Cboe Exchange, Inc. Rulemaking
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Chronological List
Second Quarter |
First Quarter
Cboe Exchange, Inc. File Number List for 2023
Additional Archives
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Chronological List for 2023
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CBOE-2023-028 | ||
| 34-97630 | May 31, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-027 | ||
| 34-97579 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-022 | ||
| 34-97487 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CBOE-2023-025 | ||
| 34-97452 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-024 | ||
| 34-97446 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-023 | ||
| 34-97445 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 6, 2023
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-021 | ||
| 34-97404 | Apr. 28, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 3.34
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-020 | ||
| 34-97371 | Apr. 25, 2023 | Notice of Filing of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
Comments due: May 22, 2023Federal Register Additional Materials: Exhibit 3 |
| SR-CBOE-2023-018 | ||
| 34-97368 | Apr. 24, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 19, 2023 Federal Register Additional Materials: Exhibit 4 |
| SR-CBOE-2023-005 | ||
| 34-97367 | Apr. 24, 2023 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series
Comments due: May 19, 2023 Federal Register Rebuttal comments due: June 2, 2023 Federal Register Additional Materials: Exhibit 4 |
| SR-CBOE-2023-019 | ||
| 34-97366 | Apr. 24, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its Program ("Pilot Program") that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Series
Comments due: May 19, 2023Federal Register Additional Materials: Exhibit 3 |
| SR-CBOE-2022-051 | ||
| 34-97306 | Apr. 14, 2023 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses |
| SR-CBOE-2023-017 | ||
| 34-97288 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 9, 2023Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-016 | ||
| 34-97240 | Apr. 3, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 28, 2023Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-CBOE-2022-057 | ||
| 34-97235 | Mar. 31, 2023 | Notice of Withdrawal of Proposed Rule Change to Increase the Position and Exercise Limits for Options on Apple Inc. Stock ("AAPL") |
| SR-CBOE-2023-015 | ||
| 34-97189 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-013 | ||
| 34-97137 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: April 10, 2023 Additional Materials: Exhibit 5, Exhibit 5a Comments received are available for this proposal. |
| SR-CBOE-2023-005 | ||
| 34-97063 | Mar. 7, 2023 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series |
| SR-CBOE-2022-058 | ||
| 34-97019 | Mar. 2, 2023 | Order Approving a Proposed Rule Change to Amend Rule 10.3 Regarding Margin Requirements |
| SR-CBOE-2023-012 | ||
| 34-97011 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 |
| SR-CBOE-2022-057 | ||
| 34-96965 | Feb. 22, 2023 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Increase Position Limits for Options on Apple Inc. Stock
Comments due: March 21, 2023 Rebuttal comments due: April 4, 2023 |
| SR-CBOE-2023-009 | ||
| 34-96885 | Feb. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 9, 2023 Comments received are available for this proposal. |
| SR-CBOE-2023-011 | ||
| 34-96856 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Select Customer Options Reduction Program
Comments due: March 8, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-010 | ||
| 34-96844 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule for the Cboe Silexx Platform
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-008 | ||
| 34-96793 | Feb. 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 1, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-007 | ||
| 34-96742 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: February 21, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-005 | ||
| 34-96703 | Jan. 18, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series
Comments due: February 14, 2023 |
| SR-CBOE-2022-051 | ||
| 34-96684 | Jan. 18, 2023 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rules Relating to the Processing of Auction Responses
Comments due: February 14, 2023 Rebuttal comments due: February 28, 2023 |
| SR-CBOE-2023-001 | ||
| 34-96672 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-004 | ||
| 34-96662 | Jan. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.6 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 9, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-002 | ||
| 34-96644 | Jan. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees
Comments due: February 9, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2022-062 | ||
| 34-96623 | Jan. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.24
Comments due: February 7, 2023 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-CBOE-2023-028 | ||
| 34-97630 | May 31, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-027 | ||
| 34-97579 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-022 | ||
| 34-97487 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CBOE-2023-025 | ||
| 34-97452 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-024 | ||
| 34-97446 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-023 | ||
| 34-97445 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Renew an Existing Pilot Program Until November 6, 2023
Comments due: 21 days after publication in the Federal Register |
| SR-CBOE-2023-021 | ||
| 34-97404 | Apr. 28, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 3.34
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-020 | ||
| 34-97371 | Apr. 25, 2023 | Notice of Filing of a Proposed Rule Change to Make the Nonstandard Expirations Pilot Program Permanent
Comments due: May 22, 2023 Federal Register Additional Materials: Exhibit 3 |
| SR-CBOE-2023-019 | ||
| 34-97366 | Apr. 24, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its Program ("Pilot Program") that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month Mini-SPX Index ("XSP") Options and Mini-Russell 2000 Index ("MRUT") Options Series
Comments due: May 19, 2023 Federal Register Additional Materials: Exhibit 3 |
| SR-CBOE-2023-018 | ||
| 34-97368 | Apr. 24, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for FLEX Index Options
Comments due: May 19, 2023 Federal Register Additional Materials: Exhibit 4 |
| SR-CBOE-2023-017 | ||
| 34-97288 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 9, 2023Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2023-016 | ||
| 34-97240 | Apr. 3, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: April 28, 2023Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-015 | ||
| 34-97189 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-013 | ||
| 34-97137 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: April 10, 2023 Additional Materials: Exhibit 5, Exhibit 5a Comments received are available for this proposal. |
| SR-CBOE-2023-012 | ||
| 34-97011 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 |
| SR-CBOE-2023-011 | ||
| 34-96856 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Select Customer Options Reduction Program
Comments due: March 8, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-010 | ||
| 34-96844 | Feb. 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule for the Cboe Silexx Platform
Comments due: March 7, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-009 | ||
| 34-96885 | Feb. 10, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 9, 2023 Comments received are available for this proposal. |
| SR-CBOE-2023-008 | ||
| 34-96793 | Feb. 2, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: March 1, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2023-007 | ||
| 34-96742 | Jan. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: February 21, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-005 | ||
| 34-97367 | Apr. 24, 2023 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Operation of the Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series
Comments due: May 19, 2023 Federal Register Rebuttal comments due: June 2, 2023 Federal Register Additional Materials: Exhibit 4 |
| 34-97063 | Mar. 7, 2023 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent the Operation of its Program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series |
| 34-96703 | Jan. 18, 2023 | Notice of Filing of a Proposed Rule Change to Make Permanent the Operation of its program that Allows the Exchange to List P.M.-Settled Third Friday-of-the-Month S&P 500 Stock Index ("S&P 500") Options ("SPX") Series
Comments due: February 14, 2023 Comments received are available for this proposal. |
| SR-CBOE-2023-004 | ||
| 34-96662 | Jan. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.6 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 9, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-002 | ||
| 34-96644 | Jan. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Reflect Adjustments to the Financial Industry Regulatory Authority, Inc. General Registration Fees, Fingerprinting Fees, and Continuing Education Fees
Comments due: February 9, 2023 Additional Materials: Exhibit 5 |
| SR-CBOE-2023-001 | ||
| 34-96672 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update the Cboe Data Services, LLC Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |