Cboe Exchange, Inc. Rulemaking: 2019
Chronological List
Fourth Quarter |
Third Quarter | Second Quarter | First Quarter
Cboe Exchange, Inc. File Number List for 2019
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Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-CBOE-2019-127 | ||
| 34-87873 | Dec. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 28, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-122 | ||
| 34-87852 | Dec. 23, 2019 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Allow the Exchange to Continue to List Classes of Options on the MSCI Emerging Markets Index after January 1, 2020
Comments due: January 21, 2020 |
| SR-CBOE-2019-118 | ||
| 34-87846 | Dec. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Certain Erroneous Cross-References, Add Inadvertently Omitted Rule Text, and Conform the Use of Certain Defined Terms
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-125 | ||
| 34-87808 | Dec. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform ("Silexx" or the "Platform") Fees Schedule
Comments due: January 17, 2020 |
| SR-CBOE-2019-123 | ||
| 34-87806 | Dec. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.10 to Remove the Attestation Filing Requirements in Connection with Trading Permit Holders' Policy and Procedures Regarding the Misuse of Material, Nonpublic Information
Comments due: January 17, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-124 | ||
| 34-87799 | Dec. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 16, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-117 | ||
| 34-87765 | Dec. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.72 to Eliminate the Reguirement that Leg Prices be Submitted Prior to the Time a Complex FLEX Order is Represented in an Open Outcry FLEX Auction.
Comments due: January 10, 2020 |
| SR-CBOE-2019-116 | ||
| 34-87762 | Dec. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions
Comments due: January 10, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-112 | ||
| 34-87742 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-119 | ||
| 34-87739 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.4 by Extending the Penny Pilot Program through June 30, 2020
Comments due: January 9, 2020 |
| SR-CBOE-2019-111 | ||
| 34-87727 | Dec. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: January 8, 2020 Additional Materials: Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2019-115 | ||
| 34-87706 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 5.31
Comments due: January 6, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-110 | ||
| 34-87682 | Dec. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.31, Opening Auction Process
Comments due: January 2, 2019 |
| SR-CBOE-2019-109 | ||
| 34-87590 | Nov. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX
Comments due: December 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-105 | ||
| 34-87546 | Nov. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: December 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-108 | ||
| 34-87515 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: December 10, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-040 | ||
| 34-87505 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| SR-CBOE-2019-103 | ||
| 34-87496 | Nov. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Waive Fees Relating to Printing
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-106 | ||
| 34-87495 | Nov. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-107 | ||
| 34-87464 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: December 3, 2019 |
| SR-CBOE-2019-104 | ||
| 34-87462 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: December 3, 2019 |
| SR-CBOE-2019-102 | ||
| 34-87455 | Nov. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 5.34 as it Applies to Stop-Limit Orders
Comments due: November 29, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-099 | ||
| 34-87377 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-035 | ||
| 34-87374 | Oct. 21, 2019 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: November 15, 2019 Rebuttal comments due: November 29, 2019 |
| SR-CBOE-2019-100 | ||
| 34-87341 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-048 | ||
| 34-87340 | Oct. 17, 2019 | Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Adopt Rule 6.9 (In-Kind Exchange of Options Positions and ETF Shares) |
| SR-CBOE-2019-094 | ||
| 34-87338 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-092 | ||
| 34-87337 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) from the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-089 | ||
| 34-87321 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIX of the Currently Effective Rulebook to Proposed Section E of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-095 | ||
| 34-87320 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Relocate Various Exchange Rules from the Currently Effective to the Shell Structure for the Exchange's Rulebook that will Become effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-087 | ||
| 34-87319 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIII of the Currently Effective Rulebook to Proposed Section G of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-049 | ||
| 34-87311 | Oct. 15, 2019 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 12, 2019 |
| SR-CBOE-2019-086 | ||
| 34-87310 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-085 | ||
| 34-87309 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-082 | ||
| 34-87304 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: November 12, 2019 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2019-080 | ||
| 34-87303 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-049 | ||
| 34-87291 | Oct. 11, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility |
| SR-CBOE-2019-098 | ||
