Cboe Exchange, Inc. Rulemaking - Archive 2020

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Cboe Exchange, Inc. File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
Fourth Quarter
SR-CBOE-2020-116
34-90749 Dec. 21, 2020 Notice of Filing of a Proposed Rule Change to Add Options on the Mini-Russell 2000 Index ("Mini-RUT" or "MRUT") to its P.M. Pilot Program
Comments due: January 19, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-118
34-90748 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the Mini-Russell 2000 Index
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-114
34-90676 Dec. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 11, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-055
34-90658 Dec. 14, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rule 5.24
Comments due: January 8, 2021
Rebuttal comments due: January 22, 2021
SR-CBOE-2020-115
34-90642 Dec. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule with Respect to Certain Fees Related to Qualified Contingent Cross Transactions the Exchange's LMM Incentive Programs
Comments due: January 7, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-051
34-90594 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
SR-CBOE-2020-050
34-90593 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
SR-CBOE-2020-052
34-90592 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
SR-CBOE-2020-112
34-90583 Dec. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Temporary Rules to Extend the Time by which Trading Permit Holders must Complete their Office Inspections for the Calendar year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: January 4, 2021
SR-CBOE-2020-106
34-90536 Nov. 30, 2020 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: December 28, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-111
34-90504 Nov. 24, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-110
34-90482 Nov. 23, 2020 Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Comments due: December 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-075
34-90457 Nov. 18, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
Comments due: December 15, 2020
Rebuttal comments due: December 29, 2020
SR-CBOE-2020-109
34-90440 Nov. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Interpretations and Policies to Rule 5.33 in Connection with Market-Makers' Complex Orders, Quoting Obligations and Volume
Comments due: December 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-108
34-90404 Nov. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Fees Related to Transactions in Mini-SPX Index ("XSP") Options
Comments due: December 9, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-107
34-90332 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 1, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-105
34-90333 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 1, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2020-014
34-90319 Nov. 3, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Delta-Adjusted at Close Order Instruction
SR-CBOE-2020-103
34-90279 Oct. 28, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: November 24, 2020
SR-CBOE-2020-102
34-90267 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 19, 2020
SR-CBOE-2020-101
34-90262 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew its Nonstandard Expirations Pilot Program
Comments due: November 19, 2020
SR-CBOE-2020-100
34-90263 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 19, 2020
SR-CBOE-2020-097
34-90232 Oct. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: November 16, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-095
34-90229 Oct. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-option Order
Comments due: November 16, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-099
34-90212 Oct. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 in Connection with its Debit/Credit Price Reasonability Check
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-094
34-90213 Oct. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protections and Make Other Clarifying Changes
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-034
34-90204 Oct. 15, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
Comments due: November 12, 2020
Rebuttal comments due: November 25, 2020
SR-CBOE-2020-090
34-90195 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Definition of "Current Market Value" with Respect to Certain Index Options for Purposes of Calculating Margin Requirements
Comments due: November 12, 2020
SR-CBOE-2020-074
34-90179 Oct. 14, 2020 Order Granting Approval of a Proposed Rule Change to Adopt Position Compression Cross ("PCC") Orders for SPX
SR-CBOE-2020-092
34-90174 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: November 10, 2020
SR-CBOE-2020-072
34-90173 Oct. 14, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Priority Queue for Auction Response Messages
Comments due: November 10, 2020
Comments received are available for this proposal.
