SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


C2 Options Exchange, Incorporated Rulemaking Archive: 2015

We encourage the public to submit comments on the following C2 Options Exchange, Incorporated filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

C2 File Number List for 2015

Additional Archives

Chronological List
Release No. Date Details
Fourth Quarter

SR-C2-2015-036
34-76788 Dec. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 26, 2015
Additional Materials: Exhibit 5

SR-C2-2015-025
34-76621 Dec. 11, 2015 Order Granting Approval of a Proposed Rule Change Relating to Complex Orders as Modified by Amendment No.
See also: Notice: Rel. No. 34-76274

SR-C2-2015-034
34-76588 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of its Parent Company
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-C2-2015-033
34-76584 Dec. 8, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Price Protection Mechanisms
Comments due: January 4, 2016
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76959
Comments received are available for this proposal.

SR-C2-2015-032
34-76488 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism
Comments due:  December 18, 2015

SR-C2-2015-031
34-76466 Nov. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of C2's Continuing Education Program
Comments due:  December 15, 2015

SR-C2-2015-027
34-76408 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration of Permit Holders
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-030
34-76300 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.45 Relating to Disaster Recovery
Comments due: November 25, 2015
Additional Materials: Exhibit 5

SR-C2-2015-026
34-76281 Oct. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of its Parent Company
Comments due: November 23, 2015
Additional Materials: Exhibit 5

SR-C2-2015-025
34-76274 Oct. 27, 2015 Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1
See also: Notice: Rel. No. 34-76
Comments due: November 23, 2015

SR-C2-2015-029
34-76221 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-C2-2015-024
34-76150 Oct. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 10, 2015
Additional Materials: Exhibit 5
Third Quarter

SR-C2-2015-023
34-75903 Sep. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: October 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-021
34-75516 Jul. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters
Comments due: August 19, 2015
Additional Materials: Exhibit 5

SR-C2-2015-018
34-75513 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Related to Obvious Errors
Comments due: August 18, 2015

SR-C2-2015-019
34-75492 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 14, 2015
Additional Materials: Exhibit 5

SR-C2-2015-020
34-75473 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM
Comments due:  August 12, 2015

SR-C2-2015-017
34-75367 Jul. 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Inaccurate Rule Reference
Comments due:  July 31, 2015
Second Quarter

SR-C2-2015-015
34-75278 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 to Extend the Penny Pilot through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-C2-2015-013
34-75143 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocations
Comments due: July 7, 2015
Additional Materials: Exhibit 5

SR-C2-2015-014
34-75106 Jun. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism
Comments due: July 1, 2015

SR-C2-2015-010
34-74964 May 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-C2-2015-012
34-74900 May 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-C2-2015-011
34-74888 May 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of a Permit Holder
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-C2-2015-007
34-74733 Apr. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 12, 2015
Additional Materials: Exhibit 5

SR-C2-2015-008
34-74719 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-006
34-74718 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Opening Procedures
Comments due:  May 8, 2015

SR-C2-2015-005
34-74655 Apr. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 1, 2015
Additional Materials: Exhibit 5
First Quarter

SR-C2-2015-003
34-74313 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-C2-2015-002
34-74252 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-C2-2015-001
34-74135 Jan. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 20, 2015
Additional Materials: Exhibit 5

SR-C2-2014-028
34-74038 Jan. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 8.2(d)
Comments due:  February 6, 2015


C2 File Number List for 2015
Release No. Date Details

SR-C2-2015-036
34-76788 Dec. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: January 26, 2015
Additional Materials: Exhibit 5

SR-C2-2015-034
34-76588 Dec. 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of its Parent Company
Comments due: January 4, 2016
Additional Materials: Exhibit 5

SR-C2-2015-033
34-76959 Jan. 21, 2016 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Price Protection Mechanisms For Quotes and Order
Comments due:  February 17, 2016
34-76584 Dec. 8, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Price Protection Mechanisms
Comments due: January 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-C2-2015-032
34-76488 Nov. 20, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Technical Disconnect Mechanism
Comments due:  December 18, 2015

SR-C2-2015-031
34-76466 Nov. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Delivery of the Regulatory Element of C2's Continuing Education Program
Comments due:  December 15, 2015

SR-C2-2015-030
34-76300 Oct. 29, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 6.45 Relating to Disaster Recovery
Comments due:  November 25, 2015
Additional Materials: Exhibit 5

SR-C2-2015-029
34-76221 Oct. 22, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due:  November 18, 2015
Additional Materials: Exhibit 5

SR-C2-2015-027
34-76408 Nov. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualification and Registration of Permit Holders
Comments due: December 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-026
34-76281 Oct. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of its Parent Company
Comments due: November 23, 2015
Additional Materials: Exhibit 5

SR-C2-2015-025
34-76621 Dec. 11, 2015 Order Granting Approval of a Proposed Rule Change Relating to Complex Orders as Modified by Amendment No.
34-76274 Oct. 27, 2015 Notice of Filing of a Proposed Rule Change Relating to Complex Orders, as Modified by Amendment No. 1
Comments due: November 23, 2015

SR-C2-2015-024
34-76150 Oct. 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  November 10, 2015
Additional Materials: Exhibit 5

SR-C2-2015-023
34-75903 Sep. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: October 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-021
34-75516 Jul. 23, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Price Check Parameters
Comments due: August 19, 2015
Additional Materials: Exhibit 5

SR-C2-2015-020
34-75473 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to AIM
Comments due:  August 12, 2015

SR-C2-2015-019
34-75492 Jul. 20, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: August 14, 2015
Additional Materials: Exhibit 5

SR-C2-2015-018
34-75513 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules Related to Obvious Errors
Comments due: August 18, 2015

SR-C2-2015-017
34-75367 Jul. 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Correct an Inaccurate Rule Reference
Comments due:  July 31, 2015

SR-C2-2015-015
34-75278 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending Rule 6.4 to Extend the Penny Pilot through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-C2-2015-014
34-75106 Jun. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Solicitation Auction Mechanism
Comments due: July 1, 2015

SR-C2-2015-013
34-75143 Jun. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Automated Improvement Mechanism Order Allocations
Comments due: July 7, 2015
Additional Materials: Exhibit 5

SR-C2-2015-012
34-74900 May 7, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-C2-2015-011
34-74888 May 6, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Effectiveness of a Permit Holder
Comments due: June 2, 2015
Additional Materials: Exhibit 5

SR-C2-2015-010
34-74964 May 14, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Limitation of Liability
Comments due: June 10, 2015
Additional Materials: Exhibit 5

SR-C2-2015-008
34-74719 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-C2-2015-007
34-74733 Apr. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  May 12, 2015
Additional Materials: Exhibit 5

SR-C2-2015-006
34-74718 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Opening Procedures
Comments due:  May 8, 2015

SR-C2-2015-005
34-74655 Apr. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Schedule
Comments due: May 1, 2015
Additional Materials: Exhibit 5

SR-C2-2015-003
34-74313 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Exchange Rule 6.15
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-C2-2015-002
34-74252 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-C2-2015-001
34-74135 Jan. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Schedule
Comments due:  February 20, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/c2/c2archive/c2archive2015.shtml


Modified: 02/05/2016