| 34-87274 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Appointment Weight Table in Rule 5.50 in the Shell Structure for the Exchange's Rulebook
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-091 | ||
| 34-87273 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options
Comments due: November 7, 2019 |
| SR-CBOE-2019-090 | ||
| 34-87272 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-083 | ||
| 34-87265 | Oct. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers
Comments due: November 6, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-096 | ||
| 34-87261 | Oct. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Business Conduct on the Exchange, and Move those Rules from the Currently Effective Rulebook to Proposed Chapter 8 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 6, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-078 | ||
| 34-87254 | Oct. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-076 | ||
| 34-87249 | Oct. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-093 | ||
| 34-87237 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Automated Improvement Mechanism and Solicitation Auction Mechanism for Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-084 | ||
| 34-87235 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Trading of Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-088 | ||
| 34-87229 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Trading Permit Holder Registration and with Doing Business with the Public, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 9 and, in part, Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-070 | ||
| 34-87228 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules in Connection with Market-Makers in the Shell Rulebook
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-067 | ||
| 34-87227 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move Rule 10.2 and the Rules in Chapter XVI of the Currently Effective Rulebook, Which Governs the Summary Suspension of Trading Permit Holders, to Proposed Chapter 12 of the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-081 | ||
| 34-87224 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection Generally with Options Trading on the Exchange, Including Those Regarding Trading Halts and the Plan to Address Extraordinary Market Volatility, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-073 | ||
| 34-87216 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Regulatory Reports, Records, and Audits on the Exchange, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 7 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-071 | ||
| 34-87215 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with the Post-Transaction Process on the Exchange, and Move Those Rules from the Current Rulebook to Proposed Chapter 6 of the Shell Rulebook
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-068 | ||
| 34-87210 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVII, Which Governs Exchange Disciplinary Procedures, of the Current Rulebook to Proposed Chapter 13 of the Shell Rulebook
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-064 | ||
| 34-87194 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rule Regarding How Complex Orders Are Processed Through the Solicitation Auction Mechanism ("C-SAM" or "C-SAM Auction"), and Move That Rule from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-063 | ||
| 34-87192 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism ("SAM" or "SAM Auction")
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-069 | ||
| 34-87189 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XII, Which Governs Margin Requirements, of the Currently Effective Rulebook to Proposed Chapter 10 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-066 | ||
| 34-87188 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XIII of the Currently Effective Rulebook, Which Governs Net Capital Requirements, to Proposed Chapter 11 of the Shell Structure for the Exchange's Rulebook Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-072 | ||
| 34-87187 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates to and Relocate Chapter XIX, Which Governs the Hearings and Review Process for Persons Aggrieved by Exchange Action, of the Currently Effective Rulebook, to Proposed Chapter 15 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-065 | ||
| 34-87183 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVIII, Which Governs Exchange Arbitrations, of the Currently Effective Rulebook to Proposed Chapter 14 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-CBOE-2019-040 | ||
| 34-87170 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| SR-CBOE-2019-044 | ||
| 34-87107 | Sep. 25, 2019 | Order Approving a Proposed Rule Change to Adopt Rule 6.49B, Off-Floor RWA Transfers |
| SR-CBOE-2019-062 | ||
| 34-87079 | Sep. 24, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Clearing Editor Functionality in Rule 6.6 of the Shell Rulebook
Comments due: October 21, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-045 | ||
| 34-87072 | Sep. 24, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the AIM Automated Improvement Mechanism Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 21, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-061 | ||
| 34-87028 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Version of the Silexx Platform to Support FLEX Options Trading
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-059 | ||
| 34-87024 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Relating To Market-Makers Upon Migration to the Trading System Used by Cboe Affiliated Exchanges
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-060 | ||
| 34-87015 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend its Rules Related to the Electronic Processing of Complex Orders and to Move Them to the Shell Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-048 | ||
