
34-90174 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: November 10, 2020 |
SR-CBOE-2020-072 | ||
34-90173 | Oct. 14, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Priority Queue for Auction Response Messages
Comments due: November 10, 2020 Comments received are available for this proposal. |
SR-CBOE-2020-098 | ||
34-90165 | Oct. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-091 | ||
34-90132 | Oct. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 4, 2020 |
SR-CBOE-2020-089 | ||
34-90103 | Oct. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: November 4, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-088 | ||
34-90093 | Oct. 5, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the S&P 500 ESG Index ("SPESG")
Comments due: October 30, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-071 | ||
34-90079 | Oct. 2, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: October 29, 2020 |
SR-CBOE-2020-075 | ||
34-90062 | Oct. 1, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading |
Third Quarter | ||
SR-CBOE-2020-072 | ||
34-90007 | Sep. 25, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
SR-CBOE-2020-055 | ||
34-89931 | Sep. 21, 2020 | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 5.24
Comments due: October 16, 2020 Rebuttal comments due:October 30, 2020 |
SR-CBOE-2020-085 | ||
34-89830 | Sep. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted New Version of the Silexx Platform
Comments due: October 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-084 | ||
34-89831 | Sep. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: October 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-086 | ||
34-89826 | Sep. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: October 7, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-081 | ||
34-89789 | Sep. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: October 5, 2020 |
SR-CBOE-2020-060 | ||
34-89768 | Sep. 4, 2020 | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permanently Adopt the Related Futures Cross Order Type
Comments due: October 1, 2020 |
SR-CBOE-2020-014 | ||
34-89765 | Sep. 3, 2020 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Delta-Adjusted at Close Order Instruction |
SR-CBOE-2020-080 | ||
34-89749 | Sep. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the S&P 500 ESG Index
Comments due: September 30, 2020 |
SR-CBOE-2020-034 | ||
34-89743 | Sep. 2, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One |
Third Quarter | ||
SR-CBOE-2020-074 | ||
34-89707 | Aug. 28, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Compression Orders
Comments due: September 18, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-052 | ||
34-89638 | Aug. 21, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
SR-CBOE-2020-051 | ||
34-89636 | Aug. 21, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
SR-CBOE-2020-050 | ||
34-89635 | Aug. 21, 2020 | Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
SR-CBOE-2020-078 | ||
34-89596 | Aug. 18, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a new Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order
Comments due: September 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-076 | ||
34-89585 | Aug. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product known as Intraday Open-Close Data
Comments due: September 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-075 | ||
34-89564 | Aug. 14, 2020 | Notice of Filing of a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
Comments due: September 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-071 | ||
34-89543 | Aug. 13, 2020 | Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: September 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-072 | ||
34-89528 | Aug. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to the Processing of Auction Responses
Comments due: September 8, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-055 | ||
34-89514 | Aug. 10, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5.24 |
SR-CBOE-2020-077 | ||
34-89507 | Aug. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection with Sell Market Orders in No-Bid Series
Comments due: September 3, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-070 | ||
34-89494 | Aug. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Introduce a New Data Product to be Known as Intraday Open-Close Data
Comments due: September 2, 2020 |
SR-CBOE-2020-069 | ||
34-89469 | Aug. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: August 31, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-073 | ||
34-89446 | Jul. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which is the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission ("Commission")
Comments due: August 27, 2020 |
SR-CBOE-2020-068 | ||
34-89401 | Jul. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program through September 1, 2021
Comments due: August 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-052 | ||
34-89400 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 |
SR-CBOE-2020-051 | ||
34-89399 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements |
SR-CBOE-2020-050 | ||
34-89398 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 |
SR-CBOE-2020-067 | ||
34-89389 | Jul. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.7 Concerning Off-Floor Transfers
Comments due: August 19, 2020 Comments received are available for this proposal. |
SR-CBOE-2020-060 | ||
34-89325 | Jul. 15, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Related Futures Cross ("RFC") Orders
Comments due: August 11, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-066 | ||
34-89307 | Jul. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: August 10, 2020 |
SR-CBOE-2020-034 | ||
34-89308 | Jul. 14, 2020 | Notice of Filing of a Proposed Rule Change Relating to Authorize for Trading Flexible Exchange Options ("FLEX options") on Full-Value Indexes with a Contract Multiplier of One
Comments due: August 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-062 | ||
34-89285 | Jul. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: August 6, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-061 | ||
34-89281 | Jul. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 5, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-004 | ||
34-89264 | Jul. 8, 2020 | Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), to be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems |
SR-CBOE-2020-065 | ||
34-89257 | Jul. 8, 2020 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 13.15
Comments due: 21 days after publication in the Federal Register |
SR-CBOE-2020-063 | ||
34-89248 | Jul. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-CBOE-2020-064 | ||
34-89239 | Jul. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
Second Quarter | ||
SR-CBOE-2020-058 | ||
34-89189 | Jun. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-CBOE-2020-059 | ||
34-89156 | Jun. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") Comments due: July 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-055 | ||
34-89131 | Jun. 23, 2020 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.24 Comments due: July 20, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-053 | ||
34-89128 | Jun. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1 in Order to Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption
Comments due: July 20, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-054 | ||
34-89075 | Jun. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options and Add New Rule 5.4(d)
Comments due: July 13, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-051 | ||
34-89058 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: July 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-050 | ||
34-89062 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend Rules 5.37 and 5.73
Comments due: July 9, 2020 Comments received are available for this proposal. |
SR-CBOE-2020-052 | ||
34-89063 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change Relating to Amend Rules 5.37, 5.38 and Rule 5.73
Comments due: July 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-014 | ||
34-88997 | Jun. 3, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Delta-Adjusted at Close Order Instruction
Comments due: June 30, 2020 Rebuttal comments due: July 14, 2020 |
SR-CBOE-2020-049 | ||
34-88978 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: June 26, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-048 | ||
34-88984 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: June 26, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-046 | ||
34-88923 | May 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check
Comments due: June 18, 2020 |
SR-CBOE-2020-047 | ||
34-88886 | May 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: June 11, 2020 |
SR-CBOE-2020-045 | ||
34-88883 | May 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-043 | ||
34-88877 | May 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 10, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-044 | ||
34-88836 | May 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: June 3, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-041 | ||
34-88816 | May 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Definition of Bulk Messages in Rule 1.1 and Amend Rule 5.5(c)(3)
Comments due: June 2, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-042 | ||
34-88786 | Apr. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.9 to Permit In-Kind Transfers of Positions off of the Exchange in Connection with Unit Investment Trusts ("UITs")
Comments due: May 27, 2020 |
SR-CBOE-2020-039 | ||
34-88782 | Apr. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: May 27, 2020 |
SR-CBOE-2020-015 | ||
34-88768 | Apr. 29, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Increase Position Limits for Options on Certain Exchange-Traded Funds and Indexes
Comments due: May 26, 2020 |
SR-CBOE-2020-004 | ||
34-88769 | Apr. 29, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: May 26, 2020 Rebuttal comments due: June 9, 2020 |
SR-CBOE-2020-040 | ||
34-88741 | Apr. 24, 2020 | Notice of Filing and Immediate
Comments due: May 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-037 | ||
34-88722 | Apr. 22, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove its Optional Daily Risk Limits Pursuant to Rule 5.34
Comments due: May 19, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-033 | ||
34-88678 | Apr. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: May 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-036 | ||
34-88674 | Apr. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Its SPXPM Pilot Program
Comments due: May 13, 2020 |
SR-CBOE-2020-035 | ||
34-88673 | Apr. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 2, 2020
Comments due: May 13, 2020 |
SR-CBOE-2020-032 | ||
34-88638 | Apr. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: May 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-014 | ||
34-88622 | Apr. 13, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close Order Instruction |
SR-CBOE-2020-028 | ||
34-88586 | Apr. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: May 5, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-025 | ||
34-88575 | Apr. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing
Comments due: May 4, 2020 Additional Materials: Exhibit 5 |
First Quarter | ||
SR-CBOE-2020-031 | ||
34-88530 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-029 | ||
34-88528 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently due April 1, 2020 to June 1, 2020
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-024 | ||
34-88526 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-027 | ||
34-88502 | Mar. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.6 in Connection with Updates Permitted through the Clearing Editor
Comments due: April 23, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-026 | ||
34-88490 | Mar. 26, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-022 | ||
34-88486 | Mar. 26, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-018 | ||
34-88475 | Mar. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Silexx Fee Schedule
Comments due: April 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-010 | ||
34-88459 | Mar. 23, 2020 | Notice of Withdrawal of Proposed Rule Change to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options") |
