Cboe C2 Exchange, Inc. Rulemaking
We encourage the public to submit comments on the following Cboe C2 Exchange, Inc. (C2) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Cboe C2 Exchange, Inc. Rulemaking File Number List for 2019
Additional Archives
2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-C2-2019-018 | ||
| 34-87506 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe C2 Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| SR-C2-2019-023 | ||
| 34-87463 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as Open-Close Data and to Adopt Fees for Such Product
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-C2-2019-021 | ||
| 34-87348 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-022 | ||
| 34-87342 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 6.32.01.
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-C2-2019-023 | ||
| 34-87463 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as Open-Close Data and to Adopt Fees for Such Product
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-C2-2019-018 | ||
| 34-87171 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| SR-C2-2019-019 | ||
| 34-86928 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product to be Known as Open-Close Data
Comments due: October 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2019-018 | ||
| 34-86605 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| Second Quarter | ||
| SR-C2-2019-017 | ||
| 34-86234 | Jun. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 26, 2019 |
| SR-C2-2019-016 | ||
| 34-86211 | Jun. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: July 24, 2019 |
| SR-C2-2019-014 | ||
| 34-86077 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4 by Extending the Penny Pilot Program Through December 31, 2019
Comments due: July 5, 2019 |
| SR-C2-2019-015 | ||
| 34-86066 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check For Simple Orders in Rule 6.14
Comments due: July 5, 2019 |
| SR-C2-2019-013 | ||
| 34-86038 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-012 | ||
| 34-86033 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-011 | ||
| 34-85931 | May 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.11
Comments due: June 20, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-010 | ||
| 34-85855 | May 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX")
Comments due: June 10, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-009 | ||
| 34-85788 | May 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options
Comments due: May 31, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-007 | ||
| 34-85698 | Apr. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Continuous Quoting Obligations for Market-Makers
Comments due: May 17, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-008 | ||
| 34-85624 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-C2-2019-006 | ||
| 34-85464 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4, Interpretation and Policy .02 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-C2-2019-005 | ||
| 34-85254 | Mar. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify its Provision Related to its Risk Monitor Mechanism
Comments due: April 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2018-022 | ||
| 34-85191 | Feb. 25, 2019 | Order Approving a Proposed Rule Change to Provide for the Trading of Complex Reserve Orders |
| SR-C2-2018-021 | ||
| 34-85179 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Allow the Post Only Order Instruction on Complex Orders |
| SR-C2-2019-001 | ||
| 34-85101 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-C2-2019-002 | ||
| 34-85082 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2018-025 | ||
| 34-85038 | Feb. 1, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue Bulk Order Functionality and Implement Bulk Message Functionality
Comments due: February 22, 2019 Additional Materials: Exhibit 5 |
Cboe C2 Exchange, Inc. File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-C2-2019-022 | ||
| 34-87342 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 6.32.01.
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-021 | ||
| 34-87348 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-019 | ||
| 34-86928 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product to be Known as Open-Close Data
Comments due: October 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2019-018 | ||
| 34-87506 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe C2 Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| 34-87171 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| 34-86605 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-C2-2019-017 | ||
| 34-86234 | Jun. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 26, 2019 |
| SR-C2-2019-016 | ||
| 34-86211 | Jun. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: July 24, 2019 |
| SR-C2-2019-015 | ||
| 34-86066 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check For Simple Orders in Rule 6.14
Comments due: July 5, 2019 |
| SR-C2-2019-014 | ||
| 34-86077 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4 by Extending the Penny Pilot Program Through December 31, 2019
Comments due: July 5, 2019 |
| SR-C2-2019-013 | ||
| 34-86038 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-012 | ||
| 34-86033 | Jun. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-011 | ||
| 34-85931 | May 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.11
Comments due: June 20, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-010 | ||
| 34-85855 | May 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX")
Comments due: June 10, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-009 | ||
| 34-85788 | May 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options
Comments due: May 31, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-008 | ||
| 34-85624 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-007 | ||
| 34-85698 | Apr. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Continuous Quoting Obligations for Market-Makers
Comments due: May 17, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-006 | ||
| 34-85464 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4, Interpretation and Policy .02 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-C2-2019-005 | ||
| 34-85254 | Mar. 6, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify its Provision Related to its Risk Monitor Mechanism
Comments due: April 2, 2019 Additional Materials: Exhibit 5 |
| SR-C2-2019-001 | ||
| 34-85101 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-C2-2019-002 | ||
| 34-85082 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |