Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Search

Year: -View All-202420232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995

Month -View All-JanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember

Subscribe

Litigation Releases Table

Date	Respondents
Date: Jan. 6, 1997	Respondents: Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A (public://migration/litigation/litreleases/lr15206a.txt) : Matthew E. Klenovic, Thomas R. Yearms, Christopher P. Veltmann. May 14, 1997 Release No. LR-15206 See Also: Matthew E. Klenovic and Thomas R. Yearms Amendment Release LR-15206A
Date: Jan. 2, 1997	Respondents: Michael Anthony Chmiel Release No. LR-15205
Date: Jan. 2, 1997	Respondents: Ronald C. Black Release No. LR-15204
Date: Jan. 2, 1997	Respondents: Harry C. Morgan, John G. Martines, and John F. Walsh Release No. LR-15203
Date: Dec. 30, 1996	Respondents: Nicholas A. Rudi, Public Capital Advisors, Inc., Joseph C. Salema, George L. Tuttle, Jr., and Alexander S.Williams Release No. LR-15202
Date: Dec. 30, 1996	Respondents: Theta Group L.L.C., Shadowstone Partners I, L.L.C., Scott S. Bell and R. Scot Rubel Release No. LR-15201
Date: Dec. 30, 1996	Respondents: Marguerite Lenfest's Release No. LR-15200
Date: Dec. 26, 1996	Respondents: Richard M. Simonson Release No. LR-15199
Date: Dec. 26, 1996	Respondents: Broad Capital Associates, Inc. and Murray Arron Huberfeld Release No. LR-15198 File Number: 3-9101
Date: Dec. 19, 1996	Respondents: Oscar William Olson, Jr. Release No. LR-15197
Date: Dec. 19, 1996	Respondents: Blythe Olin Selden and Shiawassee ShoresRetirement Park, Inc. Release No. LR-15196
Date: Dec. 19, 1996	Respondents: Lynn Roy Oyler Release No. LR-15195
Date: Dec. 19, 1996	Respondents: Lancaster Broadcasting Partners, Raymond P.O'Connor and R.P. O'Connor and Associates, Inc. Release No. LR-15194
Date: Dec. 19, 1996	Respondents: Mark S. Ferber Release No. LR-15193
Date: Dec. 18, 1996	Respondents: Michael Donald McGahee Release No. LR-15192
Date: Dec. 18, 1996	Respondents: Michael R. Warren Release No. LR-15191
Date: Dec. 18, 1996	Respondents: Parris H. Holmes, Jr. Release No. LR-15190
Date: Dec. 18, 1996	Respondents: Morris Dabah, Robert Reiss, Stanley A.Greenstein and David Keery Release No. LR-15189
Date: Dec. 16, 1996	Respondents: Michael Levine Release No. LR-15188
Date: Dec. 16, 1996	Respondents: Bernard F. Bradstreet and Thomas E. Campbell Release No. LR-15187
Date: Dec. 12, 1996	Respondents: Hugh Keith and Stephen Wolis Release No. LR-15186
Date: Dec. 12, 1996	Respondents: Nancy Ellis Davis, Jack Weinstein, NancyWeinstein, Adobe Galleries Inc. d/b/a Tower of Jewels, LorettaDavis, Barclay Davis, William Daw, Sonya Daw, Mary Jane Hubbard, David Goldstein, Starlog Franchise Corp., Hope Associates, L.L.C., Michael Michaelson, Raymond J. Markman, Herman Rush, MarkSavel, George Holsten, J.S. Holdings, Inc., Jeffrey Szur, LyndaLou Kane, also known as Lynda Lou Kraft, and InvestorsAssociates, Inc. Release No. LR-15185
Date: Dec. 12, 1996	Respondents: Georgia Pooley Helliwell Release No. LR-15184
Date: Dec. 11, 1996	Respondents: Environmental Chemicals Group, Inc., Curtis A.Younts, Jr., Calvin Shenkir, Jr. and Calvin Moerbe Release No. LR-15183
Date: Dec. 10, 1996	Respondents: Met Capital Corporation and Jeffrey Hackman Release No. LR-15182
Date: Dec. 9, 1996	Respondents: R. E. Anderson Cain Release No. LR-15181
Date: Dec. 9, 1996	Respondents: Charles Brumfield Release No. LR-15180
Date: Dec. 6, 1996	Respondents: Thomas S. Mackie, Jr. Release No. LR-15179
