Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Search

Year: -View All-202420232022202120202019201820172016201520142013201220112010200920082007200620052004200320022001200019991998199719961995

Month -View All-JanuaryFebruaryMarchAprilMayJuneJulyAugustSeptemberOctoberNovemberDecember

Subscribe

Litigation Releases Table

Date	Respondents
Date: March 31, 1997	Respondents: Raeburn Evans, M.D. Release No. LR-15309
Date: March 28, 1997	Respondents: Gerald P. Hirsch and Churchill Mortgage Investment Corp. Release No. LR-15308
Date: March 25, 1997	Respondents: David I. Namer, Network Mortgage Services, Inc., Offshore Insurance Services, Inc., Meyers Pollock Robbins, Inc., Michael Ploshnick and Shelli Ploshnick Release No. LR-15307
Date: March 25, 1997	Respondents: Michael Anthony Pierce and Jocelyn Jane O'Rourke Release No. LR-15306
Date: March 24, 1997	Respondents: Environmental Chemicals Group, Inc. Release No. LR-15305
Date: March 24, 1997	Respondents: Gregg R. Shawzin, John H. Anderson and Jeffrey Sanker Release No. LR-15304
Date: March 21, 1997	Respondents: Paul Jay Shiffman Release No. LR-15303
Date: March 20, 1997	Respondents: Susan L. Hirsch Release No. LR-15302
Date: March 19, 1997	Respondents: Pamela Sue Topper Release No. LR-15301
Date: March 18, 1997	Respondents: Dunne Finance Limited Release No. LR-15300
Date: March 18, 1997	Respondents: Terry Plack Release No. LR-15299
Date: March 17, 1997	Respondents: Robert Pierce, Carrie L. Williams Pierce, and Pierce Investments Co. Release No. LR-15298
Date: March 17, 1997	Respondents: Matrix Investment Advisors, Inc., Security Financial, Inc., and Trustcap Financial Group, Inc. Release No. LR-15297
Date: March 17, 1997	Respondents: Steven W. Koinis Mar. 17, 1997 Release No. LR-15296
Date: March 14, 1997	Respondents: Emanuel Pinez Mar. 14, 1997 Release No. LR-15295
Date: March 14, 1997	Respondents: Jan Jusko Release No. LR-15294
Date: March 14, 1997	Respondents: Danny Sterk Release No. LR-15293
Date: March 14, 1997	Respondents: William Sedkey Saydein Release No. LR-15292
Date: March 14, 1997	Respondents: Global Financial Traders, Ltd., BGSG Holding Corp., Michael R. Reilly, John J. Kenna, Vincent J. Iovine, and David S. Coleman Release No. LR-15291
Date: March 14, 1997	Respondents: Barry L. King Release No. LR-15290
Date: March 13, 1997	Respondents: Walter E. Johnson and Rex E. Sanders Release No. LR-15289
Date: March 13, 1997	Respondents: Michael R. Warren Release No. LR-15288
Date: March 13, 1997	Respondents: Fernando Cruz Release No. LR-15287
Date: March 12, 1997	Respondents: Merle S. Finkel Release No. LR-15286
Date: March 12, 1997	Respondents: Alfred Volpe Release No. LR-15285
Date: March 11, 1997	Respondents: Phillip John Milligan, a/k/a John Milligan Release No. LR-15282
Date: March 11, 1997	Respondents: W.S. Clearing, Inc., William Sedkey Saydein Release No. LR-15281
Date: March 10, 1997	Respondents: Business and Taxpayers Coalition for Affordable Housing Release No. LR-15284
Date: March 10, 1997	Respondents: Michael J. Colello Release No. LR-15283
Date: March 10, 1997	Respondents: Gregg Michael Brenner and Pamela Sue Topper Release No. LR-15280
Date: March 10, 1997	Respondents: Hubert Leon Leopard and Richard E. Lopez Release No. LR-15279
Date: March 10, 1997	Respondents: Gary Alan Singer Release No. LR-15278
Date: March 10, 1997	Respondents: Robert N. Taylor Release No. LR-15277
