Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Oct. 3, 1996	Respondents: Casey Abe, Calbert Abe, Patricia Abe, Denise AbeF/K/A/ Denise Miyasato, Gladys Tengan and Lena Lynch Release No. LR-15100
Date: Oct. 2, 1996	Respondents: Gary W. Berus, Patricia S. Gale, Robert W. Harper(Harper) and Nancy A. Swoffer Release No. LR-15105
Date: Oct. 2, 1996	Respondents: Joseph P. Medsker, Unified Financial ServicesAgency Corp. and Unified Financial Services Advisory Corp. Release No. LR-15104
Date: Oct. 2, 1996	Respondents: John W. Walsh, Jr., InterCap MonitoringCorporation, Security Data Group, Inc., InterCap Monitoring IncomeFunds IV-A, B, C, and D, Ltd., InterCap Monitoring Income Funds Vand V-B, Ltd Release No. LR-15103
Date: Oct. 1, 1996	Respondents: The AppleTree Companies, Inc., Michael H.Salit, David B. Lobel, Paul B. Kravitz and W. Scott Long III Release No. LR-15102
Date: Oct. 1, 1996	Respondents: Benjamin Franklin Bush, III and Ben BushInvestment Management, Inc. Release No. LR-15101
Date: Sept. 30, 1996	Respondents: Nu-Life International of Georgia, Inc. and Gene Arthur Release No. LR-15099
Date: Sept. 30, 1996	Respondents: David E. Freitag Release No. LR-15098
Date: Sept. 30, 1996	Respondents: Surendra Gupta, Bhasker B.Rao and R. Ramana Penumarty Release No. LR-15097
Date: Sept. 30, 1996	Respondents: Axiom Security Solutions, Inc. and Paul L. Parshall Release No. LR-15096
Date: Sept. 30, 1996	Respondents: John G. Bennett, Jr. Release No. LR-15095
Date: Sept. 30, 1996	Respondents: Ted E. Mong, Liberty Bell Association, Inc., and McKenzie Matthew, Inc. Release No. LR-15094
Date: Sept. 30, 1996	Respondents: Bollinger Industries, Inc., Glenn Bollinger and Ronald Bollinger Release No. LR-15093
Date: Sept. 30, 1996	Respondents: Seaboard Investment Advisers, Inc., and Eugene W. Hansen Release No. LR-15092
Date: Sept. 30, 1996	Respondents: Robert D. Poirier, Robert J. Palm, James R. Vincent and Richard E. Wensel Release No. LR-15091
Date: Sept. 30, 1996	Respondents: M.T.L. International Finance Inc., Equity Action Inc., John K. Robinson, Leon Howard and Harry Walker Release No. LR-15090
Date: Sept. 27, 1996	Respondents: ;Omni International Trading, Inc., Daniel J. Bubalo, John C. Hetherington, Michael A. Wilcox, Daniel L. Koehler, Brian E. Farley and Scott A. Release No. LR-15502
Date: Sept. 27, 1996	Respondents: Danny Sterk Release No. LR-15089
Date: Sept. 27, 1996	Respondents: Betty Ann Rubin et al. Release No. LR-15088
Date: Sept. 27, 1996	Respondents: Barry Smith, Paul Iwankowski and Tri-Star Communications, Inc. Release No. LR-15087
Date: Sept. 27, 1996	Respondents: Gerard A. Spataro Release No. LR-15086
Date: Sept. 27, 1996	Respondents: CNC Trading Company, Inc., Charles N. Cugliari, Cindy J. Myers, Frank R. Sommerer, and Marvin Sherman and Oscar R. Sierra Release No. LR-15085
Date: Sept. 27, 1996	Respondents: Gordon L. Hall and R.L. Porter Release No. LR-15084
Date: Sept. 27, 1996	Respondents: Russell S. Smith, James O. Foust, John E. Burse and James E. Fisher Release No. LR-15083
Date: Sept. 27, 1996	Respondents: Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochi Release No. LR-15082
Date: Sept. 27, 1996	Respondents: Empower Telecommunications Corporation, William H.B. Chan, Osvaldo N. Lorenzetti and Donald E. Whorl Release No. LR-15081
Date: Sept. 27, 1996	Respondents: Pension & Retirement Services Company and William Barney Thomas Release No. LR-15080
Date: Sept. 27, 1996	Respondents: Daniel E. Goodman Release No. LR-15079
Date: Sept. 26, 1996	Respondents: Kathy S. Kingmore Release No. LR-15078
Date: Sept. 26, 1996	Respondents: Richard T. Taylor Release No. LR-15077
Date: Sept. 26, 1996	Respondents: Nir Kantor and Hanan Waizman Release No. LR-15076
Date: Sept. 26, 1996	Respondents: Christopher Kent Bagadasarian and Sam Lance White Release No. LR-15075
Date: Sept. 26, 1996	Respondents: Internet Wireless Communications, Inc., California Financial Services, Inc., One Touch Marketing, Inc., Commonwealth Communications Group, Capital Resources Group, Inc., John C. Trimpin, Richard B. Parnell, John Larson and MichaelGreen Release No. LR-15074
Date: Sept. 26, 1996	Respondents: Wye Resources, Inc. and Rehan Malik Release No. LR-15072
Date: Sept. 25, 1996	Respondents: Michael W. Crow Release No. LR-15071
Date: Sept. 25, 1996	Respondents: Selheimer & Co., and Perry A. Selheimer Release No. LR-15070
Date: Sept. 25, 1996	Respondents: Bernard F. Bradstreet, Thomas E. Campbell and Debra J. Murray Release No. LR-15069
Date: Sept. 25, 1996	Respondents: Healthcare Services Group, Inc.,Daniel P. McCartney, Thomas A. Cook and Melvyn B. Mason Release No. LR-15068
Date: Sept. 25, 1996	Respondents: Thomas J. Fox Release No. LR-15067
Date: Sept. 24, 1996	Respondents: Robert McClernon Release No. LR-15066
Date: Sept. 24, 1996	Respondents: Nilda Zim Release No. LR-15065
Date: Sept. 23, 1996	Respondents: Charles R. Cleveland, Sr.; Sep. 10, 1997 Release No. LR-15482
Date: Sept. 23, 1996	Respondents: Offshore Financial Corporation, William R. Brosseau, Kenneth W. McKay and Charles E. Rose, and North American Ventures, Inc.,Ken McKay Investment Company, Inc., Prodigal International, Inc.,and Tamara M. Wagner Release No. LR-15064
Date: Sept. 23, 1996	Respondents: Kimberly D. Goodman Release No. LR-15063
Date: Sept. 23, 1996	Respondents: Donald John Tyson and Frederick Lee Cameron Release No. LR-15062
Date: Sept. 23, 1996	Respondents: Futrex, Inc., Futrex Medical Instrumentation, Inc. and Robert D. Rosenthal Release No. LR-15061
Date: Sept. 20, 1996	Respondents: Direct Participation Services, Inc. d/b/a GovernmentFinancial, Jeffrey A. Lobel, William Rossi United Avalon Group, LTD. and Frank M. Naft Release No. LR-15060
Date: Sept. 20, 1996	Respondents: Boston Acceptance Corporation d/b/a First LendersIndemnity Company, Jonathan P. Boston f/k/a John R. Marsella and James A. Cunningham Release No. LR-15059
Date: Sept. 20, 1996	Respondents: Neil F. Garfield Release No. LR-15058
Date: Sept. 19, 1996	Respondents: John P. Acord, Michael L. Medkiff, Great WesternManagement Corp., Douglas H. Kennett, Equity Assurance Corp., SeanOrtega, and Susan M. Hall Release No. LR-15057
Date: Sept. 19, 1996	Respondents: Robert Reed Rogers and Gregory Armijo Release No. LR-15056
Date: Sept. 19, 1996	Respondents: Robert Pierce, Carrie Williams Pierce, Pierce andInvestments Co., a/k/a Pierce Investments & Co., Inc. Release No. LR-15055
Date: Sept. 18, 1996	Respondents: Linda King Release No. LR-15054 File Number: 3-8501
Date: Sept. 17, 1996	Respondents: Michael Rosoff Release No. LR-15053
Date: Sept. 17, 1996	Respondents: H. Ralph Sylvester,Donald R. Krueger and John C.Hawver Release No. LR-15050
Date: Sept. 16, 1996	Respondents: Wincanton Corporation Release No. LR-15052
Date: Sept. 16, 1996	Respondents: Duane V. Midgley Release No. LR-15051
Date: Sept. 16, 1996	Respondents: James Herman O'Hagan Release No. LR-15049
Date: Sept. 16, 1996	Respondents: Anthony Escobar Release No. LR-15048
Date: Sept. 16, 1996	Respondents: Domenick Schina Release No. LR-15047
Date: Sept. 16, 1996	Respondents: Leonard S. Sands, First Pacific Bancorp, andPacVen, Inc. Release No. LR-15046
Date: Sept. 16, 1996	Respondents: Certain Purchasers of Call Options of Duracell Release No. LR-15045
Date: Sept. 12, 1996	Respondents: Tina M. Applegate, Douglas A. Burnip, Dennis A.Dunlap, Stephen M. Jordan, Miguel A. Lucas and Larry R. Ryan Release No. LR-15044
Date: Sept. 12, 1996	Respondents: Edmund M. Autuori Release No. LR-15043
Date: Sept. 12, 1996	Respondents: Donald B. Spencer and IVT Systems, Inc. Release No. LR-15042
Date: Sept. 12, 1996	Respondents: William R. Palmer Financial Services of America,Inc. Release No. LR-15041
Date: Sept. 12, 1996	Respondents: Mary Ann Shank, Kenneth R. Roop, Donald M.Schwartz and Mildred Shank Release No. LR-15040
Date: Sept. 12, 1996	Respondents: Stephen R. Parker Release No. LR-15039
Date: Sept. 12, 1996	Respondents: Tudor Investment Corporation Release No. LR-15038 File Number: 3-9077
Date: Sept. 11, 1996	Respondents: Trans-American Ostrich Traders, Inc., Larry R.Earp, and David P. Silver Release No. LR-15037 File Number: 3-9075
Date: Sept. 6, 1996	Respondents: William Scott Smith, William G. Smith, AnthonySkulski, Alicia Grady Skulski and Raul N. Rodriguez Release No. LR-15036
Date: Sept. 5, 1996	Respondents: Robert J. Bretschneider Release No. LR-15035
Date: Sept. 5, 1996	Respondents: William R. Palmer and Financial Services ofAmerica, Inc. Release No. LR-15034
Date: Sept. 5, 1996	Respondents: Abul Bhuiyan, Nilkanth Patel, Hasmukh Patel, JanakC. Patel, Janak M. Patel and Kanubhai Patel Release No. LR-15033
Date: Sept. 5, 1996	Respondents: Ernest W. Grendi Release No. LR-15032
Date: Sept. 4, 1996	Respondents: Robert Polansky,John Capps and Anthony Guerriero Release No. LR-15031
Date: Sept. 4, 1996	Respondents: Gary L. Hamby and Gary B. Ross Release No. LR-15030
Date: Sept. 3, 1996	Respondents: John Allen Hall, Jr., and Roger Alan Bishop Release No. LR-15029
Date: Sept. 3, 1996	Respondents: Jeffrey S. Norton Release No. LR-15028
Date: Aug. 29, 1996	Respondents: James Zimmerman and Old Naples Securities, Inc. Release No. LR-15027
Date: Aug. 29, 1996	Respondents: John Fiebelkorn Release No. LR-15026
Date: Aug. 28, 1996	Respondents: Marcia Ann Coppertino Release No. LR-15025
Date: Aug. 26, 1996	Respondents: John Jackson Release No. LR-15024
Date: Aug. 23, 1996	Respondents: Ronald Margolin Release No. LR-15023
Date: Aug. 23, 1996	Respondents: Ulbery Vermogensverwaltungs A.G.,BenjaminWeiss, Fasan Anstalt, Axteria Establishment, Anstalt Ducata, AnstaltNifur, Gregory Stainow, Dornford Holdings Ltd., and Melilla BusinessCorp. Release No. LR-15020
Date: Aug. 22, 1996	Respondents: Laurence M. Brown Release No. LR-15022
Date: Aug. 22, 1996	Respondents: Robert L. Shull, Leonard E. Fiessel and Colleen A.Fiessel Release No. LR-15021
Date: Aug. 20, 1996	Respondents: Karl L. Dahlstrom, Karla D. Dahlstrom, Hubert LeonLeopard, and Richard E. Lopez Release No. LR-15019
Date: Aug. 19, 1996	Respondents: John C. Trimpin and Nevada Impound Management,Inc. Release No. LR-15018
Date: Aug. 15, 1996	Respondents: Home Link Corporation, Home Link of Florida,Inc.,Home Link of Nevada, Inc. and Matt Matson Release No. LR-15017
Date: Aug. 14, 1996	Respondents: Harvey P. Tabb, Donald R. Golan, AmericanTicketing Systems, Inc., Business Investment Group, Inc. and SocalAmeritix Limited Partnership Release No. LR-15016
Date: Aug. 14, 1996	Respondents: Melvin H. Cox Release No. LR-15015
Date: Aug. 12, 1996	Respondents: Angelo A. Coronato and Laurence W. Coronato Release No. LR-15014
Date: Aug. 12, 1996	Respondents: Edward Warren Eizman Release No. LR-15013
Date: Aug. 12, 1996	Respondents: William B. Sellin, II, Zaitech Holdings, Inc. andBaccaratt Holdings, Inc. Release No. LR-15012
Date: Aug. 12, 1996	Respondents: Rufus L. Jackson,Kingdom Industries Corporationd/b/a Kingdom Corporation, R.T.J. Enterprises Release No. LR-15011
Date: Aug. 12, 1996	Respondents: Andrea Fiabane, Paolo Mollo, Giorgio Piccinini,Giuseppe Fiabane Release No. LR-15010
Date: Aug. 8, 1996	Respondents: Richard Jenkins Release No. LR-15009
Date: Aug. 8, 1996	Respondents: Eddie Antar Release No. LR-15008
Date: Aug. 8, 1996	Respondents: Frank Duca Release No. LR-15007