| 34-87013 | Sep. 19, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 6.49C
Comments due: October 16, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-058 | ||
| 34-86994 | Sep. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding Cabinet Trading Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 15, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-057 | ||
| 34-86923 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-056 | ||
| 34-86920 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-051 | ||
| 34-86916 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and to Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-055 | ||
| 34-86910 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10(b) Regarding the Notice Requirement in Connection with Trading Permit Holders that Clear Market-Maker Trades
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-054 | ||
| 34-86892 | Sep. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority
Comments due: October 3, 2019 |
| SR-CBOE-2019-052 | ||
| 34-86884 | Sep. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Removal of a Number of Outdated Fees and References in the Cboe Options Fees Schedule
Comments due: October 2, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-034 | ||
| 34-86879 | Sep. 5, 2019 | Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Amend the Exchange's Opening Process, Including on VIX Settlement Days
Comments due: October 2, 2019 |
| SR-CBOE-2019-050 | ||
| 34-86878 | Sep. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Routing Services, Including the Hybrid Agency Liaison System, and Move those Rules from the Currently Effective Rulebook to the Shell Rulebook to be Effective Upon Migration
Comments due: October 2, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-035 | ||
| 34-86861 | Sep. 4, 2019 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers |
| SR-CBOE-2019-042 | ||
| 34-86772 | Aug. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection with the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: September 24, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-046 | ||
| 34-86766 | Aug. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning End-of-Month and End-of-Day Indicative Values
Comments due: September 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-047 | ||
| 34-86765 | Aug. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: September 20, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-049 | ||
| 34-86744 | Aug. 23, 2019 | Notice of Filing of a Proposed Rule Change Relating to Make Permanent Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: September 19, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-043 | ||
| 34-86617 | Aug. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Ability to Submit Frequent Trader Forms
Comments due: September 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-040 | ||
| 34-86604 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-044 | ||
| 34-86603 | Aug. 8, 2019 | Notice of Filing of a Proposed Rule Change Relating to Adopt Rule 6.49B, Off-Floor RWA Transfers
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-039 | ||
| 34-86588 | Aug. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 3, 2019 |
| SR-CBOE-2019-030 | ||
| 34-86432 | Jul. 23, 2019 | Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules to Permit Cboe Trading, Inc. to Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange |
| SR-CBOE-2019-038 | ||
| 34-86429 | Jul. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Maintenance Listing Standards for Options on Certain Indexes under Rule 24.2.01(b)(2)
Comments due: August 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-037 | ||
| 34-86411 | Jul. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program through July 20, 2020
Comments due: August 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-036 | ||
| 34-86401 | Jul. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
Comments due: August 13, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-CBOE-2019-035 | ||
| 34-86400 | Jul. 17, 2019 | Notice of Filing of a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers
Comments due: August 13, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-034 | ||
| 34-86387 | Jul. 16, 2019 | Notice of Filing of a Proposed Rule Change to Amend the Exchange's Opening Process Including on VIX Settlement Days
Comments due: August 12, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-033 | ||
| 34-86374 | Jul. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: August 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-031 | ||
| 34-86361 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-032 | ||
| 34-86329 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for XSP Fees and PAR Official Fees
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-CBOE-2019-030 | ||
| 34-86224 | Jun. 27, 2019 | Notice of Filing of a Proposed Rule Change to Use Cboe Exchange's Affiliate, Cboe Trading, as an Inbound and Outbound Router for Cboe Options
Comments due: July 18, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-027 | ||
| 34-86173 | Jun. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Move Certain Current Rules from the Exchange's Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System used by the Cboe Affiliated Exchanges
Comments due: July 17, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-028 | ||
| 34-86148 | Jun. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.42 to Extend the Penny Pilot Program Through December 31, 2019
Comments due: July 16, 2019 |
| SR-CBOE-2019-029 | ||
| 34-86065 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Registration of Trading Permit Holders
Comments due: July 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-026 | ||