SR-CBOE-2020-023 | ||
34-88447 | Mar. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend Rule 5.24
Comments due: April 16, 2020 |
SR-CBOE-2020-004 | ||
34-88437 | Mar. 20, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems |
SR-CBOE-2020-021 | ||
34-88426 | Mar. 19, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 15, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2019-035 | ||
34-88424 | Mar. 19, 2020 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: April 15, 2020 |
SR-CBOE-2020-019 | ||
34-88386 | Mar. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: April 9, 2020 |
SR-CBOE-2020-017 | ||
34-88372 | Mar. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism
Comments due: April 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-015 | ||
34-88350 | Mar. 10, 2020 | Notice of Filing of a Proposed Rule Change to Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs") and Indexes
Comments due: April 6, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-016 | ||
34-88348 | Mar. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Complex Order Auction
Comments due: April 6, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-006 | ||
34-88341 | Mar. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Non-Substantive Changes to Clean Up its Fees Schedule
Comments due: April 2, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-014 | ||
34-88312 | Mar. 3, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close (DAC) Order Instruction that a User may Apply to an Order when Entering it into the System for Execution in an Electronic or Open Outcry Auction
Comments due: March 30, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-013 | ||
34-88281 | Feb. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.13 and 5.31 Concerning the Modified Opening Auction Process
Comments due: March 23, 2020 |
SR-CBOE-2020-011 | ||
34-88243 | Feb. 19, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 17, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-012 | ||
34-88235 | Feb. 19, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options Comments due: March 17, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-010 | ||
34-88232 | Feb. 18, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: March 16, 2020 |
SR-CBOE-2020-007 | ||
34-88176 | Feb. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: March 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-005 | ||
34-88164 | Feb. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: March 10, 2020 Additional Materials: Exhibit 5A, Exhibit 5B Comments received are available for this proposal. |
SR-CBOE-2020-004 | ||
34-88105 | Jan. 30, 2020 | Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2019-035 | ||
34-87959 | Jan. 14, 2020 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers |
SR-CBOE-2020-001 | ||
34-87953 | Jan. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-002 | ||
34-87894 | Jan. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options Comments due: January 31, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2019-126 | ||
34-87883 | Jan. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Regarding Complex Orders
Comments due: January 29, 2020 Additional Materials: Exhibit 5 |
File Number List for 2020
Release No. | Date | Details |
---|---|---|
SR-CBOE-2020-118 | ||
34-90748 | Dec. 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the Mini-Russell 2000 Index
Comments due: January 19, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-117 | ||
34-91528 | Apr. 9, 2021 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One
Comments due: May 6, 2021 |
34-91194 | Feb. 24, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One |
34-90853 | Jan. 5, 2021 | Notice of Filing of a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One
Comments due: February 1, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-116 | ||
34-91067 | Feb. 5, 2021 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Add Options on the Mini-Russell 2000 Index to its P.M. Pilot Program |
34-90749 | Dec. 21, 2020 | Notice of Filing of a Proposed Rule Change to Add Options on the Mini-Russell 2000 Index ("Mini-RUT" or "MRUT") to its P.M. Pilot Program
Comments due: January 19, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-115 | ||
34-90642 | Dec. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule with Respect to Certain Fees Related to Qualified Contingent Cross Transactions the Exchange's LMM Incentive Programs
Comments due: January 7, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-114 | ||
34-90676 | Dec. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 11, 2021 Additional Materials: Exhibit 5 |
SR-CBOE-2020-112 | ||
34-90583 | Dec. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Temporary Rules to Extend the Time by which Trading Permit Holders must Complete their Office Inspections for the Calendar year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: January 4, 2021 |
SR-CBOE-2020-111 | ||
34-90504 | Nov. 24, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-110 | ||
34-90916 | Jan. 13, 2021 | Notice of Withdrawal of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Additional File No.: SR-CBOE-2020-110 |
34-90482 | Nov. 23, 2020 | Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Comments due: December 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-109 | ||
34-90440 | Nov. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Interpretations and Policies to Rule 5.33 in Connection with Market-Makers' Complex Orders, Quoting Obligations and Volume
Comments due: December 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-108 | ||
34-90404 | Nov. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Fees Related to Transactions in Mini-SPX Index ("XSP") Options
Comments due: December 9, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-107 | ||
34-90332 | Nov. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 1, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-106 | ||
34-92528 | Jul. 30, 2021 | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes |
34-92040 | May 27, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes |
34-91257 | Mar. 4, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: March 31, 2021 Rebuttal comments due: April 14, 2021 Comments received are available for this proposal. |
34-90926 | Jan. 14, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes |
34-90536 | Nov. 30, 2020 | Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: December 28, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-105 | ||
34-90333 | Nov. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 1, 2020 Additional Materials: Exhibit 5a, Exhibit 5b |
SR-CBOE-2020-103 | ||
34-90279 | Oct. 28, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: November 24, 2020 |
SR-CBOE-2020-102 | ||
34-90267 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 19, 2020 |
SR-CBOE-2020-101 | ||
34-90262 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew its Nonstandard Expirations Pilot Program
Comments due: November 19, 2020 |
SR-CBOE-2020-100 | ||
34-90263 | Oct. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 19, 2020 |
SR-CBOE-2020-099 | ||
34-90212 | Oct. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 in Connection with its Debit/Credit Price Reasonability Check
Comments due: November 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-098 | ||
34-90165 | Oct. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-097 | ||
34-90232 | Oct. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: November 16, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-095 | ||
34-90229 | Oct. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-option Order
Comments due: November 16, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-094 | ||
34-90213 | Oct. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protections and Make Other Clarifying Changes
Comments due: November 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-092 | ||
34-90174 | Oct. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: November 10, 2020 |
SR-CBOE-2020-091 | ||
34-90132 | Oct. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 4, 2020 |
SR-CBOE-2020-090 | ||
34-90195 | Oct. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Definition of "Current Market Value" with Respect to Certain Index Options for Purposes of Calculating Margin Requirements
Comments due: November 12, 2020 |
SR-CBOE-2020-089 | ||
34-90103 | Oct. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: November 4, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-088 | ||
34-90093 | Oct. 5, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the S&P 500 ESG Index ("SPESG")
Comments due: October 30, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-086 | ||
34-89826 | Sep. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: October 7, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-085 | ||
34-89830 | Sep. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted New Version of the Silexx Platform
Comments due: October 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-084 | ||
34-89831 | Sep. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: October 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-081 | ||
34-89789 | Sep. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: October 5, 2020 |
SR-CBOE-2020-080 | ||
34-89749 | Sep. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the S&P 500 ESG Index
Comments due: September 30, 2020 |
SR-CBOE-2020-078 | ||
34-89596 | Aug. 18, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a new Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order
Comments due: September 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-077 | ||
34-89507 | Aug. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection with Sell Market Orders in No-Bid Series
Comments due: September 3, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-076 | ||
34-89585 | Aug. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product known as Intraday Open-Close Data
Comments due: September 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-075 | ||
34-91686 | Apr. 27, 2021 | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading |
34-91127 | Feb. 12, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading |
34-90457 | Nov. 18, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
Comments due: December 15, 2020 Rebuttal comments due: December 29, 2020 |
34-90062 | Oct. 1, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading |
34-89564 | Aug. 14, 2020 | Notice of Filing of a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
Comments due: September 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-074 | ||
34-90179 | Oct. 14, 2020 | Order Granting Approval of a Proposed Rule Change to Adopt Position Compression Cross ("PCC") Orders for SPX |
34-89707 | Aug. 28, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Compression Orders
Comments due: September 18, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-073 | ||
34-89446 | Jul. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which is the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission ("Commission")
Comments due: August 27, 2020 |
SR-CBOE-2020-072 | ||
34-90173 | Oct. 14, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Priority Queue for Auction Response Messages
Comments due: November 10, 2020 Comments received are available for this proposal. |
34-90007 | Sep. 25, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
34-89528 | Aug. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to the Processing of Auction Responses
Comments due: September 8, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-071 | ||
34-90079 | Oct. 2, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: October 29, 2020 |
34-89543 | Aug. 13, 2020 | Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: September 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-070 | ||
34-89494 | Aug. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Introduce a New Data Product to be Known as Intraday Open-Close Data
Comments due: September 2, 2020 |
SR-CBOE-2020-069 | ||
34-89469 | Aug. 4, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: August 31, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-068 | ||
34-89401 | Jul. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program through September 1, 2021
