Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Sept. 24, 1997	Respondents: William H. Malek, Dean C. Turner and Michael L. Cooperstock Release No. LR-15506
Date: Sept. 24, 1997	Respondents: Whitworth Energy Resources, Ltd.; Williston Basin Holding Corp.; Amerivest Financial Group, Inc.; Peter Sacker; Jerry W. anderson; and Robert M. Kerns Release No. LR-15505
Date: Sept. 22, 1997	Respondents: Barnard Sackett, John H. Schriek and Enviroland, Ltd. Release No. LR-15504
Date: Sept. 19, 1997	Respondents: Terry Oneil Clifford, D/b/a Datasource Consulting Group Release No. LR-15503
Date: Sept. 18, 1997	Respondents: Sept. 24, 1998 Release No. LR-15900
Date: Sept. 18, 1997	Respondents: International Breeders, Inc., First Western Ostrich Corp., Ostrich Breeders of America, Inc., Nsa, Inc., Capital Management and Development Corp., Jeffrey Davis, Bob Stewart, Freddie Don Stewart, Steven Stewart, Homer Rios, Clifford Stahl and Rik Foxx Release No. LR-15501
Date: Sept. 18, 1997	Respondents: Club Atlanta Travel, Inc., David L. Straub, Frank Garner, and Fred Garner Release No. LR-15500
Date: Sept. 17, 1997	Respondents: Charles Anthony Ferracone, James W. Farrell, James L. Ericksteen, Gary L. Moore, Jill Hall, and Guido Bensberg Release No. LR-15499
Date: Sept. 17, 1997	Respondents: MicroWest Industries, Inc. et al. Release No. LR-15498
Date: Sept. 17, 1997	Respondents: Paul H. Borg Release No. LR-15497
Date: Sept. 17, 1997	Respondents: The Geneva Group and Nicholas Garcia Release No. LR-15496
Date: Sept. 16, 1997	Respondents: Telecom Marketing, Inc.; Telecom Industries, Inc.; Barry Smith; Midas Media, Inc.; Jeffrey Jolcover; Century Wireless Communications Corp.; Ron Schroeder; Tri-star Communications, Inc.; Paul Iwankowski; Brixel, Inc.; and John Field IV Release No. LR-15495
Date: Sept. 15, 1997	Respondents: Walter Clarence Busby, Jr. Release No. LR-15494
Date: Sept. 15, 1997	Respondents: Alpha Diversified Industries, Inc., Ralph W. Leblanc, and Robert M. Bingham Release No. LR-15493
Date: Sept. 15, 1997	Respondents: Roy Handojo Release No. LR-15492
Date: Sept. 12, 1997	Respondents: Edward M. Collins Release No. LR-15491
Date: Sept. 12, 1997	Respondents: Charles O. Huttoe, et al Release No. LR-15490
Date: Sept. 11, 1997	Respondents: Bernard Zelenka Release No. LR-15489 File Number: 3-9130
Date: Sept. 11, 1997	Respondents: Donald C. Ferguson, Renee Ferguson, David L. Fried, Albert L. Fried, and Matthew C. Ferry Release No. LR-15488
Date: Sept. 11, 1997	Respondents: Maury H. Joseph and Allen E. Beni Release No. LR-15487
Date: Sept. 11, 1997	Respondents: Channa Wickremeratne ("Channa Wick") Release No. LR-15486
Date: Sept. 11, 1997	Respondents: Scientific Software-Intercomp, Inc. Release No. LR-15485
Date: Sept. 10, 1997	Respondents: Michael Anthony Pierce, et al. Release No. LR-15484
Date: Sept. 10, 1997	Respondents: Mark A. Ritacco, et al. Release No. LR-15483
Date: Sept. 9, 1997	Respondents: Michael J. Oberholzer Release No. LR-15481
Date: Sept. 8, 1997	Respondents: Phoenix Continental Corporation, Michael T. Honey, and Robert Johnston Release No. LR-15480
Date: Sept. 8, 1997	Respondents: American Business Securities, Inc., Southwest Energy Consultants, Inc., Western Energy Acquisitions, Inc., Trans Terra Corporation, International, MacArthur Asset Management, Inc., Barry J. Zimmermann, John L. Casperson, Jr., Jeffrey L. Casperson, Jerome L. Casperson, Joseph L. Casperson, Tim L. Epps, and Thomas A. Hicks Release No. LR-15479
Date: Sept. 8, 1997	Respondents: Donald R. Moore, Individually and D/B/A International Society of Investors, et al. Release No. LR-15478
Date: Sept. 5, 1997	Respondents: The Infinity Group Company, Geoffrey P. Benson and Geoffrey J. O'Connor, et. al. Release No. LR-15477
Date: Sept. 4, 1997	Respondents: Hugh Thrasher, John H. anderson, Ezra Chammah, Stanley Elbaum, Scott Forbes, Guillermo Gomez a/k/a William Gomez, Stephen v.R. Goodhue, Jr., Ira Gorman, Gorman Commodities and Securities, Inc., Jonathan S. Hirsh, Ronald Kuznetsky, Darrell Sandy Marsh, Jack P. Marsh, Michael R. Newman, Roger K. Odwak, Angelo Petrotto, Lee Rosenblatt, Robert Sacks, Jeffrey A. Sanker, David Schaen, Leonard Schaen, Julian Schor, Gregg R. Shawzin, and Mark R. Shawzin Release No. LR-15476
Date: Sept. 4, 1997	Respondents: Keith Knutsson and Kaldi, Inc. Release No. LR-15475
Date: Sept. 4, 1997	Respondents: Wyatt Gene Ross, Lynn K. Ross, and Mickie E. Higgins-Hallke Release No. LR-15474
Date: Sept. 4, 1997	Respondents: J. Bristow anderson, Bradley F. Bahret, Deborah D. Bahret, Lisa R. Burgess-Pittman, Linda A. Connor, George L. Gore, Jr., Moroni Leon Jensen, Stephen J. Katz, Charles R. Perry, Jr. Release No. LR-15473
Date: Sept. 4, 1997	Respondents: Rob Nite, Philip L. Thomas, and David V. Sims Release No. LR-15472
Date: Sept. 4, 1997	Respondents: Jason S. Wall Release No. LR-15471
Date: Sept. 4, 1997	Respondents: Mark K. Curry and Joseph H. Curry Release No. LR-15470
Date: Sept. 3, 1997	Respondents: Ellis L. Deyon, Bradley T. Gullett (individually, and D.B.A. "Gullet and Associates"), William Hanke, Dove Investment Group, Inc. Sherwood H. Craig Release No. LR-15469
Date: Sept. 2, 1997	Respondents: Richard Warren & Associates, Inc., et. al. Release No. LR-15468
Date: Sept. 2, 1997	Respondents: Digitran Systems, Inc., Donald G. Gallent and James R. Bryan Release No. LR-15467
Date: Aug. 28, 1997	Respondents: Cihaco International, Inc., Hartmut Haussecker, Bartley Carson Healy and Tanya Llanes-Tarver Release No. LR-15466
Date: Aug. 28, 1997	Respondents: Irving M. Mangel, Samuel J. Mangel, Thomas J. Ciocco and Edward W. Maskaly Release No. LR-15465
Date: Aug. 28, 1997	Respondents: Karl L. Dahlstrom, et al. Release No. LR-15464
Date: Aug. 28, 1997	Respondents: Michael J. Randy, et al. Release No. LR-15463
Date: Aug. 27, 1997	Respondents: The Infinity Group Company, Geoffrey P. Benson and Geoffrey J. O'Connor, et. al. Release No. LR-15462
Date: Aug. 27, 1997	Respondents: Frank A. M. Luca, Rudy Crosswell, and Paula G. Den Boer Release No. LR-15461
Date: Aug. 27, 1997	Respondents: Timothy Ross, Douglas Coates, and John D. Peckskamp, Jr. Release No. LR-15460
Date: Aug. 26, 1997	Respondents: Biltmore Securities, Inc. Release No. LR-15459
Date: Aug. 22, 1997	Respondents: Internet Casino Sports Gaming, LLC, Internet Casino Sports Gaming, Inc., Robert Matias a/k/a Robert Duvall and Alan Lenchner a/k/a Alan Lane Release No. LR-15856
Date: Aug. 22, 1997	Respondents: Wedgewood Financial Group, Inc., et al. Release No. LR-15458
Date: Aug. 21, 1997	Respondents: American Growth Capital Corp., American Growth Fund I, LP, Growth Capital Resources Corp., Capital Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K. Kelly, Hugo v. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome L. Glazov, and Christopher A. Paulick Release No. LR-15457
Date: Aug. 21, 1997	Respondents: Robert J. Young, William Douglas Morgan, Russell Lozis and Beth Lombardo Release No. LR-15456
Date: Aug. 21, 1997	Respondents: Richard Warren & Associates, Inc., et. al. Release No. LR-15455
Date: Aug. 21, 1997	Respondents: Airship International Ltd. Release No. LR-15454
Date: Aug. 21, 1997	Respondents: Timax I General Partnership, et al. Release No. LR-15453
Date: Aug. 21, 1997	Respondents: Steve McMichael, et al. Release No. LR-15452
Date: Aug. 21, 1997	Respondents: Ralph Wills, III and ProFinancial Advisors, Inc. Release No. LR-15451
Date: Aug. 20, 1997	Respondents: Jozef A.C. van Stratum Release No. LR-15450
Date: Aug. 18, 1997	Respondents: Tandem Management Inc., William F. Branston, Eugene B. Deveney and Peter S. Alsop Release No. LR-15447
Date: Aug. 18, 1997	Respondents: andrew S. Pitt, Conectisys Corp., Devon Investment Advisors, Inc., B & M Capital Corp., Mike Zaman and Smith, Benton and Hughes, Inc. Release No. LR-15446
Date: Aug. 18, 1997	Respondents: American Growth Capital Corp., American Growth Fund I, LP, Growth Capital Resources Corp., Capital Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K. Kelly, Hugo v. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome L. Glazov, and Christopher A. Paulick Release No. LR-15445
Date: Aug. 15, 1997	Respondents: Dhirein Patel Release No. LR-15444
Date: Aug. 15, 1997	Respondents: William F. Kane Release No. LR-15443
Date: Aug. 15, 1997	Respondents: Abdul Ismail, Ong Congqin Bobby, and Lum Kwan Sung Release No. LR-15442
Date: Aug. 13, 1997	Respondents: Interactive Medical Technologies Ltd., William E. Shell, and Clark M. Holcomb Release No. LR-15441
Date: Aug. 12, 1997	Respondents: American Growth Capital Corp., American Growth Fund I, LP, Growth Capital Resources Corp., Capital Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K. Kelly, Hugo V. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome L. Glazov, and Christopher A. Paulick Release No. LR-15440
Date: Aug. 12, 1997	Respondents: William M. Fisher Release No. LR-15439
Date: Aug. 11, 1997	Respondents: Gregg Michael Brenner and Pamela Sue Topper Release No. LR-15438
Date: Aug. 11, 1997	Respondents: Trans-American Ostrich Traders, Inc., Larry R. Earp, and David P. Silver Release No. LR-15437
Date: Aug. 7, 1997	Respondents: Trustcap Financial Group, Inc., Matrix Investment Advisors, Inc., Security Financial, Inc., and Matrix Capital Management, Inc.; Release No. LR-15436
Date: Aug. 7, 1997	Respondents: Steven H. Schiffer, Joann R. Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G. Mintz Release No. LR-15435