| 34-85817 | May 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Reduced Subscription Fees for Academics for the Sale of Historical Cboe Open-Close Volume Data
Comments due: June 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-015 | ||
| 34-85754 | Apr. 30, 2019 | Order Approving a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds |
| SR-CBOE-2019-024 | ||
| 34-85732 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.49A to Eliminate the Exchange's On-Floor Position Transfer Procedure
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-025 | ||
| 34-85727 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 17 of the Cboe Options Rules
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-021 | ||
| 34-85707 | Apr. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options
Comments due: May 20, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-023 | ||
| 34-85688 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 15, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-017 | ||
| 34-85657 | Apr. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-022 | ||
| 34-85650 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Renew an Existing Pilot Program Until November 4, 2019
Comments due: May 10, 2019 |
| SR-CBOE-2019-020 | ||
| 34-85616 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-019 | ||
| 34-85592 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Select Customer Options Reduction Program
Comments due:& May 7, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CBOE-2019-018 | ||
| 34-85458 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.42, Interpretation and Policy .04 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, Without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CBOE-2019-016 | ||
| 34-85419 | Mar. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 6.2
Comments due: April 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-014 | ||
| 34-85328 | Mar. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rules that are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options
Comments due: April 11, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-015 | ||
| 34-85295 | Mar. 12, 2019 | Notice of Filing of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: April 8, 2019 |
| SR-CBOE-2019-013 | ||
| 34-85205 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 26, 2019 |
| SR-CBOE-2019-012 | ||
| 34-85169 | Feb. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: March 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-011 | ||
| 34-85167 | Feb. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend a Fee for the S&P Select Sector Index options ("Sector Index options")
Comments due: March 18, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-008 | ||
| 34-85141 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Cboe Order Routing Subsidy Program ("ORS") and Complex Order Routing Subsidy Program ("CORS") to Exclude Subsidy Payments for Contracts Executed as Qualified Contingent Cross ("QCC") Orders
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-006 | ||
| 34-85114 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index (MXEA) Options and MSCI Emerging Markets Index (MXEF) Options
Comments due: March 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-001 | ||
| 34-85102 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CBOE-2019-002 | ||
| 34-85100 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option that Overlies the S&P Select Sector Index Options ("Sector Index options")
Comments due: March 8, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-004 | ||
| 34-85080 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2018-075 | ||
| 34-85018 | Jan. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to the SPX Select Market-Maker Program
Comments due: February 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-003 | ||
| 34-85015 | Jan. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 27, 2019 Additional Materials: Exhibit 5 |
Cboe Exchange, Inc. File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-CBOE-2019-127 | ||
| 34-87873 | Dec. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 28, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-126 | ||
| 34-87883 | Jan. 2, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Regarding Complex Orders
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CBOE-2019-125 | ||
| 34-87808 | Dec. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Silexx Trading Platform ("Silexx" or the "Platform") Fees Schedule
Comments due: January 17, 2020 |
| SR-CBOE-2019-124 | ||
| 34-87799 | Dec. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: January 16, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-123 | ||
| 34-87806 | Dec. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.10 to Remove the Attestation Filing Requirements in Connection with Trading Permit Holders' Policy and Procedures Regarding the Misuse of Material, Nonpublic Information
Comments due: January 17, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-122 | ||
| 34-87852 | Dec. 23, 2019 | Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Allow the Exchange to Continue to List Classes of Options on the MSCI Emerging Markets Index after January 1, 2020
Comments due: January 21, 2020 |
| SR-CBOE-2019-119 | ||
| 34-87739 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.4 by Extending the Penny Pilot Program through June 30, 2020
Comments due: January 9, 2020 |
| SR-CBOE-2019-118 | ||
| 34-87846 | Dec. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct Certain Erroneous Cross-References, Add Inadvertently Omitted Rule Text, and Conform the Use of Certain Defined Terms
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-117 | ||
| 34-87765 | Dec. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.72 to Eliminate the Reguirement that Leg Prices be Submitted Prior to the Time a Complex FLEX Order is Represented in an Open Outcry FLEX Auction.
