Cboe Exchange, Inc. Rulemaking

We encourage the public to submit comments on the following Cboe Exchange, Inc. (CBOE) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

Cboe Exchange, Inc. File Number List for 2020

Additional Archives

Chronological List for 2020

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Release No. Date Details
SR-CBOE-2020-011
34-88243 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-012
34-88235 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-CBOE-2020-010
34-88232 Feb. 18, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2020-007
34-88176 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-005
34-88164 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5A, Exhibit 5B
SR-CBOE-2020-004
34-88105 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2019-035
34-87959 Jan. 14, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
SR-CBOE-2020-001
34-87953 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-002
34-87894 Jan. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options
Comments due: January 31, 2020 
Additional Materials: Exhibit 5
SR-CBOE-2019-126
34-87883 Jan. 2, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Regarding Complex Orders
Comments due: January 29, 2020
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-CBOE-2020-012
34-88235 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Financial Incentive Programs for Global Trading Hours (GTH) Lead Market-Makers (LMMs) in VIX Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-011
34-88243 Feb. 19, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-010
34-88232 Feb. 18, 2020 Notice of Filing of a Proposed Rule Change Relating to Adopt Flexible Exchange Options ("FLEX Options") with a Contract Multiplier of One ("FLEX Micro Options")
Comments due: 21 days after publication in the Federal Register
SR-CBOE-2020-007
34-88176 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule Regarding the Automated Improvement Mechanism (AIM) and Solicitation Auction Mechanism (SAM)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CBOE-2020-005 SR-CBOE-2020-005
34-88164 Feb. 11, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5A, Exhibit 5b
SR-CBOE-2020-004
34-88105 Jan. 30, 2020 Notice of Filing of a Proposed Rule Change Relating to Amend Chapter 7, Section B of the Rules, Which Contains the Exchange's Compliance Rule ("Compliance Rule") Regarding the National Market System Plan Governing the Consolidated Audit Trail (the "CAT NMS Plan" or "Plan"), to be Consistent with Certain Proposed Amendments to and Exemptions from the CAT NMS Plan as well as to Facilitate the Retirement of Certain Existing Regulatory Systems
Comments due: February 26, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-002
34-87894 Jan. 6, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options
Comments due: January 31, 2020
Additional Materials: Exhibit 5
SR-CBOE-2020-001
34-87953 Jan. 13, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Related to Expiring Fee Waivers and Incentive Programs
Comments due: February 7, 2020
Additional Materials: Exhibit 5