SR-CBOE-2020-098
34-90165 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-091
34-90132 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 4, 2020
SR-CBOE-2020-089
34-90103 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: November 4, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-088
34-90093 Oct. 5, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the S&P 500 ESG Index ("SPESG")
Comments due: October 30, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-071
34-90079 Oct. 2, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: October 29, 2020
SR-CBOE-2020-075
34-90062 Oct. 1, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
Third Quarter
SR-CBOE-2020-072
34-90007 Sep. 25, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses
SR-CBOE-2020-055
34-89931 Sep. 21, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 5.24
Comments due: October 16, 2020
Rebuttal comments due:October 30, 2020
SR-CBOE-2020-085
34-89830 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted New Version of the Silexx Platform
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-084
34-89831 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-086
34-89826 Sep. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: October 7, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-081
34-89789 Sep. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: October 5, 2020
SR-CBOE-2020-060
34-89768 Sep. 4, 2020 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permanently Adopt the Related Futures Cross Order Type
Comments due: October 1, 2020
SR-CBOE-2020-014
34-89765 Sep. 3, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Delta-Adjusted at Close Order Instruction
SR-CBOE-2020-080
34-89749 Sep. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the S&P 500 ESG Index
Comments due: September 30, 2020
SR-CBOE-2020-034
34-89743 Sep. 2, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
Third Quarter
SR-CBOE-2020-074
34-89707 Aug. 28, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Compression Orders
Comments due: September 18, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-052
34-89638 Aug. 21, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
SR-CBOE-2020-051
34-89636 Aug. 21, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
SR-CBOE-2020-050
34-89635 Aug. 21, 2020 Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
SR-CBOE-2020-078
34-89596 Aug. 18, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a new Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order
Comments due: September 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-076
34-89585 Aug. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product known as Intraday Open-Close Data
Comments due: September 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-075
34-89564 Aug. 14, 2020 Notice of Filing of a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
Comments due: September 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-071
34-89543 Aug. 13, 2020 Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: September 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-072
34-89528 Aug. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to the Processing of Auction Responses
Comments due: September 8, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-055
34-89514 Aug. 10, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5.24
SR-CBOE-2020-077
34-89507 Aug. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection with Sell Market Orders in No-Bid Series
Comments due: September 3, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-070
34-89494 Aug. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Introduce a New Data Product to be Known as Intraday Open-Close Data
Comments due: September 2, 2020
SR-CBOE-2020-069
34-89469 Aug. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: August 31, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-073
34-89446 Jul. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which is the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission ("Commission")
Comments due: August 27, 2020
SR-CBOE-2020-068
34-89401 Jul. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program through September 1, 2021
Comments due: August 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-052
34-89400 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73
SR-CBOE-2020-051
34-89399 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
SR-CBOE-2020-050
34-89398 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73
SR-CBOE-2020-067
34-89389 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.7 Concerning Off-Floor Transfers
Comments due: August 19, 2020
Comments received are available for this proposal.
SR-CBOE-2020-060
34-89325 Jul. 15, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Related Futures Cross ("RFC") Orders
Comments due: August 11, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-066
34-89307 Jul. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: August 10, 2020
SR-CBOE-2020-034
34-89308 Jul. 14, 2020 Notice of Filing of a Proposed Rule Change Relating to Authorize for Trading Flexible Exchange Options ("FLEX options") on Full-Value Indexes with a Contract Multiplier of One
Comments due: August 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-062
34-89285 Jul. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: August 6, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-061
34-89281 Jul. 9, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 5, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-004
34-89264 Jul. 8, 2020 Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), to be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems
SR-CBOE-2020-065
34-89257 Jul. 8, 2020 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 13.15
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2020-063
34-89248 Jul. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-064
34-89239 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
Second Quarter
SR-CBOE-2020-058
34-89189 Jun. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-059
34-89156 Jun. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan")
Comments due: July 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-055
34-89131 Jun. 23, 2020 Notice of Filing of a Proposed Rule Change to Amend Rule 5.24
Comments due: July 20, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-053
34-89128 Jun. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1 in Order to Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption
Comments due: July 20, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-054
34-89075 Jun. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options and Add New Rule 5.4(d)
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-051
34-89058 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: July 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-050
34-89062 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend Rules 5.37 and 5.73
Comments due: July 9, 2020
Comments received are available for this proposal.