Comments due: January 10, 2020 |
| SR-CBOE-2019-116 | ||
| 34-87762 | Dec. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions
Comments due: January 10, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-115 | ||
| 34-87706 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 5.31
Comments due: January 6, 2020 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-112 | ||
| 34-87742 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: January 9, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-111 | ||
| 34-87727 | Dec. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: January 8, 2020 Additional Materials: Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2019-110 | ||
| 34-87682 | Dec. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 5.31, Opening Auction Process
Comments due: January 2, 2019 |
| SR-CBOE-2019-109 | ||
| 34-87590 | Nov. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers in VIX
Comments due: December 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-108 | ||
| 34-87515 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options ("FLEX Options") PM Exercise Settlement Pilot Program for FLEX Index Options
Comments due: December 10, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-107 | ||
| 34-87464 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: December 3, 2019 |
| SR-CBOE-2019-106 | ||
| 34-87495 | Nov. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-105 | ||
| 34-87546 | Nov. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: December 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-104 | ||
| 34-87462 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Nonstandard Expirations Pilot Program
Comments due: December 3, 2019 |
| SR-CBOE-2019-103 | ||
| 34-87496 | Nov. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Waive Fees Relating to Printing
Comments due: December 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-102 | ||
| 34-87455 | Nov. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 5.34 as it Applies to Stop-Limit Orders
Comments due: November 29, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-100 | ||
| 34-87341 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 5.22
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-099 | ||
| 34-87377 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Consolidate Various Exchange Rules Relating to Trading Permit Holder Membership, Registration and Participants and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-098 | ||
| 34-87274 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Appointment Weight Table in Rule 5.50 in the Shell Structure for the Exchange's Rulebook
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-096 | ||
| 34-87261 | Oct. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Business Conduct on the Exchange, and Move those Rules from the Currently Effective Rulebook to Proposed Chapter 8 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 6, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-095 | ||
| 34-87320 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Relocate Various Exchange Rules from the Currently Effective to the Shell Structure for the Exchange's Rulebook that will Become effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-094 | ||
| 34-87338 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Modify Certain Processes and Requirements Relating to the Submission of Rebate Requests
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-093 | ||
| 34-87237 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Automated Improvement Mechanism and Solicitation Auction Mechanism for Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-092 | ||
| 34-87337 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Amendments to and Relocate Certain Rules Related to the Listing of Index Options (Including Binary and Range Options) from the Currently Effective Rulebook to Proposed Chapter 4, Section B of the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-091 | ||
| 34-87273 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Name of a Reporting Authority for Certain Indexes on Which the Exchange May List Options
Comments due: November 7, 2019 |
| SR-CBOE-2019-090 | ||
| 34-87272 | Oct. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move the Rules in Chapter V of the Currently Effective Rulebook to Proposed Section A of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-089 | ||
| 34-87321 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIX of the Currently Effective Rulebook to Proposed Section E of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-088 | ||
| 34-87229 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Trading Permit Holder Registration and with Doing Business with the Public, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 9 and, in part, Chapter 3 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-087 | ||
| 34-87319 | Oct. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXIII of the Currently Effective Rulebook to Proposed Section G of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-086 | ||
| 34-87310 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXI of the Currently Effective Rulebook to Proposed Section F of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-085 | ||
| 34-87309 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Move Certain Rules in Chapter XXVIII of the Currently Effective Rulebook to Proposed Section D of Chapter 4 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-084 | ||
| 34-87235 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding the Trading of Flexible Exchange Options, and Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-083 | ||
