CBOE Rulemaking

We encourage the public to submit comments on the following Chicago Board Options Exchange (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter | Second Quarter | First Quarter

CBOE File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-CBOE-2017-061
34-81613 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Inadvertent Marking Error in the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2017-060
34-81614 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2017-059
34-81586 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the On-Floor Lead Market-Maker Program
Comments due: October 10, 2017
SR-CBOE-2017-058
34-81516 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.25, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-041
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80797
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-CBOE-2017-043
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80832
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-CBOE-2017-057
34-81483 Aug. 25, 2017 Notice of Filing of a Proposed Rule Change to Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, to Increase the Position Limits for Options on Certain ETFs
Comments due: September 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-056
34-81262 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Exchange-Traded Funds and Exchange-Traded Notes
Comments due: August 25, 2017
SR-CBOE-2017-044
34-81175 Jul. 20, 2017 Order Granting Approval of Proposed Rule Change Relating to Disaster Recovery
See also: Notice: Rel. No. 34-80857
SR-CBOE-2017-055
34-81170 Jul. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Updates for the CBOE Fees Schedule
Comments due: August 15, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-043
34-81164 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule - Fee Dispute Resolution
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80832
SR-CBOE-2017-041
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80797, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-CBOE-2017-052
34-81118 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the CBOE Fees Schedule Concerning LVCX Fees
Comments due: August 7, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-054
34-81085 Jul. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.47A, Automated Improvement Mechanism
Comments due: August 2, 2017
SR-CBOE-2017-051
34-81083 Jul. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through July 18, 2018
Comments due: August 2, 2017
Additional Materials: Exhibit 5
Second Quarter
SR-CBOE-2017-040
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80785
Additional File Nos.: SR-C2-2017-017, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16
Comments received are available for this proposal.
SR-CBOE-2017-010
34-81065 Jun. 30, 2017 Notice of Withdrawal of a Proposed Rule Change Related to Unusual Market Conditions and the Duty to Systemize Non-Electronic Orders Prior to Representation
See also: Notice: Rel. No. 34-80854, Notice: Rel. No. 34-80481, Notice: Rel. No. 34-80123
SR-CBOE-2017-050
34-81017 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due: July 21, 2017
Additional Materials: Exhibit 3
SR-CBOE-2017-049
34-81010 Jun. 23, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.56 (Compression Forums)
Comments due: July 20, 2017
SR-CBOE-2017-019
34-80926 Jun. 14, 2017 Notice of Withdrawal of Proposed Rule Change Related to Complex Orders
See also: Notice: Rel. No. 34-80609, Notice: Rel. No. 34-80279
SR-CBOE-2017-047
34-80925 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-048
34-80913 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 5.5
Comments due: July 10, 2017
SR-CBOE-2017-045
34-80883 Jun. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017
SR-CBOE-2017-044
34-80857 Jun. 5, 2017 Notice of Filing of a Proposed Rule Change Relating to Disaster Recovery
Comments due: June 30, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81175
SR-CBOE-2016-082
34-80859 Jun. 5, 2017 Notice of Withdrawal of a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance with Priority and Allocation Requirements and Trade-Through Prohibitions in Open Outcry Trading
See also: Order: Rel. No. 34-80270, Notice: Rel. No. 34-79910, Notice: Rel. No. 34-79540
SR-CBOE-2017-010
34-80854 Jun. 2, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Unusual Market Conditions and the Duty to Systemize Non-Electronic Orders Prior to Representation
Comments due: June 29, 2017
Rebuttal comments due: July 13, 2017
See also: Notice: Rel. No. 34-81065, Notice: Rel. No. 34-80481, Notice: Rel. No. 34-80123
SR-CBOE-2017-043
34-80832 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81164
Comments received are available for this proposal.
SR-CBOE-2017-041
34-80797 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-CBOE-2017-040
34-80785 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017
Additional Materials: Exhibit 5, Appendix
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-CBOE-2017-042
34-80760 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-029
34-80738 May 22, 2017 Order Approving a Proposed Rule Change Relating to the Exposure Periods of the Automated Improvement Mechanism and the Solicitation Auction Mechanism
See also: Notice: Rel. No. 34-80421
SR-CBOE-2017-039
34-80671 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-036
34-80654 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-038
34-80644 May 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 6, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-019
34-80609 May 5, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Complex Orders
See also: Notice: Rel. No. 34-80926, Notice: Rel. No. 34-80279
SR-CBOE-2017-035
34-80595 May 4, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Compression Forums
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-017
34-80523 Apr. 25, 2017 Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
See also: Notice: Rel. No. 34-80167
SR-CBOE-2017-034
34-80510 Apr. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.7
Comments due: May 18, 2017
SR-CBOE-2017-010
34-80481 Apr. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Unusual Market Conditions and the Requirement to Systemize Non-Electronic Orders Prior to Representation
See also:  Notice: Rel. No. 34-81065, Order: Rel. No. 34-80854, Notice: Rel. No. 34-80123
SR-CBOE-2017-028
34-80472 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-030
34-80470 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MDX Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-033
34-80462 Apr. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 11, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-032
34-80443 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program
Comments due: May 9, 2017
SR-CBOE-2017-031
34-80439 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 9, 2017
SR-CBOE-2017-023
34-80422 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Obsolete References in the Fees Schedule
Comments due: May 5, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-029
34-80421 Apr. 10, 2017 Notice of Filing of a Proposed Rule Change Relating to the Automated Improvement Mechanism and the Solicitation Auction Mechanism
Comments due: May 5, 2017
See also: Order: Rel. No. 34-80738
SR-CBOE-2017-026
34-80387 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew Nonstandard Expirations Pilot Program
Comments due: May 3, 2017
SR-CBOE-2017-025
34-80386 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the SPXPM Pilot Program
Comments due: May 3, 2017
SR-CBOE-2017-014
34-80385 Apr. 6, 2017 Order Approving Proposed Rule Change Related to Rule 24.9(e)
See also: Notice: Rel. No. 34-80037
First Quarter
SR-CBOE-2017-024
34-80328 Mar. 29, 2017 Notice of Filing of a Proposed Rule Change Relating to Reporting Duties
Comments due: April 25, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2017-022
34-80286 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MDX Fees Schedule
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-019
34-80279 Mar. 20, 2017 Notice of Filing of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-80926, Notice: Rel. No. 34-80609
SR-CBOE-2016-082
34-80270 Mar. 17, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance with Priority and Allocation Requirements and Trade-Through Prohibitions in Open Outcry Trading
Comments due: April 13, 2017
Rebuttal comments due:  April 27, 2017
See also: Notice: Rel. No. 34-80859, Notice: Rel. No. 34-79540, Notice: Rel. No. 34-79910
SR-CBOE-2017-021
34-80264 Mar. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 12, 2017
SR-CBOE-2017-012
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79950
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-CBOE-2017-016
34-80181 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: April 4, 2017
SR-CBOE-2017-017
34-80167 Mar. 7, 2017 Notice of Filing of a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
Comments due: April 3, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Order: Rel. No. 34-80523
SR-CBOE-2017-018
34-80152 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: March 30, 2017
SR-CBOE-2017-010
34-80123 Feb. 28, 2017 Notice of Filing of a Proposed Rule Change Related to Unusual Market Conditions
Comments due: March 27, 2017
See also:  Notice: Rel. No. 34-81065, Order: Rel. No. 34-80854, Notice: Rel. No. 34-80481
SR-CBOE-2017-015
34-80086 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 20, 2017
Additional Materials: Exhibit 5
SR-CBOE-2016-091
34-80060 Feb. 17, 2017 Order Approving a Proposed Rule Change Related to a Change to the Trading Symbol for P.M.-Settled Options on the Standard & Poor's 500 Index
See also: Notice: Rel. No. 34-79712
SR-CBOE-2016-088
34-80040 Feb. 14, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to the Nullification and Adjustment of Options Transactions
See also: Notice: Rel. No. 34-79697
SR-CBOE-2017-014
34-80037 Feb. 14, 2017 Notice of Filing of a Proposed Rule Change Related to Rule 24.9(e)
Comments due: March 14, 2017
See also: Order: Rel. No. 34-80385
SR-CBOE-2017-011
34-80003 Feb. 9, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-009
34-79981 Feb. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocation and Priority Rules
Comments due: March 6, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-012
34-79950 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
SR-CBOE-2016-082
34-79910 Jan. 31, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Rules Regarding the Responsibility for Ensuring Compliance with Open Outcry Priority and Allocation Requirements and Trade-Through Prohibitions
See also: Notice: Rel. No. 34-80859, Order: Rel. No. 34-80270, Notice: Rel. No. 34-79540
SR-CBOE-2017-008
34-79906 Jan. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-080
34-79899 Jan. 30, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend CBOE Rule 6.53C
Comments due: February 24, 2017
SR-CBOE-2017-007
34-79873 Jan. 25, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2016-084
34-79836 Jan. 18, 2017 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Exchange Rules Related to the Automated Improvement Mechanism
Comments due: February 15, 2017
See also: Notice: Rel. No. 34-79499
SR-CBOE-2017-003
34-79816 Jan. 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-004
34-79808 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 14, 2017
Additional Materials: Exhibit 5
SR-CBOE-2016-080
34-79783 Jan. 12, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend CBOE Rule 6.53C
See also: Notice: Rel. No. 34-79406
SR-CBOE-2016-094
34-79745 Jan. 5, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 1, 2017
Additional Materials: Exhibit 5


CBOE File Number List for 2017

Release No. Date Details
SR-CBOE-2017-061
34-81613 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Inadvertent Marking Error in the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2017-060
34-81614 Sep. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2017-059
34-81586 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the On-Floor Lead Market-Maker Program
Comments due: October 10, 2017
SR-CBOE-2017-058
34-81516 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.25, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-057
34-81483 Aug. 25, 2017 Notice of Filing of a Proposed Rule Change to Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, to Increase the Position Limits for Options on Certain ETFs
Comments due: September 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-056
34-81262 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Exchange-Traded Funds and Exchange-Traded Notes
Comments due: August 25, 2017
SR-CBOE-2017-055
34-81170 Jul. 19, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Updates for the CBOE Fees Schedule
Comments due: August 15, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-054
34-81085 Jul. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.47A, Automated Improvement Mechanism
Comments due: August 2, 2017
SR-CBOE-2017-052
34-81118 Jul. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the CBOE Fees Schedule Concerning LVCX Fees
Comments due: August 7, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-051
34-81083 Jul. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Credit Option Margin Pilot Program Through July 18, 2018
Comments due: August 2, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-050
34-81017 Jun. 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend a Pilot Program that Eliminates Position and Exercise Limits for Physically-Settled SPDR S&P 500 ETF Trust ("SPY") Options
Comments due: July 21, 2017
Additional Materials: Exhibit 3
SR-CBOE-2017-049
34-81010 Jun. 23, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.56 (Compression Forums)
Comments due: July 20, 2017
SR-CBOE-2017-048
34-80913 Jun. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 5.5
Comments due: July 10, 2017
SR-CBOE-2017-047
34-80925 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-045
34-80883 Jun. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017
SR-CBOE-2017-044
34-81175 Jul. 20, 2017 Order Granting Approval of Proposed Rule Change Relating to Disaster Recovery
34-80857 Jun. 5, 2017 Notice of Filing of a Proposed Rule Change Relating to Disaster Recovery
Comments due: June 30, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-043
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80832
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81164 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule - Fee Dispute Resolution
34-80832 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 6.97, Consolidated Audit Trail (CAT) Compliance Rule - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2017-042
34-80760 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-041
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80797 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5

Comments received are available for this proposal.