Date: Dec. 6, 1996	Respondents: Pleasure Time, Inc., Minette Acra Kelly, MinetteAcra Kelly (Acra), and Richard A. Welch Release No. LR-15178
Date: Dec. 5, 1996	Respondents: Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15177 File Number: 3-9012
Date: Dec. 4, 1996	Respondents: Churchill Securities, Inc. and Gerald P. Hirsch Release No. LR-15176 File Number: 3-9012
Date: Dec. 3, 1996	Respondents: Robert C. Cowan and Cowan Asset Management, Inc. Release No. LR-15175
Date: Dec. 3, 1996	Respondents: William Dennis Brosseau Release No. LR-15174
Date: Dec. 3, 1996	Respondents: Randy Glad and Howard Ray Release No. LR-15173
Date: Dec. 3, 1996	Respondents: Paul B. Kravitz Release No. LR-15172
Date: Dec. 2, 1996	Respondents: Brett L. Bouchy and Richard C. Whelan Release No. LR-15171
Date: Dec. 2, 1996	Respondents: Mitchell S. Rosenthal Release No. LR-15170
Date: Dec. 2, 1996	Respondents: Howard S. Hoover, Jr. Release No. LR-15169
Date: Nov. 26, 1996	Respondents: Gateways to Space, Inc. Release No. LR-15168
Date: Nov. 26, 1996	Respondents: American Education Corporation Release No. LR-15167
Date: Nov. 25, 1996	Respondents: Hyannis Trading Advisors, Inc., Jeremiah J. Hegarty andMichael P. Hegarty Release No. LR-15166
Date: Nov. 21, 1996	Respondents: Montedison, S.p.A. Release No. LR-15164
Date: Nov. 21, 1996	Respondents: Joseph A. Bremont, Comcar International, Ltd., Commercial Capital Resources, Inc., and Jimmy B. Sanchez Release No. LR-15163
Date: Nov. 20, 1996	Respondents: Robert Clifford Cowan Release No. LR-15162
Date: Nov. 20, 1996	Respondents: Philip S. Sindler Release No. LR-15161
Date: Nov. 20, 1996	Respondents: CS First Boston Corporation, Jerry L. Nowlin andDouglas S. Montague Release No. LR-15160
Date: Nov. 19, 1996	Respondents: Teresa V. Fernandez Release No. LR-15159
Date: Nov. 14, 1996	Respondents: Richard Beckwitt Release No. LR-15158
Date: Nov. 13, 1996	Respondents: Christopher K. Bagdasarian Release No. LR-15157
Date: Nov. 13, 1996	Respondents: Peter Buccheri and David S. Weil Release No. LR-15156
Date: Nov. 12, 1996	Respondents: Peter Appleton Jones Release No. LR-15155
Date: Nov. 7, 1996	Respondents: Robert C.Cowan, CS Investments Trust, and CowanAsset Management, Inc. Release No. LR-15154
Date: Nov. 7, 1996	Respondents: Charles O. Huttoe, Huttoe & Associates, Inc., Word Corporation, National Trading Services, Inc., KarenPurvis, Tammy Jo Perkins, Josephine Brooks, SGA Goldstar ResearchInc., Theodore R. Melcher, Jr., Shannon B. Terry, Systems ofExcellence, Inc., Alpha Securities Ltd., and Dunbar Holdings Ltd Release No. LR-15153
Date: Nov. 7, 1996	Respondents: W. Ralph Wills, III and ProFinancial Advisors, Inc. Release No. LR-15152
Date: Nov. 5, 1996	Respondents: Frederick Aug.us Moran Release No. LR-15151
Date: Nov. 5, 1996	Respondents: Consumer Plus, L.C., Palmer Research andDevelopment and David R. Palmer Release No. LR-15150
Date: Nov. 5, 1996	Respondents: Shaner & Company, Inc., and Mark Shaner Release No. LR-15149
Date: Nov. 5, 1996	Respondents: George J. Handgis Release No. LR-15148
Date: Nov. 4, 1996	Respondents: Gary V. Lewellyn Release No. LR-15147
Date: Nov. 4, 1996	Respondents: Paul A. Bilzerian Release No. LR-15146
Date: Nov. 4, 1996	Respondents: John Glen Kendall Release No. LR-15145
Date: Nov. 4, 1996	Respondents: Michael W. Crow and Peter F. Kuebler Release No. LR-15144
Date: Nov. 1, 1996	Respondents: Shahryar Soroosh Release No. LR-15143
Date: Nov. 1, 1996	Respondents: Michael J. Colello Release No. LR-15142
Date: Oct. 30, 1996	Respondents: Shahryar Soroosh Release No. LR-15141