| 34-87265 | Oct. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Programs for Global Trading Hours Lead Market-Makers
Comments due: November 6, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-082 | ||
| 34-87304 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule in Connection with Migration
Comments due: November 12, 2019 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-CBOE-2019-081 | ||
| 34-87224 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection Generally with Options Trading on the Exchange, Including Those Regarding Trading Halts and the Plan to Address Extraordinary Market Volatility, and Move Those Rules From the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-080 | ||
| 34-87303 | Oct. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: November 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-078 | ||
| 34-87254 | Oct. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-076 | ||
| 34-87249 | Oct. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: November 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-073 | ||
| 34-87216 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with Regulatory Reports, Records, and Audits on the Exchange, and Move Those Rules from the Currently Effective Rulebook to Proposed Chapter 7 of the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-072 | ||
| 34-87187 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates to and Relocate Chapter XIX, Which Governs the Hearings and Review Process for Persons Aggrieved by Exchange Action, of the Currently Effective Rulebook, to Proposed Chapter 15 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-071 | ||
| 34-87215 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor Updates and Consolidate Various Exchange Rules in Connection with the Post-Transaction Process on the Exchange, and Move Those Rules from the Current Rulebook to Proposed Chapter 6 of the Shell Rulebook
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-070 | ||
| 34-87228 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules in Connection with Market-Makers in the Shell Rulebook
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-069 | ||
| 34-87189 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XII, Which Governs Margin Requirements, of the Currently Effective Rulebook to Proposed Chapter 10 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-068 | ||
| 34-87210 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVII, Which Governs Exchange Disciplinary Procedures, of the Current Rulebook to Proposed Chapter 13 of the Shell Rulebook
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-067 | ||
| 34-87227 | Oct. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move Rule 10.2 and the Rules in Chapter XVI of the Currently Effective Rulebook, Which Governs the Summary Suspension of Trading Permit Holders, to Proposed Chapter 12 of the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 31, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-066 | ||
| 34-87188 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XIII of the Currently Effective Rulebook, Which Governs Net Capital Requirements, to Proposed Chapter 11 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-065 | ||
| 34-87183 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Move the Rules in Chapter XVIII, Which Governs Exchange Arbitrations, of the Currently Effective Rulebook to Proposed Chapter 14 of the Shell Structure for the Exchange's Rulebook
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-064 | ||
| 34-87194 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rule Regarding How Complex Orders Are Processed Through the Solicitation Auction Mechanism ("C-SAM" or "C-SAM Auction"), and Move That Rule from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-063 | ||
| 34-87192 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism ("SAM" or "SAM Auction")
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-062 | ||
| 34-87079 | Sep. 24, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Clearing Editor Functionality in Rule 6.6 of the Shell Rulebook
Comments due: October 21, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-061 | ||
| 34-87028 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Version of the Silexx Platform to Support FLEX Options Trading
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-060 | ||
| 34-87015 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend its Rules Related to the Electronic Processing of Complex Orders and to Move Them to the Shell Rulebook That Will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-059 | ||
| 34-87024 | Sep. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules Relating To Market-Makers Upon Migration to the Trading System Used by Cboe Affiliated Exchanges
Comments due: October 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-058 | ||
| 34-86994 | Sep. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Rules Regarding Cabinet Trading Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 15, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-057 | ||
| 34-86923 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Price Protections and Risk Controls
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-056 | ||
| 34-86920 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Cboe Trade Match System
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-055 | ||
| 34-86910 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 4.10(b) Regarding the Notice Requirement in Connection with Trading Permit Holders that Clear Market-Maker Trades
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-054 | ||
| 34-86892 | Sep. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Dissemination of End-of-Day Indicative Values Via the Options Price Reporting Authority
