C2 Options Exchange, Incorporated Rulemaking

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Chronological List
Third Quarter  |  Second Quarter |  First Quarter

C2 Options Exchange, Incorporated Rulemaking File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-C2-2017-024
34-81520 Sep. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2017-018
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80798
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-C2-2017-023
34-81327 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 6.49, C2 Trade Match System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-C2-2017-022
34-81261 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Index-Linked Exchangeable Notes
Comments due: August 24, 2017
SR-C2-2017-018
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80798, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
Second Quarter
SR-C2-2017-017
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80786
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-C2-2017-020
34-80882 Jun. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017
SR-C2-2017-018
34-80798 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-C2-2017-017
34-80786 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017
Additional Materials: Appendix, Exhibit 5
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-C2-2017-019
34-80759 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-C2-2017-016
34-80554 Apr. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.13
Comments due: May 25, 2017
Comments received are available for this proposal.
SR-C2-2017-009
34-80522 Apr. 25, 2017 Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
See also: Notice: Rel. No. 34-80166
SR-C2-2017-015
34-80473 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-C2-2017-013
34-80430 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 8, 2017
First Quarter
SR-C2-2017-011
34-80298 Mar. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15
Comments due: April 18, 2017
SR-C2-2017-010
34-80281 Mar. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017
SR-C2-2017-007
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79953
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-C2-2017-009
34-80166 Mar. 7, 2017 Notice of Filing of a Proposed Rule Change to Amend the C2 Bylaws and Certificate of Incorporation
Comments due: April 3, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-C2-2017-008
34-80031 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-C2-2017-007
34-79953 Feb. 3, 2017 Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due: March 2, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
SR-C2-2017-004
34-79861 Jan. 23, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: February 17, 2017
Additional Materials: Exhibit 5
SR-C2-2017-002
34-79807 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 14, 2017
Additional Materials: Exhibit 5
SR-C2-2017-003
34-79796 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 13, 2017
Additional Materials: Exhibit 5
SR-C2-2016-021
34-79743 Jan. 5, 2017 Order Approving a Proposed Rule Change Relating to Opening and Closing Rotations for Series Trading on the Exchange
See also: Notice: Rel. No. 34-79315


C2 File Number List for 2017

Release No. Date Details
SR-C2-2017-024
34-81520 Sep. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.15, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2017-023
34-81327 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Rule 6.49, C2 Trade Match System
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-C2-2017-022
34-81261 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.1, Days and Hours of Business, to Clarify the Trading Hours for Options on Index-Linked Exchangeable Notes
Comments due: August 24, 2017
SR-C2-2017-020
34-80882 Jun. 8, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2017
SR-C2-2017-019
34-80759 May 24, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Market-Maker Reports of Executed Orders
Comments due: June 21, 2017
Additional Materials: Exhibit 5
SR-C2-2017-018
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80798 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2017-017
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37)
Comments received are available for this proposal.
34-80786 May 26, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 22, 2017
Additional Materials: Appendix, Exhibit 5
Comments received are available for this proposal.
SR-C2-2017-016
34-80554 Apr. 28, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.13
Comments due: May 25, 2017
Comments received are available for this proposal.
SR-C2-2017-015
34-80473 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-C2-2017-013
34-80430 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Complex Order Price Protections
Comments due: May 8, 2017
SR-C2-2017-011
34-80298 Mar. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Rule 6.15
Comments due: April 18, 2017
SR-C2-2017-010
34-80281 Mar. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Complex Orders
Comments due: April 14, 2017
SR-C2-2017-009
34-80522 Apr. 25, 2017 Order Approving a Proposed Rule Change to Amend the Bylaws and Certificate of Incorporation
34-80166 Mar. 7, 2017 Notice of Filing of a Proposed Rule Change to Amend the C2 Bylaws and Certificate of Incorporation
See also: Order: Rel. No. 34-80522
Comments due: April 3, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-C2-2017-008
34-80031 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-C2-2017-007
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79953
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79953 Feb. 3, 2017 Notice of Filing of a Proposed Rule Change Relating to the Consolidated Audit Trail
Comments due: March 2, 2017
Additional Materials: Exhibit 5
SR-C2-2017-004
34-79861 Jan. 23, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Give Up of a Clearing Trading Permit Holder
Comments due: February 17, 2017
Additional Materials: Exhibit 5
SR-C2-2017-003
34-79796 Jan. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 13, 2017
Additional Materials: Exhibit 5
SR-C2-2017-002
34-79807 Jan. 17, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: February 14, 2017
Additional Materials: Exhibit 5