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C2 Options Exchange, Incorporated Rulemaking

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2016

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-C2-2016-025
34-79711 Dec. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds
Comments due: January 26, 2017
Additional Materials: Exhibit 5

SR-C2-2016-022
34-79591 Dec. 19, 2016 Order Approving a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
See also: Notice: Rel. No. 34-79267
Additional File No.: SR-CBOE-2016-076

SR-C2-2016-024
34-79590 Dec. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check for Complex Orders
Comments due:  January 13, 2017

SR-C2-2016-020
34-79555 Dec. 14, 2016 Order Approving a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
See also: Notice: Rel. No. 34-79189

SR-C2-2016-023
34-79441 Dec. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: December 28, 2016

SR-C2-2016-021
34-79315 Nov. 15, 2016 Notice of Filing of a Proposed Rule Change Relating to Opening of Series for Trading on the Exchange
Comments due: December 12, 2016
Additional Materials: Exhibit 5

SR-C2-2016-022
34-79267 Nov. 8, 2016 Notice of Filing of a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
Comments due: December 6, 2016
See also: Order: Rel. No. 34-79591

SR-C2-2016-020
34-79189 Oct. 28, 2016 Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
Comments due: November 25, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79555
Third Quarter

SR-C2-2016-019
34-78868 Sep. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws Title
Comments due:  October 11, 2016

SR-C2-2016-017
34-78785 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-C2-2016-016
34-78508 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-C2-2016-014
34-78478 Aug. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders
Comments due: August 31, 2016
Additional Materials: Exhibit 5

SR-C2-2016-015
34-78461 Aug. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-based Approach to Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")
Comments due: August 29, 2016
Additional Materials: Exhibit 5

SR-C2-2016-013
34-78421 Jul. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: August 22, 2016
Additional Materials: Exhibit 5

SR-C2-2016-012
34-78315 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-C2-2016-005
34-78294 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
See also: Notice: Rel. No. 34-77961

SR-C2-2016-010
34-78235 Jul. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Execution and Priority
Comments due: August 2, 2016
Additional Materials: Exhibit 5
Second Quarter

SR-C2-2016-009
34-78187 Jun. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting
Comments due: July 26, 2016

SR-C2-2016-008
34-78090 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-C2-2016-007
34-78012 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-C2-2016-005
34-77961 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
See also: Order: Rel. No. 34-78294
Comments due: June 28, 2016

SR-C2-2016-004
34-77651 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 16, 2016
Additional Materials: Exhibit 5
First Quarter

SR-C2-2016-002
34-77194 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 8.2
Comments due:  March 17, 2016

SR-C2-2016-001
34-76995 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

SR-C2-2015-033
34-76959 Jan. 21, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms For Quotes and Order
Comments due:  February 17, 2016


C2 File Number List for 2016
Release No. Date Details

SR-C2-2016-025
34-79711 Dec. 29, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for C2 Real-Time Data Feeds
Comments due: January 26, 2017
Additional Materials: Exhibit 5

SR-C2-2016-024
34-79590 Dec. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Debit/Credit Price Reasonability Check for Complex Orders
Comments due:  January 13, 2017

SR-C2-2016-023
34-79441 Dec. 1, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: December 28, 2016

SR-C2-2016-022
34-79591 Dec. 19, 2016 Order Approving a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
Additional File No.: SR-CBOE-2016-076
34-79267 Nov. 8, 2016 Notice of Filing of a Proposed Rule Change in Connection with a Proposed Corporate Transaction Involving CBOE Holdings, Inc. and Bats Global Markets, Inc.
Comments due: December 6, 2016

SR-C2-2016-021
34-79743 Jan. 5, 2017 Order Approving a Proposed Rule Change Relating to Opening and Closing Rotations for Series Trading on the Exchange
34-79315 Nov. 15, 2016 Notice of Filing of a Proposed Rule Change Relating to Opening of Series for Trading on the Exchange
Comments due: December 12, 2016
Additional Materials: Exhibit 5

SR-C2-2016-020
34-79555 Dec. 14, 2016 Order Approving a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
34-79189 Oct. 28, 2016 Notice of Filing of a Proposed Rule Change Relating to Price Protection Mechanisms and Risk Controls
Comments due: November 25, 2016
Additional Materials: Exhibit 5

SR-C2-2016-019
34-78868 Sep. 14, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws Title
Comments due:  October 11, 2016

SR-C2-2016-017
34-78785 Sep. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  October 5, 2016
Additional Materials: Exhibit 5

SR-C2-2016-016
34-78508 Aug. 9, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-C2-2016-015
34-78461 Aug. 2, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopting a Principles-based Approach to Prohibit the Misuse of Material Nonpublic Information by Market-Makers and Designated Primary Market-Makers ("DPMs")
Comments due: August 29, 2016
Additional Materials: Exhibit 5

SR-C2-2016-014
34-78478 Aug. 4, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM Retained Orders
Comments due: August 31, 2016
Additional Materials: Exhibit 5

SR-C2-2016-013
34-78421 Jul. 26, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: August 22, 2016
Additional Materials: Exhibit 5

SR-C2-2016-012
34-78315 Jul. 13, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Automated Improvement Mechanism
Comments due: August 9, 2016

SR-C2-2016-010
34-78235 Jul. 6, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules Related to Execution and Priority
Comments due: August 2, 2016
Additional Materials: Exhibit 5

SR-C2-2016-009
34-78187 Jun. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Professionals Order Counting
Comments due: July 26, 2016

SR-C2-2016-008
34-78090 Jun. 16, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due: July 13, 2016
Additional Materials: Exhibit 5

SR-C2-2016-007
34-78012 Jun. 8, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Penny Pilot Program
Comments due: July 5, 2016

SR-C2-2016-005
34-78294 Jul. 12, 2016 Order Approving a Proposed Rule Change Relating to Senior Management Authority
34-77961 Jun. 1, 2016 Notice of Filing of a Proposed Rule Change Relating to Senior Management Authority
Comments due: June 28, 2016

SR-C2-2016-004
34-77651 Apr. 19, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule to Amend the Fees Schedule
Comments due:  May 16, 2016
Additional Materials: Exhibit 5

SR-C2-2016-002
34-77194 Feb. 19, 2016 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 8.2
Comments due:  March 17, 2016

SR-C2-2016-001
34-76995 Jan. 28, 2016 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: February 24, 2016
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/c2.shtml


Modified: 02/14/2017