Date: March 7, 1997	Respondents: First Interregional Advisors Corporation, First Interregional Equity Corporation and Richard Goettlich Release No. LR-15276
Date: March 5, 1997	Respondents: Personal Wealth Systems, Inc. and Gary M. Haiser Release No. LR-15275
Date: March 4, 1997	Respondents: Simon M. Rosenfeld, Terry D. Kochanowski and John F. Yakimczyk Release No. LR-15274
Date: March 4, 1997	Respondents: John Thomas Royall Release No. LR-15273
Date: March 4, 1997	Respondents: Mike Zaman, Smith, Benton & Hughes, Andrew S. Pitt, Conectisys Corporation, B & M Capital Corp., and Devon Investment Advisors, Inc. Release No. LR-15272
Date: Feb. 28, 1997	Respondents: Charles L. Howard Release No. LR-15271
Date: Feb. 28, 1997	Respondents: Joy L. Bouwkamp, Joe L. Hallock and Thomas M. Grahovac Release No. LR-15270
Date: Feb. 27, 1997	Respondents: Neil A. Liechty and Neil Liechty, Inc. Release No. LR-15269
Date: Feb. 27, 1997	Respondents: Michael Anthony Pierce Release No. LR-15268
Date: Feb. 27, 1997	Respondents: Marshall E. Melton Asset Management and Research, Inc., Westview Capital, L.C. Trading Partners, L.C. and Trading Partners II, L.C. Release No. LR-15267
Date: Feb. 27, 1997	Respondents: Triton Energy Corporation, Philip W. Keever and Richard L. McAdoo Release No. LR-15266
Date: Feb. 27, 1997	Respondents: Roseann Martucci, Jay R. Hartman and Garr Management Services, Inc Release No. LR-15265
Date: Feb. 25, 1997	Respondents: George Chelekis, KGC, Inc. and Hot Stocks Review, Inc. Release No. LR-15264
Date: Feb. 25, 1997	Respondents: Lynn Roy Oyler Release No. LR-15263
Date: Feb. 21, 1997	Respondents: Rolan Colon Release No. LR-15262
Date: Feb. 18, 1997	Respondents: Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, Dennis Rueb Release No. LR-15261
Date: Feb. 18, 1997	Respondents: Fabri-Centers of America, Inc., Robert L. Norton and Joseph E. Williams Release No. LR-15260
Date: Feb. 14, 1997	Respondents: Kenneth J. Schulte Release No. LR-15259
Date: Feb. 14, 1997	Respondents: Emanuel Pinez Release No. LR-15258
Date: Feb. 13, 1997	Respondents: Dennis Williams, Steve Wertman, Kevin Woodbridge, Edward Donner, Edward T. Shea, Ronald Geraci, Sr., Gerard King, Raymond Kripaitis, Trent Gribben, Ronald Troy Mikulka, Douglas Diggins, and Edward Bracken Release No. LR-15257
Date: Feb. 13, 1997	Respondents: Harvey P. Tabb, Donald R. Golan, American Ticketing Systems, Inc., Business Investment Group, Inc. and Socal Ameritix Limited Partnership Release No. LR-15256
Date: Feb. 13, 1997	Respondents: John T. Hall, Joel Ciniero and Mark Keckeisen Release No. LR-15255
Date: Feb. 11, 1997	Respondents: Thomas J. Farrell Release No. LR-15254
Date: Feb. 11, 1997	Respondents: Digital Products Corporation Release No. LR-15252
Date: Feb. 10, 1997	Respondents: Eddie Antar Release No. LR-15251
Date: Feb. 10, 1997	Respondents: Lennox, S.A Release No. LR-15250
Date: Feb. 7, 1997	Respondents: The AppleTree Companies, Inc. Release No. LR-15249
Date: Feb. 6, 1997	Respondents: Linda M. King Release No. LR-15248
Date: Feb. 6, 1997	Respondents: Ronald J. Mitchellette and Robert Hardy Release No. LR-15247
Date: Feb. 6, 1997	Respondents: Ezra Chammah, Stanley Elbaum, David Schaen, Ira Gorman, and Angelo Petrotto Release No. LR-15246
Date: Feb. 5, 1997	Respondents: Thomas Warde Release No. LR-15245
Date: Feb. 4, 1997	Respondents: J.W. Korth & Co. and James Wilder Korth Release No. LR-15244
Date: Feb. 3, 1997	Respondents: Silicon Graphics, Inc. Release No. LR-15243