SR-CBOE-2020-052
34-89063 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Rules 5.37, 5.38 and Rule 5.73
Comments due: July 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-014
34-88997 Jun. 3, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Delta-Adjusted at Close Order Instruction
Comments due: June 30, 2020
Rebuttal comments due: July 14, 2020
SR-CBOE-2020-049
34-88978 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due:  June 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-048
34-88984 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: June 26, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-046
34-88923 May 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check
Comments due: June 18, 2020
SR-CBOE-2020-047
34-88886 May 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: June 11, 2020
SR-CBOE-2020-045
34-88883 May 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-043
34-88877 May 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-044
34-88836 May 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-041
34-88816 May 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Definition of Bulk Messages in Rule 1.1 and Amend Rule 5.5(c)(3)
Comments due: June 2, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-042
34-88786 Apr. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.9 to Permit In-Kind Transfers of Positions off of the Exchange in Connection with Unit Investment Trusts ("UITs")
Comments due: May 27, 2020
SR-CBOE-2020-039
34-88782 Apr. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: May 27, 2020
SR-CBOE-2020-015
34-88768 Apr. 29, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Increase Position Limits for Options on Certain Exchange-Traded Funds and Indexes
Comments due: May 26, 2020
SR-CBOE-2020-004
34-88769 Apr. 29, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: May 26, 2020
Rebuttal comments due: June 9, 2020
SR-CBOE-2020-040
34-88741 Apr. 24, 2020 Notice of Filing and Immediate
Comments due: May 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-037
34-88722 Apr. 22, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove its Optional Daily Risk Limits Pursuant to Rule 5.34
Comments due: May 19, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-033
34-88678 Apr. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: May 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-036
34-88674 Apr. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Its SPXPM Pilot Program
Comments due: May 13, 2020
SR-CBOE-2020-035
34-88673 Apr. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 2, 2020
Comments due: May 13, 2020
SR-CBOE-2020-032
34-88638 Apr. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: May 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-014
34-88622 Apr. 13, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close Order Instruction
SR-CBOE-2020-028
34-88586 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: May 5, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-025
34-88575 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing
Comments due: May 4, 2020
Additional Materials: Exhibit 5
First Quarter
SR-CBOE-2020-031
34-88530 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-029
34-88528 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently due April 1, 2020 to June 1, 2020
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-024
34-88526 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-027
34-88502 Mar. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.6 in Connection with Updates Permitted through the Clearing Editor
Comments due: April 23, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-026
34-88490 Mar. 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-022
34-88486 Mar. 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-018
34-88475 Mar. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Silexx Fee Schedule
Comments due: April 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-010
34-88459 Mar. 23, 2020 Notice of Withdrawal of Proposed Rule Change to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
SR-CBOE-2020-023
34-88447 Mar. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend Rule 5.24
Comments due: April 16, 2020
SR-CBOE-2020-004
34-88437 Mar. 20, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
SR-CBOE-2020-021
34-88426 Mar. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 15, 2020
Additional Materials: Exhibit 5
SR-CBOE-2019-035
34-88424 Mar. 19, 2020 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: April 15, 2020
SR-CBOE-2020-019
34-88386 Mar. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: April 9, 2020
SR-CBOE-2020-017
34-88372 Mar. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-015
34-88350 Mar. 10, 2020 Notice of Filing of a Proposed Rule Change to Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs") and Indexes
Comments due: April 6, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-016
34-88348 Mar. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Complex Order Auction
Comments due: April 6, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-006
34-88341 Mar. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Non-Substantive Changes to Clean Up its Fees Schedule
Comments due: April 2, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-014
34-88312 Mar. 3, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close (DAC) Order Instruction that a User may Apply to an Order when Entering it into the System for Execution in an Electronic or Open Outcry Auction
Comments due: March 30, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-013
34-88281 Feb. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.13 and 5.31 Concerning the Modified Opening Auction Process
Comments due: March 23, 2020
SR-CBOE-2020-011
34-88243 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 17, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-012
34-88235 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options
Comments due: March 17, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-010
34-88232 Feb. 18, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: March 16, 2020
SR-CBOE-2020-007
34-88176 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-005
34-88164 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: March 10, 2020
Additional Materials: Exhibit 5A, Exhibit 5B
Comments received are available for this proposal.