Comments due: October 3, 2019 |
| SR-CBOE-2019-052 | ||
| 34-86884 | Sep. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Removal of a Number of Outdated Fees and References in the Cboe Options Fees Schedule
Comments due: October 2, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-051 | ||
| 34-86916 | Sep. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Rules Regarding How Complex Orders Are Processed Through the Automated Improvement Mechanism and to Move Those Rules from the Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook That Will Become Effective upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-050 | ||
| 34-86878 | Sep. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Routing Services, Including the Hybrid Agency Liaison System, and Move those Rules from the Currently Effective Rulebook to the Shell Rulebook to be Effective Upon Migration
Comments due: October 2, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-049 | ||
| 34-87311 | Oct. 15, 2019 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 12, 2019 |
| 34-87291 | Oct. 11, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility |
| 34-86744 | Aug. 23, 2019 | Notice of Filing of a Proposed Rule Change Relating to Make Permanent Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: September 19, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-048 | ||
| 34-87340 | Oct. 17, 2019 | Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to Adopt Rule 6.9 (In-Kind Exchange of Options Positions and ETF Shares) |
| 34-87013 | Sep. 19, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 6.49C
Comments due: October 16, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-047 | ||
| 34-86765 | Aug. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending its Fees Schedule
Comments due: September 20, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-046 | ||
| 34-86766 | Aug. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning End-of-Month and End-of-Day Indicative Values
Comments due: September 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-045 | ||
| 34-87072 | Sep. 24, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the AIM Automated Improvement Mechanism Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: October 21, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-044 | ||
| 34-87107 | Sep. 25, 2019 | Order Approving a Proposed Rule Change to Adopt Rule 6.49B, Off-Floor RWA Transfers |
| 34-86603 | Aug. 8, 2019 | Notice of Filing of a Proposed Rule Change Relating to Adopt Rule 6.49B, Off-Floor RWA Transfers
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-043 | ||
| 34-86617 | Aug. 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Ability to Submit Frequent Trader Forms
Comments due: September 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-042 | ||
| 34-86772 | Aug. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to How the System Handles Incoming Orders and Open Outcry Trading in Connection with the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: September 24, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-040 | ||
| 34-87505 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| 34-87170 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| 34-86604 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-039 | ||
| 34-86588 | Aug. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 3, 2019 |
| SR-CBOE-2019-038 | ||
| 34-86429 | Jul. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Maintenance Listing Standards for Options on Certain Indexes under Rule 24.2.01(b)(2)
Comments due: August 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-037 | ||
| 34-86411 | Jul. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 12.3 by Extending the Credit Option Margin Pilot Program through July 20, 2020
Comments due: August 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-036 | ||
| 34-86401 | Jul. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Trading Permit Holder by a Trading Permit Holder on Exchange Transactions
Comments due: August 13, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-CBOE-2019-035 | ||
| 34-88424 | Mar. 19, 2020 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: April 15, 2020 |
| 34-87959 | Jan. 14, 2020 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers |
| 34-87374 | Oct. 21, 2019 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Off-Floor Position Transfers
Comments due: November 15, 2019 Rebuttal comments due: November 29, 2019 |
| 34-86861 | Sep. 4, 2019 | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers |
| 34-86400 | Jul. 17, 2019 | Notice of Filing of a Proposed Rule Change to Amend Rule 6.49A Concerning Off-Floor Position Transfers Including RWA Transfers
Comments due: August 13, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-034 | ||
| 34-86879 | Sep. 5, 2019 | Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Amend the Exchange's Opening Process, Including on VIX Settlement Days
Comments due: October 2, 2019 |
| 34-86387 | Jul. 16, 2019 | Notice of Filing of a Proposed Rule Change to Amend the Exchange's Opening Process Including on VIX Settlement Days
Comments due: August 12, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CBOE-2019-033 | ||
| 34-86374 | Jul. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to System Connectivity and Order Entry and Allocation Upon the Migration of the Exchange's Trading Platform to the Same System Used by the Cboe Affiliated Exchanges
Comments due: August 9, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-032 | ||
| 34-86329 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule for XSP Fees and PAR Official Fees
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-031 | ||