Comments due: August 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-067 | ||
34-89389 | Jul. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.7 Concerning Off-Floor Transfers
Comments due: August 19, 2020 Comments received are available for this proposal. |
SR-CBOE-2020-066 | ||
34-89307 | Jul. 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: August 10, 2020 |
SR-CBOE-2020-065 | ||
34-89257 | Jul. 8, 2020 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 13.15
Comments due: 21 days after publication in the Federal Register |
SR-CBOE-2020-064 | ||
34-89239 | Jul. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-063 | ||
34-89248 | Jul. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-CBOE-2020-062 | ||
34-89285 | Jul. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: August 6, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-061 | ||
34-89281 | Jul. 9, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 5, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-060 | ||
34-89768 | Sep. 4, 2020 | Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permanently Adopt the Related Futures Cross Order Type
Comments due: October 1, 2020 |
34-89325 | Jul. 15, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Related Futures Cross ("RFC") Orders
Comments due: August 11, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-059 | ||
34-89156 | Jun. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") Comments due: July 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-058 | ||
34-89189 | Jun. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
SR-CBOE-2020-055 | ||
34-90658 | Dec. 14, 2020 | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rule 5.24
Comments due: January 8, 2021 Rebuttal comments due: January 22, 2021 |
34-89931 | Sep. 21, 2020 | Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 5.24
Comments due: October 16, 2020 Rebuttal comments due: October 30, 2020 |
34-89514 | Aug. 10, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5.24 |
34-89131 | Jun. 23, 2020 | Notice of Filing of a Proposed Rule Change to Amend Rule 5.24
Comments due: July 20, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-054 | ||
34-89075 | Jun. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options and Add New Rule 5.4(d)
Comments due: July 13, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-053 | ||
34-89128 | Jun. 23, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1 in Order to Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption
Comments due: July 20, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-052 | ||
34-91122 | Feb. 12, 2021 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism |
34-90592 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism |
34-89638 | Aug. 21, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
34-89400 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 |
34-89063 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change Relating to Amend Rules 5.37, 5.38 and Rule 5.73
Comments due: July 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-051 | ||
34-91119 | Feb. 12, 2021 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: March 12, 2021 |
34-90594 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements |
34-89636 | Aug. 21, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
34-89399 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements |
34-89058 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: July 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-050 | ||
34-91116 | Feb. 11, 2021 | Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism |
34-90593 | Dec. 8, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism |
34-89635 | Aug. 21, 2020 | Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020 Rebuttal comments due: October 1, 2020 |
34-89398 | Jul. 27, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 |
34-89062 | Jun. 12, 2020 | Notice of Filing of a Proposed Rule Change to Amend Rules 5.37 and 5.73
Comments due: July 9, 2020 Comments received are available for this proposal. |
SR-CBOE-2020-049 | ||
34-88978 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: June 26, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-048 | ||
34-88984 | Jun. 1, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: June 26, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-047 | ||
34-88886 | May 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: June 11, 2020 |
SR-CBOE-2020-046 | ||
34-88923 | May 21, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check
Comments due: June 18, 2020 |
SR-CBOE-2020-045 | ||
34-88883 | May 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-044 | ||
34-88836 | May 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: June 3, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-043 | ||
34-88877 | May 14, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 10, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-042 | ||
34-88786 | Apr. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.9 to Permit In-Kind Transfers of Positions off of the Exchange in Connection with Unit Investment Trusts ("UITs")
Comments due: May 27, 2020 |
SR-CBOE-2020-041 | ||
34-88816 | May 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Definition of Bulk Messages in Rule 1.1 and Amend Rule 5.5(c)(3)
Comments due: June 2, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-040 | ||
34-88741 | Apr. 24, 2020 | Notice of Filing and Immediate
Comments due: May 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-039 | ||
34-88782 | Apr. 30, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: May 27, 2020 |
SR-CBOE-2020-037 | ||
34-88722 | Apr. 22, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove its Optional Daily Risk Limits Pursuant to Rule 5.34
Comments due: May 19, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-036 | ||
34-88674 | Apr. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Its SPXPM Pilot Program
Comments due: May 13, 2020 |
SR-CBOE-2020-035 | ||
34-88673 | Apr. 16, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 2, 2020
Comments due: May 13, 2020 |
SR-CBOE-2020-034 | ||
34-91135 | Feb. 16, 2021 | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One |
34-90925 | Jan. 14, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One |
34-90204 | Oct. 15, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
Comments due: November 12, 2020 Rebuttal comments due: November 25, 2020 |
34-89743 | Sep. 2, 2020 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One |
34-89308 | Jul. 14, 2020 | Notice of Filing of a Proposed Rule Change Relating to Authorize for Trading Flexible Exchange Options ("FLEX options") on Full-Value Indexes with a Contract Multiplier of One
Comments due: August 10, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-033 | ||
34-88678 | Apr. 17, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: May 14, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-032 | ||
34-88638 | Apr. 15, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: May 12, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-031 | ||
34-88530 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-029 | ||
34-88528 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently due April 1, 2020 to June 1, 2020
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-028 | ||
34-88586 | Apr. 8, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: May 5, 2020 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-027 | ||
34-88502 | Mar. 27, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.6 in Connection with Updates Permitted through the Clearing Editor
Comments due: April 23, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-026 | ||
34-88490 | Mar. 26, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-025 | ||
34-88575 | Apr. 7, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing
Comments due: May 4, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-024 | ||
34-88526 | Mar. 31, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 27, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-023 | ||
34-88447 | Mar. 20, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend Rule 5.24
Comments due: April 16, 2020 |
SR-CBOE-2020-022 | ||
34-88486 | Mar. 26, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 22, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-021 | ||
34-88426 | Mar. 19, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 15, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-019 | ||
34-88386 | Mar. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: April 9, 2020 |
SR-CBOE-2020-018 | ||
34-88475 | Mar. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Silexx Fee Schedule
Comments due: April 21, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-017 | ||
34-88372 | Mar. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism
Comments due: April 8, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-016 | ||
34-88348 | Mar. 10, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Complex Order Auction
Comments due: April 6, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-015 | ||
34-88768 | Apr. 29, 2020 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Increase Position Limits for Options on Certain Exchange-Traded Funds and Indexes
Comments due: May 26, 2020 |
34-88350 | Mar. 10, 2020 | Notice of Filing of a Proposed Rule Change to Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs") and Indexes
Comments due: April 6, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-014 | ||
34-90319 | Nov. 3, 2020 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Delta-Adjusted at Close Order Instruction |
34-89765 | Sep. 3, 2020 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Delta-Adjusted at Close Order Instruction |
34-88997 | Jun. 3, 2020 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Delta-Adjusted at Close Order Instruction
Comments due: June 30, 2020 Rebuttal comments due: July 14, 2020 |
34-88622 | Apr. 13, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close Order Instruction |
34-88312 | Mar. 3, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close (DAC) Order Instruction that a User may Apply to an Order when Entering it into the System for Execution in an Electronic or Open Outcry Auction
Comments due: March 30, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
SR-CBOE-2020-013 | ||
34-88281 | Feb. 25, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.13 and 5.31 Concerning the Modified Opening Auction Process
Comments due: March 23, 2020 |
SR-CBOE-2020-012 | ||
34-88235 | Feb. 19, 2020 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options
Comments due: March 17, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-011 | ||
34-88243 | Feb. 19, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 17, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-010 | ||
34-88459 | Mar. 23, 2020 | Notice of Withdrawal of Proposed Rule Change to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options") |
34-88232 | Feb. 18, 2020 | Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: March 16, 2020 |
SR-CBOE-2020-007 | ||
34-88176 | Feb. 12, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: March 11, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-006 | ||
34-88341 | Mar. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Non-Substantive Changes to Clean Up its Fees Schedule
Comments due: April 2, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-005 | ||
34-88164 | Feb. 11, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: March 10, 2020 Additional Materials: Exhibit 5A, Exhibit 5b Comments received are available for this proposal. |
SR-CBOE-2020-004 | ||
34-89264 | Jul. 8, 2020 | Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), to be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems |
34-88769 | Apr. 29, 2020 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: May 26, 2020 Rebuttal comments due: June 9, 2020 |
34-88437 | Mar. 20, 2020 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems |
34-88105 | Jan. 30, 2020 | Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems Comments due: February 26, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-002 | ||
34-87894 | Jan. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options Comments due: January 31, 2020 Additional Materials: Exhibit 5 |
SR-CBOE-2020-001 | ||
34-87953 | Jan. 13, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020 Additional Materials: Exhibit 5 |