SR-CBOE-2020-004
34-88105 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2019-035
34-87959 Jan. 14, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
SR-CBOE-2020-001
34-87953 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-002
34-87894 Jan. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options
Comments due: January 31, 2020 
Additional Materials: Exhibit 5
SR-CBOE-2019-126
34-87883 Jan. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Regarding Complex Orders
Comments due: January 29, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-CBOE-2020-118
34-90748 Dec. 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the Mini-Russell 2000 Index
Comments due: January 19, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-117
34-91528 Apr. 9, 2021 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One
Comments due: May 6, 2021
34-91194 Feb. 24, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One
34-90853 Jan. 5, 2021 Notice of Filing of a Proposed Rule Change to Amend Certain Rules to Accommodate the Listing and Trading of Index Options with an Index Multiplier of One
Comments due: February 1, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-116
34-91067 Feb. 5, 2021 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Add Options on the Mini-Russell 2000 Index to its P.M. Pilot Program
34-90749 Dec. 21, 2020 Notice of Filing of a Proposed Rule Change to Add Options on the Mini-Russell 2000 Index ("Mini-RUT" or "MRUT") to its P.M. Pilot Program
Comments due: January 19, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-115
34-90642 Dec. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule with Respect to Certain Fees Related to Qualified Contingent Cross Transactions the Exchange's LMM Incentive Programs
Comments due: January 7, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-114
34-90676 Dec. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 11, 2021
Additional Materials: Exhibit 5
SR-CBOE-2020-112
34-90583 Dec. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Temporary Rules to Extend the Time by which Trading Permit Holders must Complete their Office Inspections for the Calendar year 2020 and to Provide Temporary Remote Inspection Relief for their Office Inspections for Calendar Years 2020 and 2021
Comments due: January 4, 2021
SR-CBOE-2020-111
34-90504 Nov. 24, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-110
34-90916 Jan. 13, 2021 Notice of Withdrawal of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Additional File No.: SR-CBOE-2020-110
34-90482 Nov. 23, 2020 Notice of Filing of a Proposed Rule Change Amending Rule 5.52(d) in Connection with a Market-Maker's Electronic Volume Transacted on the Exchange
Comments due: December 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-109
34-90440 Nov. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Interpretations and Policies to Rule 5.33 in Connection with Market-Makers' Complex Orders, Quoting Obligations and Volume
Comments due: December 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-108
34-90404 Nov. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Fees Related to Transactions in Mini-SPX Index ("XSP") Options
Comments due: December 9, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-107
34-90332 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: December 1, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-106
34-92528 Jul. 30, 2021 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes
34-92040 May 27, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes
34-91257 Mar. 4, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules How the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: March 31, 2021
Rebuttal comments due: April 14, 2021
Comments received are available for this proposal.
34-90926 Jan. 14, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes
34-90536 Nov. 30, 2020 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend its Rules Regarding the Minimum Increments for Electronic Bids and Offers and Exercise Prices of Certain FLEX Options and Clarify in the Rules how the System Ranks FLEX Option Bids and Offers for Allocation Purposes
Comments due: December 28, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-105
34-90333 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 1, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2020-103
34-90279 Oct. 28, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: November 24, 2020
SR-CBOE-2020-102
34-90267 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 19, 2020
SR-CBOE-2020-101
34-90262 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew its Nonstandard Expirations Pilot Program
Comments due: November 19, 2020
SR-CBOE-2020-100
34-90263 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: November 19, 2020
SR-CBOE-2020-099
34-90212 Oct. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 in Connection with its Debit/Credit Price Reasonability Check
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-098
34-90165 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-097
34-90232 Oct. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: November 16, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-095
34-90229 Oct. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt New Fee Codes Related to the Execution of Equity Legs of a Stock-option Order
Comments due: November 16, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-094
34-90213 Oct. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Enhance its Drill-Through Protections and Make Other Clarifying Changes
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-092
34-90174 Oct. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: November 10, 2020
SR-CBOE-2020-091
34-90132 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.1
Comments due: November 4, 2020
SR-CBOE-2020-090
34-90195 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Definition of "Current Market Value" with Respect to Certain Index Options for Purposes of Calculating Margin Requirements
Comments due: November 12, 2020
SR-CBOE-2020-089
34-90103 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: November 4, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-088
34-90093 Oct. 5, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Fees Schedule in Connection with the Exchange's Plans to List and Trade Options on the S&P 500 ESG Index ("SPESG")
Comments due: October 30, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-086
34-89826 Sep. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: October 7, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-085
34-89830 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted New Version of the Silexx Platform
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-084
34-89831 Sep. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to its Strategy Fee Cap
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-081
34-89789 Sep. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: October 5, 2020
SR-CBOE-2020-080
34-89749 Sep. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to List and Trade Options that Overlie the S&P 500 ESG Index
Comments due: September 30, 2020
SR-CBOE-2020-078
34-89596 Aug. 18, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt a new Fee Code Related to the Execution of an Equity Leg of a Stock-Option Order
Comments due: September 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-077
34-89507 Aug. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 (Order and Quote Price Protection Mechanisms and Risk Controls) in Connection with Sell Market Orders in No-Bid Series
Comments due: September 3, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-076
34-89585 Aug. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a Recently Adopted Data Product known as Intraday Open-Close Data
Comments due: September 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-075
34-91686 Apr. 27, 2021 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
34-91127 Feb. 12, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
34-90457 Nov. 18, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Qualified Contingent Cross Orders Available for FLEX Option Trading
Comments due: December 15, 2020
Rebuttal comments due: December 29, 2020
34-90062 Oct. 1, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
34-89564 Aug. 14, 2020 Notice of Filing of a Proposed Rule Change to Make Qualified Contingent Cross Orders Available for FLEX Trading
Comments due: September 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-074
34-90179 Oct. 14, 2020 Order Granting Approval of a Proposed Rule Change to Adopt Position Compression Cross ("PCC") Orders for SPX
34-89707 Aug. 28, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Compression Orders
Comments due: September 18, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-073
34-89446 Jul. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which is the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan") to be Consistent with an Amendment to the CAT NMS Plan Recently Approved by the Securities and Exchange Commission ("Commission")
Comments due: August 27, 2020
SR-CBOE-2020-072
34-90173 Oct. 14, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Establish a Priority Queue for Auction Response Messages
Comments due: November 10, 2020
Comments received are available for this proposal.
34-90007 Sep. 25, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses
34-89528 Aug. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to the Processing of Auction Responses
Comments due: September 8, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-071
34-90079 Oct. 2, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: October 29, 2020
34-89543 Aug. 13, 2020 Notice of Filing of a Proposed Rule Change to Amend the Fifth Amended and Restated Bylaws of the Exchange's Parent Corporation, Cboe Global Markets, Inc.
Comments due: September 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-070
34-89494 Aug. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Introduce a New Data Product to be Known as Intraday Open-Close Data
Comments due: September 2, 2020
SR-CBOE-2020-069
34-89469 Aug. 4, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: August 31, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-068
34-89401 Jul. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 10.3 by Extending the Credit Option Margin Pilot Program through September 1, 2021
Comments due: August 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-067
34-89389 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.7 Concerning Off-Floor Transfers
Comments due: August 19, 2020
Comments received are available for this proposal.
