Cboe Exchange, Inc. Rulemaking

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Chronological List
Fourth Quarter |  Third Quarter | Second Quarter | First Quarter

Cboe Exchange, Inc. File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-CBOE-2019-040
34-87505 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
SR-CBOE-2019-103
34-87496 Nov. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Waive Fees Relating to Printing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-106
34-87495 Nov. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-107
34-87464 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2019-104
34-87462 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2019-102
34-87455 Nov. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 5.34 as it Applies to Stop-Limit Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-099
34-87377 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-035
34-87374 Oct. 21, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: November 15, 2019
Rebuttal comments due: November 29, 2019
SR-CBOE-2019-100
34-87341 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-048
34-87340 Oct. 17, 2019 Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Adopt Rule 6.9 (In-Kind Exchange of Options Positions and ETF Shares)
SR-CBOE-2019-094
34-87338 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-092
34-87337 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) from the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-089
34-87321 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIX of the Currently Effective Rulebook to Proposed Section E of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-095
34-87320 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Relocate Various Exchange Rules from the Currently Effective to the Shell Structure for the Exchange's Rulebook that will Become effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-087
34-87319 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIII of the Currently Effective Rulebook to Proposed Section G of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-049
34-87311 Oct. 15, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 12, 2019
SR-CBOE-2019-086
34-87310 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-085
34-87309 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-082
34-87304 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: November 12, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2019-080
34-87303 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-049
34-87291 Oct. 11, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
SR-CBOE-2019-098
34-87274 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Appointment Weight Table in Rule 5.50 in the Shell Structure for the Exchange's Rulebook
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-091
34-87273 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options
Comments due: November 7, 2019
SR-CBOE-2019-090
34-87272 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-083
34-87265 Oct. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers
Comments due: November 6, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-096
34-87261 Oct. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Business Conduct on the Exchange, and Move those Rules from the Currently Effective Rulebook to Proposed Chapter 8 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 6, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-078
34-87254 Oct. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-076
34-87249 Oct. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-093
34-87237 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Automated Improvement Mechanism and Solicitation Auction Mechanism for Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-084
34-87235 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Trading of Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-088
34-87229 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Trading Permit Holder Registration and with Doing Business with the Public, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 9 and, in part, Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-070
34-87228 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules in Connection with Market-Makers in the Shell Rulebook
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-067
34-87227 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move Rule 10.2 and the Rules in Chapter XVI of the Currently Effective Rulebook, Which Governs the Summary Suspension of Trading Permit Holders, to Proposed Chapter 12 of the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-081
34-87224 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection Generally with Options Trading on the Exchange, Including Those Regarding Trading Halts and the Plan to Address Extraordinary Market Volatility, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-073
34-87216 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Regulatory Reports, Records, and Audits on the Exchange, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 7 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-071
34-87215 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with the Post-Transaction Process on the Exchange, and Move Those Rules from the Current Rulebook to Proposed Chapter 6 of the Shell Rulebook
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-068
34-87210 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVII, Which Governs Exchange Disciplinary Procedures, of the Current Rulebook to Proposed Chapter 13 of the Shell Rulebook
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-064
34-87194 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rule Regarding How Complex Orders Are Processed Through the Solicitation Auction Mechanism ("C-SAM" or "C-SAM Auction"), and Move That Rule from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-063
34-87192 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism ("SAM" or "SAM Auction")
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-069
34-87189 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XII, Which Governs Margin Requirements, of the Currently Effective Rulebook to Proposed Chapter 10 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-066
34-87188 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XIII of the Currently Effective Rulebook, Which Governs Net Capital Requirements, to Proposed Chapter 11 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-072
34-87187 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates to and Relocate Chapter XIX, Which Governs the Hearings and Review Process for Persons Aggrieved by Exchange Action, of the Currently Effective Rulebook, to Proposed Chapter 15 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-065
34-87183 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVIII, Which Governs Exchange Arbitrations, of the Currently Effective Rulebook to Proposed Chapter 14 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-CBOE-2019-040
34-87170 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-CBOE-2019-044
34-87107 Sep. 25, 2019 Order Approving a Proposed Rule Change to Adopt Rule 6.49B, Off-Floor RWA Transfers
SR-CBOE-2019-062
34-87079 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Clearing Editor Functionality in Rule 6.6 of the Shell Rulebook
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-045
34-87072 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the AIM Automated Improvement Mechanism Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-061
34-87028 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Version of the Silexx Platform to Support FLEX Options Trading
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-059
34-87024 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Relating To Market-Makers Upon Migration to the Trading System Used by Cboe Affiliated Exchanges
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-060
34-87015 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend its Rules Related to the Electronic Processing of Complex Orders and to Move Them to the Shell Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-048
34-87013 Sep. 19, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 6.49C
Comments due: October 16, 2019
Comments received are available for this proposal.
