Cboe C2 Exchange, Inc. Rulemaking

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Chronological List
Fourth Quarter  |   Third Quarter  |   Second Quarter |   First Quarter

Cboe C2 Exchange, Inc. Rulemaking File Number List for 2019

Additional Archives

Chronological List for 2018

Release No. Date Details
Fourth Quarter
SR-C2-2019-018
34-87506 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe C2 Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
SR-C2-2019-023
34-87463 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as Open-Close Data and to Adopt Fees for Such Product
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-C2-2019-021
34-87348 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-C2-2019-022
34-87342 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 6.32.01.
Comments due: November 14, 2019
Additional Materials: Exhibit 5
Third Quarter
SR-C2-2019-023
34-87463 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as Open-Close Data and to Adopt Fees for Such Product
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-C2-2019-018
34-87171 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-C2-2019-019
34-86928 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product to be Known as Open-Close Data
Comments due: October 8, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2019-018
34-86605 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Second Quarter
SR-C2-2019-017
34-86234 Jun. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 26, 2019
SR-C2-2019-016
34-86211 Jun. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: July 24, 2019
SR-C2-2019-014
34-86077 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4 by Extending the Penny Pilot Program Through December 31, 2019
Comments due: July 5, 2019
SR-C2-2019-015
34-86066 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check For Simple Orders in Rule 6.14
Comments due: July 5, 2019
SR-C2-2019-013
34-86038 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 2, 2019
Additional Materials: Exhibit 5
SR-C2-2019-012
34-86033 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 2, 2019
Additional Materials: Exhibit 5
SR-C2-2019-011
34-85931 May 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.11
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-C2-2019-010
34-85855 May 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX")
Comments due: June 10, 2019
Additional Materials: Exhibit 5
SR-C2-2019-009
34-85788 May 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options
Comments due: May 31, 2019
Additional Materials: Exhibit 5
SR-C2-2019-007
34-85698 Apr. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Continuous Quoting Obligations for Market-Makers
Comments due: May 17, 2019
Additional Materials: Exhibit 5
SR-C2-2019-008
34-85624 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
First Quarter
SR-C2-2019-006
34-85464 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4, Interpretation and Policy .02 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-C2-2019-005
34-85254 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify its Provision Related to its Risk Monitor Mechanism
Comments due: April 2, 2019
Additional Materials: Exhibit 5
SR-C2-2018-022
34-85191 Feb. 25, 2019 Order Approving a Proposed Rule Change to Provide for the Trading of Complex Reserve Orders
SR-C2-2018-021
34-85179 Feb. 22, 2019 Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Allow the Post Only Order Instruction on Complex Orders
SR-C2-2019-001
34-85101 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-C2-2019-002
34-85082 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019
Additional Materials: Exhibit 5
SR-C2-2018-025
34-85038 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Discontinue Bulk Order Functionality and Implement Bulk Message Functionality
Comments due: February 22, 2019
Additional Materials: Exhibit 5


Cboe C2 Exchange, Inc. File Number List for 2019

Release No. Date Details
SR-C2-2019-022
34-87342 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period Related to the Market-wide Circuit Breaker in Rule 6.32.01.
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-C2-2019-021
34-87348 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-C2-2019-019
34-86928 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product to be Known as Open-Close Data
Comments due: October 8, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2019-018
34-87506 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe C2 Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
34-87171 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86605 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-C2-2019-017
34-86234 Jun. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 26, 2019
SR-C2-2019-016
34-86211 Jun. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: July 24, 2019
SR-C2-2019-015
34-86066 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check For Simple Orders in Rule 6.14
Comments due: July 5, 2019
SR-C2-2019-014
34-86077 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4 by Extending the Penny Pilot Program Through December 31, 2019
Comments due: July 5, 2019
SR-C2-2019-013
34-86038 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 2, 2019
Additional Materials: Exhibit 5
SR-C2-2019-012
34-86033 Jun. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 2, 2019
Additional Materials: Exhibit 5
SR-C2-2019-011
34-85931 May 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.11
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-C2-2019-010
34-85855 May 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Dow Jones Industrial Average Index ("DJX")
Comments due: June 10, 2019
Additional Materials: Exhibit 5
SR-C2-2019-009
34-85788 May 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Opening Process and Add a Global Trading Hours Session for DJX Options
Comments due: May 31, 2019
Additional Materials: Exhibit 5
SR-C2-2019-008
34-85624 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-C2-2019-007
34-85698 Apr. 22, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Continuous Quoting Obligations for Market-Makers
Comments due: May 17, 2019
Additional Materials: Exhibit 5
SR-C2-2019-006
34-85464 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 6.4, Interpretation and Policy .02 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the Expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-C2-2019-005
34-85254 Mar. 6, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify its Provision Related to its Risk Monitor Mechanism
Comments due: April 2, 2019
Additional Materials: Exhibit 5
SR-C2-2019-001
34-85101 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Tenth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its Parent Corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-C2-2019-002
34-85082 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: March 7, 2019
Additional Materials: Exhibit 5