Nasdaq MRX, LLC Rulemaking: 2021
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We encourage the public to submit comments on the following MRX filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Nasdaq MRX, LLC File Number List for 2021
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2021
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-MRX-2021-05 | ||
| 34-93814 | Dec. 17, 2021 | Notice of Withdrawal of Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| SR-MRX-2021-12 | ||
| 34-93779 | Dec. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX's Pricing Schedule at Options 7, Section 1, General Provisions
Comments due: January 10, 2022 Additional Materials: Exhibit 5 |
| SR-MRX-2021-11 | ||
| 34-93584 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-05 | ||
| 34-93437 | Oct. 27, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| Third Quarter | ||
| SR-MRX-2021-10 | ||
| 34-93004 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17 to Decommission the Exchange's Quote Removal Kill Switch Functionality
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-09 | ||
| 34-92491 | Jul. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Opening Process
Comments due: August 20, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-08 | ||
| 34-92396 | Jul. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Section 5, Market Maker Quotations
Comments due: August 9, 2021 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-MRX-2021-07 | ||
| 34-92229 | Jun. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers)
Comments due: July 19, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-05 | ||
| 34-92207 | Jun. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: July 15, 2021 Rebuttal comments due: July 29, 2021 Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| SR-MRX-2021-06 | ||
| 34-91765 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: June 1, 2021 |
| SR-MRX-2021-05 | ||
| 34-91753 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-04 | ||
| 34-91687 | Apr. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7
Comments due: May 24, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-03 | ||
| 34-91674 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: May 21, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-MRX-2021-01 | ||
| 34-91407 | Mar. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-MRX-2021-12 | ||
| 34-93779 | Dec. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX's Pricing Schedule at Options 7, Section 1, General Provisions
Comments due: January 10, 2022 Additional Materials: Exhibit 5 |
| SR-MRX-2021-11 | ||
| 34-93584 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-10 | ||
| 34-93004 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17 to Decommission the Exchange's Quote Removal Kill Switch Functionality
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-09 | ||
| 34-92491 | Jul. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Opening Process
Comments due: August 20, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-08 | ||
| 34-92396 | Jul. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2, Section 5, Market Maker Quotations
Comments due: August 9. 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-07 | ||
| 34-92229 | Jun. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options 2, Section 4 (Obligations of Market Makers)
Comments due: July 19, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-06 | ||
| 34-91765 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Expiration Date of the Temporary Amendments Concerning Video Conference Hearings
Comments due: June 1, 2021 |
| SR-MRX-2021-05 | ||
| 34-93814 | Dec. 17, 2021 | Notice of Withdrawal of Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-93437 | Oct. 27, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-92207 | Jun. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: July 15, 2021 Rebuttal comments due: July 29, 2021 Additional File Nos.: SR-BX-2021-018, SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-91753 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-04 | ||
| 34-91687 | Apr. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7
Comments due: May 24, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-03 | ||
| 34-91674 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange Membership Rules and Incorporate by Reference the Membership Rules of The Nasdaq Stock Market LLC
Comments due: May 21, 2021 Additional Materials: Exhibit 5 |
| SR-MRX-2021-01 | ||
| 34-91407 | Mar. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Rules in Options 3.
Comments due: April 21, 2021 Additional Materials: Exhibit 5 |