SR-CBOE-2019-058
34-86994 Sep. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding Cabinet Trading Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 15, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-057
34-86923 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-056
34-86920 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-051
34-86916 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and to Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-055
34-86910 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10(b) Regarding the Notice Requirement in Connection with Trading Permit Holders that Clear Market-Maker Trades
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-054
34-86892 Sep. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority
Comments due: October 3, 2019
SR-CBOE-2019-052
34-86884 Sep. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Removal of a Number of Outdated Fees and References in the Cboe Options Fees Schedule
Comments due: October 2, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-034
34-86879 Sep. 5, 2019 Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Amend the Exchange's Opening Process, Including on VIX Settlement Days
Comments due: October 2, 2019
SR-CBOE-2019-050
34-86878 Sep. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Routing Services, Including the Hybrid Agency Liaison System, and Move those Rules from the Currently Effective Rulebook to the Shell Rulebook to be Effective Upon Migration
Comments due: October 2, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-035
34-86861 Sep. 4, 2019 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers
SR-CBOE-2019-042
34-86772 Aug. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection with the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-046
34-86766 Aug. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning End-of-Month and End-of-Day Indicative Values
Comments due: September 20, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-047
34-86765 Aug. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: September 20, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-049
34-86744 Aug. 23, 2019 Notice of Filing of a Proposed Rule Change Relating to Make Permanent Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: September 19, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-043
34-86617 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Ability to Submit Frequent Trader Forms
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-040
34-86604 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-044
34-86603 Aug. 8, 2019 Notice of Filing of a Proposed Rule Change Relating to Adopt Rule 6.49B, Off-Floor RWA Transfers
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-039
34-86588 Aug. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 3, 2019
SR-CBOE-2019-030
34-86432 Jul. 23, 2019 Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules to Permit Cboe Trading, Inc. to Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange
SR-CBOE-2019-038
34-86429 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Maintenance Listing Standards for Options on Certain Indexes under Rule 24.2.01(b)(2)
Comments due: August 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-037
34-86411 Jul. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program through July 20, 2020
Comments due: August 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-036
34-86401 Jul. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
Comments due: August 13, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-CBOE-2019-035
34-86400 Jul. 17, 2019 Notice of Filing of a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers
Comments due: August 13, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-034
34-86387 Jul. 16, 2019 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Opening Process Including on VIX Settlement Days
Comments due: August 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-033
34-86374 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-031
34-86361 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-032
34-86329 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for XSP Fees and PAR Official Fees
Comments due: August 2, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-CBOE-2019-030
34-86224 Jun. 27, 2019 Notice of Filing of a Proposed Rule Change to Use Cboe Exchange's Affiliate, Cboe Trading, as an Inbound and Outbound Router for Cboe Options
Comments due: July 18, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-027
34-86173 Jun. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Move Certain Current Rules from the Exchange's Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System used by the Cboe Affiliated Exchanges
Comments due: July 17, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-028
34-86148 Jun. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.42 to Extend the Penny Pilot Program Through December 31, 2019
Comments due: July 16, 2019
SR-CBOE-2019-029
34-86065 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Registration of Trading Permit Holders
Comments due: July 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-026
34-85817 May 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Reduced Subscription Fees for Academics for the Sale of Historical Cboe Open-Close Volume Data
Comments due: June 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-015
34-85754 Apr. 30, 2019 Order Approving a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
SR-CBOE-2019-024
34-85732 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.49A to Eliminate the Exchange's On-Floor Position Transfer Procedure
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-025
34-85727 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 17 of the Cboe Options Rules
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-021
34-85707 Apr. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options
Comments due: May 20, 2019
Comments received are available for this proposal.
SR-CBOE-2019-023
34-85688 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 15, 2019
Comments received are available for this proposal.
SR-CBOE-2019-017
34-85657 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-022
34-85650 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Renew an Existing Pilot Program Until November 4, 2019
Comments due: May 10, 2019
SR-CBOE-2019-020
34-85616 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-019
34-85592 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Select Customer Options Reduction Program
Comments due:& May 7, 2019
Additional Materials: Exhibit 5
First Quarter
SR-CBOE-2019-018
34-85458 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.42, Interpretation and Policy .04 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, Without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CBOE-2019-016
34-85419 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 6.2
Comments due: April 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-014
34-85328 Mar. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rules that are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options
Comments due: April 11, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-015
34-85295 Mar. 12, 2019 Notice of Filing of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: April 8, 2019
SR-CBOE-2019-013
34-85205 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 26, 2019
SR-CBOE-2019-012
34-85169 Feb. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: March 20, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-011
34-85167 Feb. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend a Fee for the S&P Select Sector Index options ("Sector Index options")
Comments due: March 18, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-008
34-85141 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Cboe Order Routing Subsidy Program ("ORS") and Complex Order Routing Subsidy Program ("CORS") to Exclude Subsidy Payments for Contracts Executed as Qualified Contingent Cross ("QCC") Orders
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-006
34-85114 Feb. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index (MXEA) Options and MSCI Emerging Markets Index (MXEF) Options
Comments due: March 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-001
34-85102 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2019-002
34-85100 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option that Overlies the S&P Select Sector Index Options ("Sector Index options")
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-004
34-85080 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2018-075
34-85018 Jan. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to the SPX Select Market-Maker Program
Comments due: February 20, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-003
34-85015 Jan. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 27, 2019
Additional Materials: Exhibit 5


Cboe Exchange, Inc. File Number List for 2019

Release No. Date Details
SR-CBOE-2019-107
34-87464 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2019-106
34-87495 Nov. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-104
34-87462 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2019-103
34-87496 Nov. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Waive Fees Relating to Printing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-102
34-87455 Nov. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 5.34 as it Applies to Stop-Limit Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2019-100
34-87341 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-099
34-87377 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-098
34-87274 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Appointment Weight Table in Rule 5.50 in the Shell Structure for the Exchange's Rulebook
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-096
34-87261 Oct. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Business Conduct on the Exchange, and Move those Rules from the Currently Effective Rulebook to Proposed Chapter 8 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 6, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-095
34-87320 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Relocate Various Exchange Rules from the Currently Effective to the Shell Structure for the Exchange's Rulebook that will Become effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-094
34-87338 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-093
34-87237 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Automated Improvement Mechanism and Solicitation Auction Mechanism for Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-092
34-87337 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) from the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-091
34-87273 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options
Comments due: November 7, 2019
SR-CBOE-2019-090
34-87272 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-089
34-87321 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIX of the Currently Effective Rulebook to Proposed Section E of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-088
34-87229 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Trading Permit Holder Registration and with Doing Business with the Public, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 9 and, in part, Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-087
34-87319 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIII of the Currently Effective Rulebook to Proposed Section G of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-086
34-87310 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-085
34-87309 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-084
34-87235 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Trading of Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-083
34-87265 Oct. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers
Comments due: November 6, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-082