| 34-86361 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule with Respect to Expiring Fee Waivers and Incentive Programs
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-030 | ||
| 34-86432 | Jul. 23, 2019 | Order Granting Accelerated Approval of a Proposed Rule Change to Adopt Rules to Permit Cboe Trading, Inc. to Become a Trading Permit Holder and an Inbound and Outbound Router of the Exchange |
| 34-86224 | Jun. 27, 2019 | Notice of Filing of a Proposed Rule Change to Use Cboe Exchange's Affiliate, Cboe Trading, as an Inbound and Outbound Router for Cboe Options
Comments due: July 18, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-029 | ||
| 34-86065 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Registration of Trading Permit Holders
Comments due: July 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-028 | ||
| 34-86148 | Jun. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.42 to Extend the Penny Pilot Program Through December 31, 2019
Comments due: July 16, 2019 |
| SR-CBOE-2019-027 | ||
| 34-86173 | Jun. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend and Move Certain Current Rules from the Exchange's Currently Effective Rulebook to the Shell Structure for the Exchange's Rulebook that will Become Effective Upon the Migration of the Exchange's Trading Platform to the Same System used by the Cboe Affiliated Exchanges
Comments due: July 17, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-026 | ||
| 34-85817 | May 9, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule to Adopt Reduced Subscription Fees for Academics for the Sale of Historical Cboe Open-Close Volume Data
Comments due: June 5, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-025 | ||
| 34-85727 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 17 of the Cboe Options Rules
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-024 | ||
| 34-85732 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.49A to Eliminate the Exchange's On-Floor Position Transfer Procedure
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-023 | ||
| 34-85688 | Apr. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its SPXPM Pilot Program
Comments due: May 15, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-022 | ||
| 34-85650 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Renew an Existing Pilot Program Until November 4, 2019
Comments due: May 10, 2019 |
| SR-CBOE-2019-021 | ||
| 34-85707 | Apr. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Values for Flexible Exchange Index Options
Comments due: May 20, 2019 Comments received are available for this proposal. |
| SR-CBOE-2019-020 | ||
| 34-85616 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-019 | ||
| 34-85592 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Select Customer Options Reduction Program
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-018 | ||
| 34-85458 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.42, Interpretation and Policy .04 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, Without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CBOE-2019-017 | ||
| 34-85657 | Apr. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Defined Terms in Its Rules, Delete Obsolete and Redundant Language, and Make Other Nonsubstantive Changes
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-016 | ||
| 34-85419 | Mar. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Cboe Options Rule 6.2
Comments due: April 16, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-015 | ||
| 34-85754 | Apr. 30, 2019 | Order Approving a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds |
| 34-85295 | Mar. 12, 2019 | Notice of Filing of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: April 8, 2019 |
| SR-CBOE-2019-014 | ||
| 34-85328 | Mar. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Rules that are No Longer Necessary in the Review of Large Positions in Broad-Based Index Options
Comments due: April 11, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-013 | ||
| 34-85205 | Feb. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock Until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 26, 2019 |
| SR-CBOE-2019-012 | ||
| 34-85169 | Feb. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: March 20, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-011 | ||
| 34-85167 | Feb. 20, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend a Fee for the S&P Select Sector Index options ("Sector Index options")
Comments due: March 18, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-008 | ||
| 34-85141 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Cboe Order Routing Subsidy Program ("ORS") and Complex Order Routing Subsidy Program ("CORS") to Exclude Subsidy Payments for Contracts Executed as Qualified Contingent Cross ("QCC") Orders
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-006 | ||
| 34-85114 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Financial Incentive Program for Lead Market-Makers Appointed in MSCI EAFE Index (MXEA) Options and MSCI Emerging Markets Index (MXEF) Options
Comments due: March 12, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-004 | ||
| 34-85080 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-003 | ||
| 34-85015 | Jan. 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments due: February 27, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-002 | ||
| 34-85100 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Establish Fees for a Recently Added Option that Overlies the S&P Select Sector Index Options ("Sector Index options")
Comments due: March 8, 2019 Additional Materials: Exhibit 5 |
| SR-CBOE-2019-001 | ||
| 34-85102 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |