Cboe C2 Exchange, Inc. Rulemaking Archive: 2017
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Cboe C2 Exchange, Inc. Rulemaking File Number List for 2017
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Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-C2-2017-032 | ||
| 34-82376 | Dec. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.4, Minimum Increments for Bids and Offers, to Extend the Penny Pilot Program
Comments due: January 18, 2018 Comments received are available for this proposal. |
| SR-C2-2017-030 | ||
| 34-82336 | Dec. 15, 2017 | Order Granting Accelerated Approval to a Proposed Rule Change Relating to its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as well as its Director Nomination and Committee Appointment Process
See also: Additional File No.: SR-CBOE-2017-072 |
| SR-C2-2017-017 | ||
| 34-82271 | Dec. 11, 2017 | Notice of Filing of Amendment No. 2 to the Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 5, 2018 Additional Materials: Exhibit 4, Exhibit 5 See also: Notice: Rel. No. 34-80786, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82270 Comments received are available for this proposal. |
| SR-C2-2017-017 | ||
| 34-82270 | Dec. 11, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 5, 2018 Additional Materials: Exhibit 3, Exhibit 4, Exhibit 5 See also: Notice: Rel. No. 34-80786, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049, , Notice: Rel. No. 34-82271 Comments received are available for this proposal. |
| SR-C2-2017-031 | ||
| 34-82163 | Nov. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify How the Options Regulatory Fee is Assessed and Collected
Comments due: December 26, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-018 | ||
| 34-82135 | Nov. 21, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-81499, Notice: Rel. No. 34-81145, Notice: Rel. No. 34-80798 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-C2-2017-030 | ||
| 34-82120 | Nov. 20, 2017 | Notice of Filing of a Proposed Rule Change Relating to its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee
Comments due: December 12, 2017 Additional Materials: Exhibit 5a, Exhibit 5b See also: Order: Rel. No. 34-82336 |
| SR-C2-2017-017 | ||
| 34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel. No. 34-80786, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82270, Notice: Rel. No. 34-82271 Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-C2-2017-028 | ||
| 34-81979 | Oct. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-026 | ||
| 34-81836 | Oct. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 3, 2017 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-C2-2017-025 | ||
| 34-81768 | Sep. 29, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.45 Relating to Disaster Recovery
Comments due: October 26, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-024 | ||
| 34-81520 | Sep. 1, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2017-018 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-81145, Notice: Rel. No. 34-80798 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-C2-2017-023 | ||
| 34-81327 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 6.49, C2 Trade Match System
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-C2-2017-022 | ||
| 34-81261 | Jul. 31, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Index-Linked Exchangeable Notes
Comments due: August 24, 2017 |
| SR-C2-2017-018 | ||
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-80798, Notice: Rel. No. 34-81499 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| Second Quarter | ||
| SR-C2-2017-017 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel. No. 34-80786, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82270, Notice: Rel. No. 34-82271 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-C2-2017-020 | ||
| 34-80882 | Jun. 8, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017 |
| SR-C2-2017-018 | ||
| 34-80798 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-82524, Notice: Rel. No. 34-82135, Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499 Comments received are available for this proposal. |
| SR-C2-2017-017 | ||
| 34-80786 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017 Additional Materials: Appendix, Exhibit 5 See also: Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-82270, Notice: Rel. No. 34-82271 Comments received are available for this proposal. |
| SR-C2-2017-019 | ||
| 34-80759 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-016 | ||
| 34-80554 | Apr. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.13
Comments due: May 25, 2017 Comments received are available for this proposal. |
| SR-C2-2017-009 | ||
| 34-80522 | Apr. 25, 2017 | Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
See also: Notice: Rel. No. 34-80166 |
| SR-C2-2017-015 | ||
| 34-80473 | Apr. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 12, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-013 | ||
| 34-80430 | Apr. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 8, 2017 |
| First Quarter | ||
| SR-C2-2017-011 | ||
| 34-80298 | Mar. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15
Comments due: April 18, 2017 |
| SR-C2-2017-010 | ||
| 34-80281 | Mar. 20, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017 |
| SR-C2-2017-007 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79953 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-C2-2017-009 | ||
| 34-80166 | Mar. 7, 2017 | Notice of Filing of a Proposed Rule Change to Amend the C2 Bylaws and Certificate of Incorporation
Comments due: April 3, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-C2-2017-008 | ||
| 34-80031 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 10, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-007 | ||
| 34-79953 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due: March 2, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
| SR-C2-2017-004 | ||
| 34-79861 | Jan. 23, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: February 17, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-002 | ||
| 34-79807 | Jan. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 14, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-003 | ||
| 34-79796 | Jan. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 13, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2016-021 | ||
| 34-79743 | Jan. 5, 2017 | Order Approving a Proposed Rule Change Relating to Opening and Closing Rotations for Series Trading on the Exchange
See also: Notice: Rel. No. 34-79315 |
Cboe C2 Exchange, Inc. File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-C2-2017-033 | ||
| 34-82457 | Jan. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.12, Order and Quote Execution and Priority
Comments due: February 2, 2018 |
| SR-C2-2017-032 | ||
| 34-82376 | Dec. 21, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.4, Minimum Increments for Bids and Offers, to Extend the Penny Pilot Program
Comments due: January 18, 2018 Comments received are available for this proposal. |
| SR-C2-2017-031 | ||
| 34-82163 | Nov. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify How the Options Regulatory Fee is Assessed and Collected
Comments due: December 26, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-030 | ||
| 34-82336 | Dec. 15, 2017 | Order Granting Accelerated Approval to a Proposed Rule Change Relating to its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as well as its Director Nomination and Committee Appointment Process
Additional File No.: SR-CBOE-2017-072 |
| 34-82120 | Nov. 20, 2017 | Notice of Filing of a Proposed Rule Change Relating to its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee
Comments due: December 12, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-C2-2017-028 | ||
| 34-81979 | Oct. 30, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name
Comments due: November 24, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-026 | ||
| 34-81836 | Oct. 6, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: November 3, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-025 | ||
| 34-81768 | Sep. 29, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.45 Relating to Disaster Recovery
Comments due: October 26, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-024 | ||
| 34-81520 | Sep. 1, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2017-023 | ||
| 34-81327 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 6.49, C2 Trade Match System
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-C2-2017-022 | ||
| 34-81261 | Jul. 31, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Index-Linked Exchangeable Notes
Comments due: August 24, 2017 |
| SR-C2-2017-020 | ||
| 34-80882 | Jun. 8, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017 |
| SR-C2-2017-019 | ||
| 34-80759 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-018 | ||
| 34-82524 | Jan. 17, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-82135 | Nov. 21, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register --> Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-80798 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2017-017 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| 34-82271 | Dec. 11, 2017 | Notice of Filing of Amendment No. 2 to the Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 5, 2018 Additional Materials: Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
| 34-82270 | Dec. 11, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 5, 2018 Additional Materials: Exhibit 3, Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
| 34-82163 | Nov. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify How the Options Regulatory Fee is Assessed and Collected
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| 34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37) Comments received are available for this proposal. |
| 34-80786 | May 26, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017 Additional Materials: Appendix, Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2017-016 | ||
| 34-80554 | Apr. 28, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.13
Comments due: May 25, 2017 Comments received are available for this proposal. |
| SR-C2-2017-015 | ||
| 34-80473 | Apr. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 12, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-013 | ||
| 34-80430 | Apr. 11, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 8, 2017 |
| SR-C2-2017-011 | ||
| 34-80298 | Mar. 22, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15
Comments due: April 18, 2017 |
| SR-C2-2017-010 | ||
| 34-80281 | Mar. 20, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017 |
| SR-C2-2017-009 | ||
| 34-80522 | Apr. 25, 2017 | Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation |
| 34-80166 | Mar. 7, 2017 | Notice of Filing of a Proposed Rule Change to Amend the C2 Bylaws and Certificate of Incorporation See also: Order: Rel. No. 34-80522 Comments due: April 3, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-C2-2017-008 | ||
| 34-80031 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 10, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-007 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79953 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79953 | Feb. 3, 2017 | Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due: March 2, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-004 | ||
| 34-79861 | Jan. 23, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: February 17, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-003 | ||
| 34-79796 | Jan. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 13, 2017 Additional Materials: Exhibit 5 |
| SR-C2-2017-002 | ||
| 34-79807 | Jan. 17, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 14, 2017 Additional Materials: Exhibit 5 |