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C2 Options Exchange, Incorporated Rulemaking Archive: 2014
We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
C2 File Number List for 2014
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2010
Release No. |
Date |
Details |
Fourth Quarter |
SR-C2-2014-029 |
34-73956 |
Dec. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the C2 Book Depth Data Feed and Certain Other C2 Real-Time Data Feeds
Comments due: January 27, 2015
Additional Materials: Exhibit 5
|
SR-C2-2014-027 |
34-73833 |
Dec. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Trade Nullification and Price Adjustment
Comments due: January 8, 2015
|
SR-C2-2014-026 |
34-73625 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-020 |
34-73488 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-024 |
34-73436 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014
|
SR-C2-2014-025 |
34-73306 |
Oct. 6, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
Third Quarter |
SR-C2-2014-018 |
34-72902 |
Aug. 22, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-016 |
34-72823 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-015 |
34-72741 |
Aug. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-013 |
34-72585 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-014 |
34-72569 |
Jul. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Program Until July 18, 2015
Comments due: August 5, 2014
|
Second Quarter |
SR-C2-2014-012 |
34-72499 |
Jun. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: July 28, 2014
|
SR-C2-2014-010 |
34-72276 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-C2-2014-002 |
34-72078 |
May 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration Requirements of Permit Holders and Associated Persons of Permit Holders
Comments due: May 29, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-009 |
34-71950 |
Apr. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 12, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-008 |
34-71856 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
First Quarter |
SR-C2-2014-005 |
34-71773 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain C2 Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014
|
SR-C2-2014-003 |
34-71508 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 7, 2014
Additional Materials:
Exhibit 5
|
SR-C2-2014-001 |
34-71401 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:
Exhibit 5
|
SR-C2-2013-043 |
34-71278 |
Jan. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: February 5, 2014
Additional Materials:
Exhibit 5
|
SR-C2-2013-042 |
34-71225 |
Jan. 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Fee Schedule
Comments due: January 29, 2014
Additional Materials:
Exhibit 5
|
C2 File Number List for 2014 |
Release No. |
Date |
Details |
SR-C2-2014-029 |
34-73956 |
Dec. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the C2 Book Depth Data Feed and Certain Other C2 Real-Time Data Feeds
Comments due: January 27, 2015
Additional Materials: Exhibit 5
|
SR-C2-2014-028 |
34-74038 |
Jan. 13, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d)
Comments due: February 6, 2015
|
SR-C2-2014-027 |
34-73833 |
Dec. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Regarding Trade Nullification and Price Adjustment
Comments due: January 8, 2015
|
SR-C2-2014-026 |
34-73625 |
Nov. 18, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program through June 30, 2015
Comments due: December 15, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-025 |
34-73306 |
Oct. 6, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-024 |
34-73436 |
Oct. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Complex Order Book
Comments due: November 21, 2014
|
SR-C2-2014-020 |
34-73488 |
Oct. 31, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Automatic Handling Process in No-Bid Series
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-018 |
34-72902 |
Aug. 22, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: September 18, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-016 |
34-72823 |
Aug. 12, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: September 8, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-015 |
34-72741 |
Aug. 1, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Market-Maker Quoting Obligations
Comments due: August 28, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-014 |
34-72569 |
Jul. 9, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extending AIM Pilot Program Until July 18, 2015
Comments due: August 5, 2014
|
SR-C2-2014-013 |
34-72585 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Options Regulatory Fee
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-012 |
34-72499 |
Jun. 30, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism
Comments due: July 28, 2014
|
SR-C2-2014-010 |
34-72276 |
May 29, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Penny Pilot Program
Comments due: June 25, 2014
|
SR-C2-2014-009 |
34-71950 |
Apr. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: May 12, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-008 |
34-71856 |
Apr. 3, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: April 30, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-005 |
34-71773 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Certain C2 Real-Time Data Feeds and a New Book Depth Data Feed
Comments due: April 18, 2014
|
SR-C2-2014-003 |
34-71508 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests
Comments due: March 7, 2014
Additional Materials:
Exhibit 5
|
SR-C2-2014-002 |
34-72078 |
May 2, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration Requirements of Permit Holders and Associated Persons of Permit Holders
Comments due: May 29, 2014
Additional Materials: Exhibit 5
|
SR-C2-2014-001 |
34-71401 |
Jan. 27, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
Comments due: February 21, 2014
Additional Materials:
Exhibit 5
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http://www.sec.gov/rules/sro/c2/c2archive/c2archive2014.shtml
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