Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
April 15, 1997	Timothy J. Moriarty Release No. LR-15332
April 15, 1997	John K. Judd, Jr. Release No. LR-15331
April 15, 1997	NVID International, Inc., Matthew E. Klenovic, and Robert F. Bunte Release No. LR-15330
April 15, 1997	William Dennis Brosseau and Kenneth Wayne McKay Release No. LR-15329
April 15, 1997	Christopher M. Pedersen Release No. LR-15726
April 15, 1997	Ong Congqin Bobby Release No. LR-15334
April 11, 1997	James W. Hall Release No. LR-15328
April 11, 1997	David Earl Wallace, Earl Joseph Latiolais, David Stuart Zuckerman, and Joseph C. Lucio Release No. LR-15327
April 11, 1997	Enserco, Inc., Energy Service Company, John P. Brink, Anthony J. Leo and Frank Bravo, Jr. Release No. LR-15326
April 10, 1997	Eunice J. Leigh Release No. LR-15323
April 10, 1997	Structural Dynamics Research Corporation and Ronald J. Friedsam Release No. LR-15325
April 10, 1997	Kenneth P. Kasarjian and The Kenton Group, Inc. Release No. LR-15324
April 10, 1997	Dr. Milton Mutchnick, Renee Mutchnick, Michael DeWood, Dennis M. Gill, Yvonne Graham, Paul H. Holloway, William M. Leuchter, Richard Liebich, Dr. Panguluri, Dr. Ravindra Alapati and Dr. Syam Gaddam Release No. LR-15322
April 9, 1997	Michael Jonsson and Objective Invest Holding S.A. Release No. LR-15321
April 8, 1997	Donald E. Elder Release No. LR-15320
April 8, 1997	Asset Management and Research, Inc., Westview Capital, L.C., Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15319
April 8, 1997	Peter M. Stanley Release No. LR-15318
April 7, 1997	NVID International, Inc., Matthew E. Klenovic and Robert F. Bunte Release No. LR-15317
April 4, 1997	Michelle P. Suppes and Mark Anthony Release No. LR-15316
April 4, 1997	Nilkanth Patel, Hasmukh Patel, Janak C. Patel, Janak M. Patel, and Kanubhai Patel Release No. LR-15315
April 3, 1997	Leslie John Gray Release No. LR-15314
April 2, 1997	Chester Holdings, Ltd., Joseph Pignatiello, Constance Pinatiello, Christopher Werner Release No. LR-15312
April 2, 1997	Timothy A. Hills, S.J. Windsor Capital Partners LLP Release No. LR-15313 File Number: 3-8707
April 1, 1997	Kenneth E. Rottenberg Release No. LR-15311
March 31, 1997	Robert D. Gersh, Boston Municipal Securities, Inc. and Devonshire Escrow Release No. LR-15310
March 31, 1997	Raeburn Evans, M.D. Release No. LR-15309
March 28, 1997	Gerald P. Hirsch and Churchill Mortgage Investment Corp. Release No. LR-15308
March 25, 1997	David I. Namer, Network Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick Release No. LR-15307
March 25, 1997	Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-15306
March 24, 1997	Environmental Chemicals Group, Inc. Release No. LR-15305
March 24, 1997	Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker Release No. LR-15304
March 21, 1997	Paul Jay Shiffman Release No. LR-15303
March 20, 1997	Susan L. Hirsch Release No. LR-15302
March 19, 1997	Pamela Sue Topper Release No. LR-15301
March 18, 1997	Dunne Finance Limited Release No. LR-15300
March 18, 1997	Terry Plack Release No. LR-15299
March 17, 1997	Robert Pierce, Carrie L. Williams Pierce, and Pierce Investments Co. Release No. LR-15298
March 17, 1997	Matrix Investment Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group, Inc. Release No. LR-15297
March 17, 1997	Steven W. Koinis Mar. 17, 1997 Release No. LR-15296
March 14, 1997	Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine, and David S. Coleman Release No. LR-15291
March 14, 1997	Barry L. King Release No. LR-15290
March 14, 1997	Emanuel Pinez Mar. 14, 1997 Release No. LR-15295
March 14, 1997	Jan Jusko Release No. LR-15294
March 14, 1997	Danny Sterk Release No. LR-15293
March 14, 1997	William Sedkey Saydein Release No. LR-15292
March 13, 1997	Walter E. Johnson and Rex E. Sanders Release No. LR-15289
March 13, 1997	Michael R. Warren Release No. LR-15288
March 13, 1997	Fernando Cruz Release No. LR-15287
March 12, 1997	Merle S. Finkel Release No. LR-15286
March 12, 1997	Alfred Volpe Release No. LR-15285
March 11, 1997	Phillip John Milligan, a/k/a John Milligan Release No. LR-15282
March 11, 1997	W.S. Clearing, Inc., William Sedkey Saydein Release No. LR-15281
March 10, 1997	Gregg Michael Brenner and Pamela Sue Topper Release No. LR-15280
March 10, 1997	Hubert Leon Leopard and Richard E. Lopez Release No. LR-15279
March 10, 1997	Gary Alan Singer Release No. LR-15278
March 10, 1997	Robert N. Taylor Release No. LR-15277
March 10, 1997	Business and Taxpayers Coalition for Affordable Housing Release No. LR-15284
March 10, 1997	Michael J. Colello Release No. LR-15283
March 7, 1997	First Interregional Advisors Corporation, First Interregional Equity Corporation and Richard Goettlich Release No. LR-15276
March 5, 1997	Personal Wealth Systems, Inc. and Gary M. Haiser Release No. LR-15275
March 4, 1997	Simon M. Rosenfeld, Terry D. Kochanowski and John F. Yakimczyk Release No. LR-15274
March 4, 1997	John Thomas Royall Release No. LR-15273
March 4, 1997	Mike Zaman, Smith, Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M Capital Corp., and Devon Investment Advisors, Inc. Release No. LR-15272
Feb. 28, 1997	Charles L. Howard Release No. LR-15271
Feb. 28, 1997	Joy L. Bouwkamp, Joe L. Hallock and Thomas M. Grahovac Release No. LR-15270
Feb. 27, 1997	Neil A. Liechty and Neil Liechty, Inc. Release No. LR-15269
Feb. 27, 1997	Michael Anthony Pierce Release No. LR-15268
Feb. 27, 1997	Marshall E. Melton Asset Management and Research, Inc., Westview Capital, L.C. Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15267
Feb. 27, 1997	Triton Energy Corporation, Philip W. Keever and Richard L. McAdoo Release No. LR-15266
Feb. 27, 1997	Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc Release No. LR-15265
Feb. 25, 1997	George Chelekis, KGC, Inc. and Hot Stocks Review, Inc. Release No. LR-15264
Feb. 25, 1997	Lynn Roy Oyler Release No. LR-15263
Feb. 21, 1997	Rolan Colon Release No. LR-15262
Feb. 18, 1997	Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis Rueb Release No. LR-15261
Feb. 18, 1997	Fabri-Centers of America, Inc., Robert L. Norton and Joseph E. Williams Release No. LR-15260
Feb. 14, 1997	Kenneth J. Schulte Release No. LR-15259
Feb. 14, 1997	Emanuel Pinez Release No. LR-15258
Feb. 13, 1997	Dennis Williams, Steve Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci, Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka, Douglas Diggins, and Edward Bracken Release No. LR-15257
Feb. 13, 1997	Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership Release No. LR-15256
Feb. 13, 1997	John T. Hall, Joel Ciniero and Mark Keckeisen Release No. LR-15255
Feb. 11, 1997	Thomas J. Farrell Release No. LR-15254
Feb. 11, 1997	Digital Products Corporation Release No. LR-15252
Feb. 10, 1997	Eddie Antar Release No. LR-15251
Feb. 10, 1997	Lennox, S.A Release No. LR-15250
Feb. 7, 1997	The AppleTree Companies, Inc. Release No. LR-15249
Feb. 6, 1997	Ronald J. Mitchellette and Robert Hardy Release No. LR-15247
Feb. 6, 1997	Ezra Chammah, Stanley Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto Release No. LR-15246
Feb. 6, 1997	Linda M. King Release No. LR-15248
Feb. 5, 1997	Thomas Warde Release No. LR-15245
Feb. 4, 1997	J.W. Korth & Co. and James Wilder Korth Release No. LR-15244
Feb. 3, 1997	Silicon Graphics, Inc. Release No. LR-15243
Feb. 3, 1997	David E. Freitag Release No. LR-15242
Feb. 3, 1997	Ben Bush Investment Management, Inc Release No. LR-15241
Feb. 3, 1997	Nicholas J. Pace Release No. LR-15240
Feb. 3, 1997	One Naples Securities, Inc. and James Zimmerman Release No. LR-15239
Jan. 31, 1997	Robert C. White Release No. LR-15238
Jan. 31, 1997	Charles O. Huttoe Release No. LR-15237
Jan. 30, 1997	Michael Levine Release No. LR-15236
Jan. 30, 1997	Citi Financial Services, Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender, and Mark Barquera and Mark Cabrerro Release No. LR-15235
Jan. 30, 1997	Martin Kaiden and Martin Kaiden Company, Inc. Release No. LR-15234

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