34-87304 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: November 12, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2019-081
34-87224 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection Generally with Options Trading on the Exchange, Including Those Regarding Trading Halts and the Plan to Address Extraordinary Market Volatility, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-080
34-87303 Oct. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-078
34-87254 Oct. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-076
34-87249 Oct. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-073
34-87216 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Regulatory Reports, Records, and Audits on the Exchange, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 7 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-072
34-87187 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates to and Relocate Chapter XIX, Which Governs the Hearings and Review Process for Persons Aggrieved by Exchange Action, of the Currently Effective Rulebook, to Proposed Chapter 15 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-071
34-87215 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with the Post-Transaction Process on the Exchange, and Move Those Rules from the Current Rulebook to Proposed Chapter 6 of the Shell Rulebook
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-070
34-87228 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules in Connection with Market-Makers in the Shell Rulebook
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-069
34-87189 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XII, Which Governs Margin Requirements, of the Currently Effective Rulebook to Proposed Chapter 10 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-068
34-87210 Oct. 3, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVII, Which Governs Exchange Disciplinary Procedures, of the Current Rulebook to Proposed Chapter 13 of the Shell Rulebook
Comments due: October 30, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-067
34-87227 Oct. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move Rule 10.2 and the Rules in Chapter XVI of the Currently Effective Rulebook, Which Governs the Summary Suspension of Trading Permit Holders, to Proposed Chapter 12 of the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-066
34-87188 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XIII of the Currently Effective Rulebook, Which Governs Net Capital Requirements, to Proposed Chapter 11 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-065
34-87183 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVIII, Which Governs Exchange Arbitrations, of the Currently Effective Rulebook to Proposed Chapter 14 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-064
34-87194 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rule Regarding How Complex Orders Are Processed Through the Solicitation Auction Mechanism ("C-SAM" or "C-SAM Auction"), and Move That Rule from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-063
34-87192 Oct. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism ("SAM" or "SAM Auction")
Comments due: October 28, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-062
34-87079 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Clearing Editor Functionality in Rule 6.6 of the Shell Rulebook
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-061
34-87028 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Version of the Silexx Platform to Support FLEX Options Trading
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-060
34-87015 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend its Rules Related to the Electronic Processing of Complex Orders and to Move Them to the Shell Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-059
34-87024 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Relating To Market-Makers Upon Migration to the Trading System Used by Cboe Affiliated Exchanges
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-058
34-86994 Sep. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding Cabinet Trading Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 15, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-057
34-86923 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-056
34-86920 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-055
34-86910 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10(b) Regarding the Notice Requirement in Connection with Trading Permit Holders that Clear Market-Maker Trades
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-054
34-86892 Sep. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority
Comments due: October 3, 2019
SR-CBOE-2019-052
34-86884 Sep. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Removal of a Number of Outdated Fees and References in the Cboe Options Fees Schedule
Comments due: October 2, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-051
34-86916 Sep. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and to Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-050
34-86878 Sep. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Routing Services, Including the Hybrid Agency Liaison System, and Move those Rules from the Currently Effective Rulebook to the Shell Rulebook to be Effective Upon Migration
Comments due: October 2, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-049
34-87311 Oct. 15, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 12, 2019
34-87291 Oct. 11, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
34-86744 Aug. 23, 2019 Notice of Filing of a Proposed Rule Change Relating to Make Permanent Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: September 19, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-048
34-87340 Oct. 17, 2019 Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Adopt Rule 6.9 (In-Kind Exchange of Options Positions and ETF Shares)
34-87013 Sep. 19, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 6.49C
Comments due: October 16, 2019
Comments received are available for this proposal.