Date: Oct. 29, 1996	Respondents: John F. D'Acquisto, D'Acquisto Financial Group, Inc., Doubleday Trust and Thomas F. Goodman Release No. LR-15140
Date: Oct. 29, 1996	Respondents: Scott A. Frye Release No. LR-15139
Date: Oct. 29, 1996	Respondents: Frank S. Colin Release No. LR-15138
Date: Oct. 29, 1996	Respondents: Balance for Life, Inc., and Richard K. Steele, Sr. Release No. LR-15137
Date: Oct. 25, 1996	Respondents: Joseph Polichemi, Lyle Neal, Oscar William Olson, Jr., and Charles Padilla Release No. LR-15136
Date: Oct. 24, 1996	Respondents: Harry Watson, Tracy French and Deltaur Partners Release No. LR-15135
Date: Oct. 23, 1996	Respondents: Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish and Robert J. Struth Release No. LR-15134
Date: Oct. 22, 1996	Respondents: Darrell Sandy Marsh Release No. LR-15133
Date: Oct. 22, 1996	Respondents: Benjamin Franklin Bush, III and Ben BushInvestment Management, Inc. Release No. LR-15132
Date: Oct. 22, 1996	Respondents: James M. Gleason, Michael C. Booth, Timothy M.Choquette and Jeff R. Urbach Release No. LR-15131
Date: Oct. 21, 1996	Respondents: James G. Freeman Release No. LR-15130
Date: Oct. 21, 1996	Respondents: Don Haywood Pace Release No. LR-15129
Date: Oct. 21, 1996	Respondents: Mark J. Aronds and Michael J. Garzoni Release No. LR-15128
Date: Oct. 18, 1996	Respondents: Berbun Associates, Inc. and Donald Bunsis Release No. LR-15127
Date: Oct. 18, 1996	Respondents: Michael Jonsson and Objective Invest Holding S.A. Release No. LR-15126
Date: Oct. 16, 1996	Respondents: Peter M. Harrington Release No. LR-15125
Date: Oct. 16, 1996	Respondents: Healthcare Services Group, Inc., Daniel P.McCartney, Thomas A. Cook and Melvyn B. Mason Release No. LR-15124
Date: Oct. 15, 1996	Respondents: George A. Rotelli Release No. LR-15123
Date: Oct. 15, 1996	Respondents: Kent Ahrens Release No. LR-15122
Date: Oct. 15, 1996	Respondents: Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz, Robert R. Parrish, Robert J. Struth and R.Stephen Edgel Release No. LR-15121
Date: Oct. 11, 1996	Respondents: Bruce Franklin Release No. LR-15120
Date: Oct. 11, 1996	Respondents: Frank P. Zitkevitz and Charles S. Christopher Release No. LR-15119
Date: Oct. 11, 1996	Respondents: James W. Adams Release No. LR-15118
Date: Oct. 11, 1996	Respondents: James S. Faller, II, and Rolan Colon Release No. LR-15117
Date: Oct. 9, 1996	Respondents: Richard Bertoli and Richard Cannistraro Release No. LR-15116 File Number: 3-9140
Date: Oct. 9, 1996	Respondents: Frederick L. Cameron Release No. LR-15115
Date: Oct. 9, 1996	Respondents: Axiom Security Solutions, Inc. and Paul L.Parshall Release No. LR-15114
Date: Oct. 8, 1996	Respondents: Robert F. Doviak, II Release No. LR-15113
Date: Oct. 7, 1996	Respondents: James Russell Cleveland Release No. LR-15112
Date: Oct. 7, 1996	Respondents: Kenneth E. Edwards, Roger S. Chedester, Donald E.Luna, A.R. Grant Morehouse and First American Companies, Inc. Release No. LR-15111
Date: Oct. 4, 1996	Respondents: Anthony Sarivola and Donna Sarivola Release No. LR-15110
Date: Oct. 4, 1996	Respondents: Grant R. Curtis, Leo J. Mangan, Timothy M. Masley, Pedro Gomez, Ray Irangy, James W. Nearen Release No. LR-15109
Date: Oct. 3, 1996	Respondents: Michael Tropiano Release No. LR-15108
Date: Oct. 3, 1996	Respondents: Ronald A. Monzione, James D. Rocco and Arthur R.Lapka Release No. LR-15107
Date: Oct. 3, 1996	Respondents: Western Executive Group, Inc., Cash Systems USA, Inc., Charles R. Rietz; Robert R. Parrish, Robert J. Struth, R. Stephen Edgel; Release No. LR-15106