SR-CBOE-2017-040
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-C2-2017-017, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16
Comments received are available for this proposal.
34-80785 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017
Additional Materials: Exhibit 5, Appendix
Comments received are available for this proposal.
SR-CBOE-2017-039
34-80671 May 15, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 9, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-038
34-80644 May 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: June 6, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-036
34-80654 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Quoting Bandwidth Allowance
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-035
34-80595 May 4, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Compression Forums
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-034
34-80510 Apr. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 5.7
Comments due: May 18, 2017
SR-CBOE-2017-033
34-80462 Apr. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 11, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-032
34-80443 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to FLEX Options Pilot Program
Comments due: May 9, 2017
SR-CBOE-2017-031
34-80439 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 9, 2017
SR-CBOE-2017-030
34-80470 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MDX Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-029
34-80738 May 22, 2017 Order Approving a Proposed Rule Change Relating to the Exposure Periods of the Automated Improvement Mechanism and the Solicitation Auction Mechanism
34-80421 Apr. 10, 2017 Notice of Filing of a Proposed Rule Change Relating to the Automated Improvement Mechanism and the Solicitation Auction Mechanism
Comments due: May 5, 2017
SR-CBOE-2017-028
34-80472 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-026
34-80387 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew Nonstandard Expirations Pilot Program
Comments due: May 3, 2017
SR-CBOE-2017-025
34-80386 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the SPXPM Pilot Program
Comments due: May 3, 2017
SR-CBOE-2017-024
34-80328 Mar. 29, 2017 Notice of Filing of a Proposed Rule Change Relating to Reporting Duties
Comments due: April 25, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CBOE-2017-023
34-80422 Apr. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate Obsolete References in the Fees Schedule
Comments due: May 5, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-022
34-80286 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MDX Fees Schedule
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-021
34-80264 Mar. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 12, 2017
SR-CBOE-2017-019
34-80926 Jun. 14, 2017 Notice of Withdrawal of Proposed Rule Change Related to Complex Orders
34-80609 May 5, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Related to Complex Orders
See also: Notice: Rel. No. 34-80279
34-80279 Mar. 20, 2017 Notice of Filing of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-018
34-80152 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: March 30, 2017
SR-CBOE-2017-017
34-80523 Apr. 25, 2017 Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
34-80167 Mar. 7, 2017 Notice of Filing of a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
Comments due: April 3, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CBOE-2017-016
34-80181 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2017-015
34-80086 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 20, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-014
34-80385 Apr. 6, 2017 Order Approving Proposed Rule Change Related to Rule 24.9(e)
34-80037 Feb. 14, 2017 Notice of Filing of a Proposed Rule Change Related to Rule 24.9(e)
Comments due: March 14, 2017
SR-CBOE-2017-012
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79950 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due:  March 1, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-011
34-80003 Feb. 9, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 8, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-010
34-81065 Jun. 30, 2017 Notice of Withdrawal of a Proposed Rule Change Related to Unusual Market Conditions and the Duty to Systemize Non-Electronic Orders Prior to Representation
34-80854 Jun. 2, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to Unusual Market Conditions and the Duty to Systemize Non-Electronic Orders Prior to Representation
Comments due: June 29, 2017
Rebuttal comments due: July 13, 2017
34-80481 Apr. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to Unusual Market Conditions and the Requirement to Systemize Non-Electronic Orders Prior to Representation
34-80123 Feb. 28, 2017 Notice of Filing of a Proposed Rule Change Related to Unusual Market Conditions
Comments due: March 27, 2017
SR-CBOE-2017-008
34-79906 Jan. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 27, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-009
34-79981 Feb. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allocation and Priority Rules
Comments due: March 6, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-007
34-79873 Jan. 25, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 21, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-004
34-79808 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 14, 2017
Additional Materials: Exhibit 5
SR-CBOE-2017-003
34-79816 Jan. 18, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 15, 2017
Additional Materials: Exhibit 5