SR-CBOE-2020-066
34-89307 Jul. 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: August 10, 2020
SR-CBOE-2020-065
34-89257 Jul. 8, 2020 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 13.15
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2020-064
34-89239 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-063
34-89248 Jul. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-062
34-89285 Jul. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: August 6, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-061
34-89281 Jul. 9, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 5, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-060
34-89768 Sep. 4, 2020 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permanently Adopt the Related Futures Cross Order Type
Comments due: October 1, 2020
34-89325 Jul. 15, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Related Futures Cross ("RFC") Orders
Comments due: August 11, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-059
34-89156 Jun. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan")
Comments due: July 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-058
34-89189 Jun. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-055
34-90658 Dec. 14, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rule 5.24
Comments due: January 8, 2021
Rebuttal comments due: January 22, 2021
34-89931 Sep. 21, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 5.24
Comments due: October 16, 2020
Rebuttal comments due: October 30, 2020
34-89514 Aug. 10, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 5.24
34-89131 Jun. 23, 2020 Notice of Filing of a Proposed Rule Change to Amend Rule 5.24
Comments due: July 20, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-054
34-89075 Jun. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4 to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options and Add New Rule 5.4(d)
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-053
34-89128 Jun. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1 in Order to Provide for a Consistent Documentation of Open Outcry Execution Information in the Event of an Exchange System Malfunction or Disruption
Comments due: July 20, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-052
34-91122 Feb. 12, 2021 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
34-90592 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
34-89638 Aug. 21, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73 Related to Auction Notification Messages and Index Combo Orders in SPX in the Automated Improvement Mechanism, Complex Automated Improvement Mechanism, and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
34-89400 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 5.37, 5.38, and 5.73
34-89063 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Rules 5.37, 5.38 and Rule 5.73
Comments due: July 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-051
34-91119 Feb. 12, 2021 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: March 12, 2021
34-90594 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
34-89636 Aug. 21, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
34-89399 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
34-89058 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend Its Automated Price Improvement Auction Rules in Connection with Agency Order Size Requirements
Comments due: July 9, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-050
34-91116 Feb. 11, 2021 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
34-90593 Dec. 8, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
34-89635 Aug. 21, 2020 Notice of Filing of Amendment Nos. 1 and 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73 Related to the Solicitation of Market Makers for SPX Initiating Orders in the Automated Improvement Mechanism and FLEX Automated Improvement Mechanism
Comments due: September 17, 2020
Rebuttal comments due: October 1, 2020
34-89398 Jul. 27, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend Rules 5.37 and 5.73
34-89062 Jun. 12, 2020 Notice of Filing of a Proposed Rule Change to Amend Rules 5.37 and 5.73
Comments due: July 9, 2020
Comments received are available for this proposal.
SR-CBOE-2020-049
34-88978 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Deadline for Certain Supervision-Related Reports
Comments due: June 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-048
34-88984 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: June 26, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-047
34-88886 May 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: June 11, 2020
SR-CBOE-2020-046
34-88923 May 21, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check
Comments due: June 18, 2020
SR-CBOE-2020-045
34-88883 May 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: June 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-044
34-88836 May 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-043
34-88877 May 14, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform Fees Schedule
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-042
34-88786 Apr. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.9 to Permit In-Kind Transfers of Positions off of the Exchange in Connection with Unit Investment Trusts ("UITs")
Comments due: May 27, 2020
SR-CBOE-2020-041
34-88816 May 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Definition of Bulk Messages in Rule 1.1 and Amend Rule 5.5(c)(3)
Comments due: June 2, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-040
34-88741 Apr. 24, 2020 Notice of Filing and Immediate
Comments due: May 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-039
34-88782 Apr. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: May 27, 2020
SR-CBOE-2020-037
34-88722 Apr. 22, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Remove its Optional Daily Risk Limits Pursuant to Rule 5.34
Comments due: May 19, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-036
34-88674 Apr. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Its SPXPM Pilot Program
Comments due: May 13, 2020
SR-CBOE-2020-035
34-88673 Apr. 16, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 2, 2020
Comments due: May 13, 2020
SR-CBOE-2020-034
34-91135 Feb. 16, 2021 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
34-90925 Jan. 14, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
34-90204 Oct. 15, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
Comments due: November 12, 2020
Rebuttal comments due: November 25, 2020
34-89743 Sep. 2, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Authorize for Trading Flexible Exchange Options on Full-Value Indexes with a Contract Multiplier of One
34-89308 Jul. 14, 2020 Notice of Filing of a Proposed Rule Change Relating to Authorize for Trading Flexible Exchange Options ("FLEX options") on Full-Value Indexes with a Contract Multiplier of One
Comments due: August 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-033
34-88678 Apr. 17, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: May 14, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-032
34-88638 Apr. 15, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: May 12, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-031
34-88530 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-029
34-88528 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.16 and Rule 9.2 to Temporarily Extend the Filing Requirements for Certain Supervision-Related Reports, Currently due April 1, 2020 to June 1, 2020
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-028
34-88586 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: May 5, 2020
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-027
34-88502 Mar. 27, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.6 in Connection with Updates Permitted through the Clearing Editor
Comments due: April 23, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-026
34-88490 Mar. 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: April 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-025
34-88575 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 to Rule 5.24 in Connection with Business Continuity and Disaster Recovery Testing
Comments due: May 4, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-024
34-88526 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-023
34-88447 Mar. 20, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend Rule 5.24
Comments due: April 16, 2020
SR-CBOE-2020-022
34-88486 Mar. 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: April 22, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-021
34-88426 Mar. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 15, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-019
34-88386 Mar. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.24
Comments due: April 9, 2020
SR-CBOE-2020-018
34-88475 Mar. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Silexx Fee Schedule
Comments due: April 21, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-017
34-88372 Mar. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Automated Improvement Mechanism and Complex Automated Improvement Mechanism
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-016
34-88348 Mar. 10, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Related to the Complex Order Auction
Comments due: April 6, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-015
34-88768 Apr. 29, 2020 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Increase Position Limits for Options on Certain Exchange-Traded Funds and Indexes
Comments due: May 26, 2020
34-88350 Mar. 10, 2020 Notice of Filing of a Proposed Rule Change to Increase Position Limits for Options on Certain Exchange-Traded Funds ("ETFs") and Indexes
Comments due: April 6, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-014
34-90319 Nov. 3, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Delta-Adjusted at Close Order Instruction
34-89765 Sep. 3, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a Delta-Adjusted at Close Order Instruction
34-88997 Jun. 3, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt a Delta-Adjusted at Close Order Instruction
Comments due: June 30, 2020
Rebuttal comments due: July 14, 2020
34-88622 Apr. 13, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close Order Instruction
34-88312 Mar. 3, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt a Delta-Adjusted at Close (DAC) Order Instruction that a User may Apply to an Order when Entering it into the System for Execution in an Electronic or Open Outcry Auction
Comments due: March 30, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2020-013
34-88281 Feb. 25, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 4.13 and 5.31 Concerning the Modified Opening Auction Process
Comments due: March 23, 2020
SR-CBOE-2020-012
34-88235 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options
Comments due: March 17, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-011
34-88243 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 17, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-010
34-88459 Mar. 23, 2020 Notice of Withdrawal of Proposed Rule Change to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
34-88232 Feb. 18, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: March 16, 2020
SR-CBOE-2020-007
34-88176 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-006
34-88341 Mar. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Make Certain Non-Substantive Changes to Clean Up its Fees Schedule
Comments due: April 2, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-005
34-88164 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: March 10, 2020
Additional Materials: Exhibit 5A, Exhibit 5b
Comments received are available for this proposal.
SR-CBOE-2020-004
34-89264 Jul. 8, 2020 Notice of Withdrawal of a Proposed Rule Change Relating To Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail ("CAT NMS Plan"), to be Consistent With Certain Proposed Amendments to and Exemptions From the CAT NMS Plan as Well as To Facilitate the Retirement of Certain Existing Regulatory Systems
34-88769 Apr. 29, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: May 26, 2020
Rebuttal comments due: June 9, 2020
34-88437 Mar. 20, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
34-88105 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-002
34-87894 Jan. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options
Comments due: January 31, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-001
34-87953 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020
Additional Materials: Exhibit 5