SR-CBOE-2019-047
34-86765 Aug. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: September 20, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-046
34-86766 Aug. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning End-of-Month and End-of-Day Indicative Values
Comments due: September 20, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-045
34-87072 Sep. 24, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the AIM Automated Improvement Mechanism Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 21, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-044
34-87107 Sep. 25, 2019 Order Approving a Proposed Rule Change to Adopt Rule 6.49B, Off-Floor RWA Transfers
34-86603 Aug. 8, 2019 Notice of Filing of a Proposed Rule Change Relating to Adopt Rule 6.49B, Off-Floor RWA Transfers
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-043
34-86617 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Ability to Submit Frequent Trader Forms
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-042
34-86772 Aug. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection with the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-040
34-87505 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
34-87170 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86604 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-039
34-86588 Aug. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 3, 2019
SR-CBOE-2019-038
34-86429 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Maintenance Listing Standards for Options on Certain Indexes under Rule 24.2.01(b)(2)
Comments due: August 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-037
34-86411 Jul. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program through July 20, 2020
Comments due: August 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-036
34-86401 Jul. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
Comments due: August 13, 2019
Additional Materials: Exhibit 3, Exhibit 5
SR-CBOE-2019-035
34-87374 Oct. 21, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: November 15, 2019
Rebuttal comments due: November 29, 2019
34-86861 Sep. 4, 2019 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers
34-86400 Jul. 17, 2019 Notice of Filing of a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers
Comments due: August 13, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-034
34-86879 Sep. 5, 2019 Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Amend the Exchange's Opening Process, Including on VIX Settlement Days
Comments due: October 2, 2019
34-86387 Jul. 16, 2019 Notice of Filing of a Proposed Rule Change to Amend the Exchange's Opening Process Including on VIX Settlement Days
Comments due: August 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2019-033
34-86374 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-032
34-86329 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for XSP Fees and PAR Official Fees
Comments due: August 2, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-031
34-86361 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-030
34-86432 Jul. 23, 2019 Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules to Permit Cboe Trading, Inc. to Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange
34-86224 Jun. 27, 2019 Notice of Filing of a Proposed Rule Change to Use Cboe Exchange's Affiliate, Cboe Trading, as an Inbound and Outbound Router for Cboe Options
Comments due: July 18, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-029
34-86065 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Registration of Trading Permit Holders
Comments due: July 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-028
34-86148 Jun. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.42 to Extend the Penny Pilot Program Through December 31, 2019
Comments due: July 16, 2019
SR-CBOE-2019-027
34-86173 Jun. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Move Certain Current Rules from the Exchange's Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System used by the Cboe Affiliated Exchanges
Comments due: July 17, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-026
34-85817 May 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Reduced Subscription Fees for Academics for the Sale of Historical Cboe Open-Close Volume Data
Comments due: June 5, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-025
34-85727 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 17 of the Cboe Options Rules
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-024
34-85732 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.49A to Eliminate the Exchange's On-Floor Position Transfer Procedure
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-023
34-85688 Apr. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 15, 2019
Comments received are available for this proposal.
SR-CBOE-2019-022
34-85650 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Renew an Existing Pilot Program Until November 4, 2019
Comments due: May 10, 2019
SR-CBOE-2019-021
34-85707 Apr. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options
Comments due: May 20, 2019
Comments received are available for this proposal.
SR-CBOE-2019-020
34-85616 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-019
34-85592 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Select Customer Options Reduction Program
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-018
34-85458 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.42, Interpretation and Policy .04 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, Without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CBOE-2019-017
34-85657 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-016
34-85419 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 6.2
Comments due: April 16, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-015
34-85754 Apr. 30, 2019 Order Approving a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
34-85295 Mar. 12, 2019 Notice of Filing of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: April 8, 2019
SR-CBOE-2019-014
34-85328 Mar. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rules that are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options
Comments due: April 11, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-013
34-85205 Feb. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 26, 2019
SR-CBOE-2019-012
34-85169 Feb. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: March 20, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-011
34-85167 Feb. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend a Fee for the S&P Select Sector Index options ("Sector Index options")
Comments due: March 18, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-008
34-85141 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Cboe Order Routing Subsidy Program ("ORS") and Complex Order Routing Subsidy Program ("CORS") to Exclude Subsidy Payments for Contracts Executed as Qualified Contingent Cross ("QCC") Orders
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-006
34-85114 Feb. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index (MXEA) Options and MSCI Emerging Markets Index (MXEF) Options
Comments due: March 12, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-004
34-85080 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-003
34-85015 Jan. 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 27, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-002
34-85100 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option that Overlies the S&P Select Sector Index Options ("Sector Index options")
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-CBOE-2019-001
34-85102 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b