Date: Aug. 6, 1997	Respondents: Michael Snowhite, BLS Consulting, Charles Boratgis, Paul Land, Jeffrey Stern, Shelley Olander, Morrey Wasserman, 900 Financial Services, L.L.C., David Kane, and Sam Sarcinelli D/B/A/ S&S Consulting Release No. LR-15434
Date: Aug. 6, 1997	Respondents: Shahryar Soroosh Release No. LR-15433
Date: Aug. 5, 1997	Respondents: Insnet World Communications, Inc. Release No. LR-15432
Date: Aug. 5, 1997	Respondents: Southwest Income Trust, et al. Release No. LR-15431
Date: Aug. 4, 1997	Respondents: Emmanuel A. Lagpacan, John A. Moreno and Kubasaki Associates, Inc Release No. LR-15430
Date: Aug. 4, 1997	Respondents: Samir Traboulsi, et al. Release No. LR-15429
Date: Aug. 4, 1997	Respondents: Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie Release No. LR-15428
Date: Aug. 1, 1997	Respondents: Robert L. Gray Release No. LR-15427
Date: July 29, 1997	Respondents: Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Release No. LR-15426
Date: July 29, 1997	Respondents: Mitchell A. Hammer and Joseph Letzelter, Jr. Release No. LR-15425
Date: July 28, 1997	Respondents: Geoffrey Paul Adams Release No. LR-15424
Date: July 28, 1997	Respondents: First California Capital Markets Group, Inc., H. Michael Richardson and Derrick Dumont Release No. LR-15423
Date: July 25, 1997	Respondents: BioCoral Inc. Release No. LR-15422
Date: July 24, 1997	Respondents: Southwest Income Trust, Inc., et al Release No. LR-15421
Date: July 24, 1997	Respondents: Stuart Gregory Smith and Capital Investment Managers, Inc. Release No. LR-15420
Date: July 24, 1997	Respondents: Alexandra Elizabeth Montgomery, William Kenneth Nestor, Frederic Burgess and Harriet Gluck Release No. LR-15419
Date: July 24, 1997	Respondents: Stephen J. Murphy Release No. LR-15418
Date: July 23, 1997	Respondents: Policy Management Systems Corporation, George Larry Wilson, Robert L. Gresham, James P. Brown, David T. Bailey and Bernard C. Mazon Release No. LR-15417
Date: July 18, 1997	Respondents: Sunbelt Development Corporation, Wendell Rogers, Donald Hammond, and Willis Davis Release No. LR-15416
Date: July 16, 1997	Respondents: United Fire Technology Inc., Beverlee Kamerling, WWBM Consultants, Inc., James Gartland, Charles F. Jones, Michael J. Hooper and Kenneth R. Starnes Release No. LR-15415
Date: July 16, 1997	Respondents: Harold E. Tobin Release No. LR-15414
Date: July 16, 1997	Respondents: Robert Hunter, Edward R. Dudlik Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose Jr., Raymond White, H. Constance Neff Release No. LR-15413
Date: July 16, 1997	Respondents: Gray Hawk Fund Co., Salvatore Vecchio; Frederick J. Rice Release No. LR-15412
Date: July 11, 1997	Respondents: CD Alternatives, Inc and Clyde Keith LaMonda Release No. LR-15411
Date: July 10, 1997	Respondents: Stuart Gregory Smith and Capital Investment Managers, Inc. Release No. LR-15410
Date: July 9, 1997	Respondents: Patrick Borello Release No. LR-15409
Date: July 8, 1997	Respondents: Michael Anthony Chmiel Release No. LR-15408
Date: July 8, 1997	Respondents: Juan Carlos Martinez Release No. LR-15407
Date: July 7, 1997	Respondents: Barry L. King Release No. LR-15406
Date: July 7, 1997	Respondents: Felix, Inc. Release No. LR-15405