Cboe Exchange, Inc. Rulemaking

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Chronological List
Second Quarter |  First Quarter

Cboe Exchange, Inc. File Number List for 2022

Additional Archives

Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-CBOE-2022-029
34-95155 Jun. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2022-028
34-95151 Jun. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 to Include Calendar Year 2022 through December 31, 2022
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2022-027
34-95102 Jun. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4
Comments due: 21 days after publication in the Federal Register
Comments received are available for this proposal.
SR-CBOE-2022-025
34-95084 Jun. 10, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-024
34-95006 May 31, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Complex Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-009
34-94928 May 17, 2022 Order Approving a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
SR-CBOE-2022-023
34-94913 May 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-022
34-94848 May 4, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Launch of the Curb Trading Hours Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2022-020
34-94812 Apr. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 25, 2022
SR-CBOE-2022-021
34-94800 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-CBOE-2022-019
34-94799 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-CBOE-2022-015
34-94723 Apr. 14, 2022 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: May 11, 2022
Comments received are available for this proposal.
SR-CBOE-2022-018
34-94706 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.22
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-016
34-94686 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-005
34-94682 Apr. 12, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified By Amendment No. 1, to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday
Comments due: May 9, 2022
SR-CBOE-2022-017
34-94670 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 6, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-009
34-94594 Apr. 4, 2022 Notice of Filing of a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
Comments due: April 29, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter
SR-CBOE-2022-014
34-94540 Mar. 29, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's plans to List and Trade Nanos S&P 500 Index Options
Comments due: April 25, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-012
34-94513 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided under Exchange Rule 3.33 and to Amend Related Registration Requirements as Provided under Rule 3.30
Comments due: April 20, 2022
SR-CBOE-2022-011
34-94512 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CBOE-2021-071
34-94484 Mar. 22, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session
Comments due: April 18, 2022
Rebuttal comments due: May 2, 2022
SR-CBOE-2022-013
34-94454 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022
Comments due: April 13, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-008
34-94376 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-006
34-94327 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop (Stop-Loss) and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-005
34-94292 Feb. 22, 2022 Notice of Filing of a Proposed Rule Change to Permit P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: March 21, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2021-068
34-94253 Feb. 15, 2022 Order Granting Approval of a Proposed Rule Change to Adopt a Modified Trading Schedule for Holidays
SR-CBOE-2021-046
34-94204 Feb. 9, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Cboe Rule 5.4 and Make Corresponding Changes to Other Rules
Comments due: March 8, 2022
SR-CBOE-2022-004
34-94201 Feb. 9, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2022
Additional Materials: Exhibit 5
SR-CBOE-2021-071
34-94082 Jan. 27, 2022 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt a New Trading Session That Will Operate After the Close of the Regular Trading Hours Session
SR-CBOE-2021-075
34-94073 Jan. 26, 2022 Notice of Withdrawal of a Proposed Rule Change to Increase Position Limits for Options on the SPDR Gold Trust and iShares Silver Trust
SR-CBOE-2022-002
34-94041 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to its FINRA Non-Member Processing Registration Fee
Comments due: February 18, 2022
SR-CBOE-2022-003
34-93990 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.5 to Improve the Operation of the Rule
Comments due: February 14, 2022
SR-CBOE-2021-068
34-93958 Jan. 12, 2022 Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt a Modified Trading Schedule for Holidays
SR-CBOE-2021-076
34-93955 Jan. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: February 9, 2022
Additional Materials: Exhibit 5

File Number List for 2022

Release No. Date Details
SR-CBOE-2022-029
34-95155 Jun. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Facility Fees Section in the Fees Schedule in Connection with the Exchange's New Trading Floor
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2022-028
34-95151 Jun. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Temporary Remote Inspection Relief for Trading Permit Holder's Office Inspections for Calendar Years 2020 and 2021 to Include Calendar Year 2022 through December 31, 2022
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2022-027
34-95102 Jun. 14, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.4
Comments due: 21 days after publication in the Federal Register
Comments received are available for this proposal.
SR-CBOE-2022-025
34-95084 Jun. 10, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-024
34-95006 May 31, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Regarding Complex Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-023
34-94913 May 13, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Relating to the Sale of Open-Close Volume Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2022-022
34-94848 May 4, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Launch of the Curb Trading Hours Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2022-021
34-94800 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-CBOE-2022-020
34-94812 Apr. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 25, 2022
SR-CBOE-2022-019
34-94799 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-CBOE-2022-018
34-94706 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers, Currently Codified in Rule 5.22
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-017
34-94670 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 6, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-016
34-94686 Apr. 12, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to Various Market Data Products
Comments due: May 9, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-015
34-94723 Apr. 14, 2022 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 10.3 Regarding Margin Requirements
Comments due: May 11, 2022
Comments received are available for this proposal.
SR-CBOE-2022-014
34-94540 Mar. 29, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule in Connection with the Exchange's plans to List and Trade Nanos S&P 500 Index Options
Comments due: April 25, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-013
34-94454 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-Wide Circuit Breaker in Rule 5.22 to April 18, 2022
Comments due: April 13, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-012
34-94513 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to the Continuing Education for Registered Persons as Provided under Exchange Rule 3.33 and to Amend Related Registration Requirements as Provided under Rule 3.30
Comments due: April 20, 2022
SR-CBOE-2022-011
34-94512 Mar. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 20, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-009
34-94928 May 17, 2022 Order Approving a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
34-94594 Apr. 4, 2022 Notice of Filing of a Proposed Rule Change to Amend Rule 4.3.06 to Allow the Exchange to List and Trade Options on the Goldman Sachs Physical Gold ETF
Comments due: April 29, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2022-008
34-94376 Mar. 8, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 4, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-006
34-94327 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify how Drill-Through Price Protection Applies to Users' Orders when Multiple Stop (Stop-Loss) and Stop-Limit Orders are Triggered by the Same Price
Comments due: March 25, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-005
34-94682 Apr. 12, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified By Amendment No. 1, to Expand the Nonstandard Expirations Pilot Program to Include P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday
Comments due: May 9, 2022
34-94292 Feb. 22, 2022 Notice of Filing of a Proposed Rule Change to Permit P.M.-Settled S&P 500 Index Options that Expire on Tuesday or Thursday under its Nonstandard Expirations Pilot Program
Comments due: March 21, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2022-004
34-94201 Feb. 9, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 8, 2022
Additional Materials: Exhibit 5
SR-CBOE-2022-003
34-93990 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.5 to Improve the Operation of the Rule
Comments due: February 14, 2022
SR-CBOE-2022-002
34-94041 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to its FINRA Non-Member Processing Registration Fee
Comments due: February 18, 2022