Date: Feb. 3, 1997	Respondents: David E. Freitag Release No. LR-15242
Date: Feb. 3, 1997	Respondents: Ben Bush Investment Management, Inc Release No. LR-15241
Date: Feb. 3, 1997	Respondents: Nicholas J. Pace Release No. LR-15240
Date: Feb. 3, 1997	Respondents: One Naples Securities, Inc. and James Zimmerman Release No. LR-15239
Date: Jan. 31, 1997	Respondents: Robert C. White Release No. LR-15238
Date: Jan. 31, 1997	Respondents: Charles O. Huttoe Release No. LR-15237
Date: Jan. 30, 1997	Respondents: Michael Levine Release No. LR-15236
Date: Jan. 30, 1997	Respondents: Citi Financial Services, Citi Corp Realty Partners IV, Richard Thomas Mandell, Mark Morgenlender, and Mark Barquera and Mark Cabrerro Release No. LR-15235
Date: Jan. 30, 1997	Respondents: Martin Kaiden and Martin Kaiden Company, Inc. Release No. LR-15234
Date: Jan. 30, 1997	Respondents: F.N. Wolf & Co., Inc., Hibbard Brown & Co., Inc., L.C. Wegard & Co., Inc., Franklin N. Wolf, Richard P. Brown, And Leonard B. Greer; Glenn Robert Lawrence, Administrative Law Judge Release No. LR-15233 File Number: 3-8533
Date: Jan. 30, 1997	Respondents: Telecom Marketing, Inc., Telecom Industries, Inc., Midas Media, Inc., Brixel, Inc., and John Field, IV Release No. LR-15232
Date: Jan. 30, 1997	Respondents: Richard L. Arnold Release No. LR-15231
Date: Jan. 29, 1997	Respondents: Linda A. Hodge and The Hodge Group, P.C. Release No. LR-15253
Date: Jan. 29, 1997	Respondents: Jay Marcus Release No. LR-15230
Date: Jan. 28, 1997	Respondents: Mustang Development Corporation, Tower Operating Company, Neal B. Stein, Cary S. Greene, and Samuel Embras, Jr. Release No. LR-15229
Date: Jan. 28, 1997	Respondents: Alexander Charles Fuentes Release No. LR-15228
Date: Jan. 28, 1997	Respondents: Joseph Cusimano Release No. LR-15227
Date: Jan. 23, 1997	Respondents: Eugene R. Valentine Release No. LR-15226
Date: Jan. 22, 1997	Respondents: Gary W. Berus and Ronald W. Harper Release No. LR-15225
Date: Jan. 22, 1997	Respondents: William P. Dillon Release No. LR-15224
Date: Jan. 22, 1997	Respondents: Jacob Adoni and Victor Douenias Release No. LR-15223
Date: Jan. 21, 1997	Respondents: Ellis Deyon Release No. LR-15222
Date: Jan. 21, 1997	Respondents: Thomas Alger and William Mylett Release No. LR-15221
Date: Jan. 17, 1997	Respondents: Cecil H. Suter Release No. LR-15220
Date: Jan. 17, 1997	Respondents: Twenty-First Century, Capital Link Holding, Shields, Mariarossi, Marketing Concepts Group, Inc., I-Net Holdings, Inc., Michael Coyne, Apex Marketing, Inc., Capital Link, Inc., Frontline Consulting, Inc. and Twenty-First Century Connection, LP. Release No. LR-15219
Date: Jan. 17, 1997	Respondents: Nicholas A. Rudi and Public Capital Advisors, Inc. Release No. LR-15218
Date: Jan. 16, 1997	Respondents: Concept Capital Fund, Ltd., and Multinational Fund Management, Ltd. Release No. LR-15217
Date: Jan. 16, 1997	Respondents: Robert Albert Merrifield Release No. LR-15216
Date: Jan. 15, 1997	Respondents: Eugene D. Derry Release No. LR-15215
Date: Jan. 15, 1997	Respondents: Mark Anthony and Michelle Suppes and Suppes Securities, Inc. Release No. LR-15214
Date: Jan. 15, 1997	Respondents: RBF International, Inc., and Kenneth P. D'Angelo Release No. LR-15213
Date: Jan. 9, 1997	Respondents: James S. Faller II Release No. LR-15212
Date: Jan. 9, 1997	Respondents: Joseph P. Galluzzi Release No. LR-15211
Date: Jan. 9, 1997	Respondents: Harold Goldstein and Robert Singleton Release No. LR-15210