Nasdaq MRX, LLC Rulemaking
| ISE Mercury (ISEMercury) has changed its name to Nasdaq MRX, LLC. All filings by Nasdaq MRX, LLC, will be posted to the Nasdaq MRX, LLC page. Filings filed with "ISEMercury" as part of the file number will be posted on the ISE Mercury page. |
We encourage the public to submit comments on the following Nasdaq MRX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter | Second Quarter |
First Quarter
Nasdaq MRX File Number List for 2019
Additional Archives
Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-MRX-2019-22 | ||
| 34-87414 | Oct. 29, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MRX-2019-23 | ||
| 34-87373 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-21 | ||
| 34-87222 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX's Rulebook and By-Laws
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-20 | ||
| 34-87182 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several Sections of Options 3
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-MRX-2019-17 | ||
| 34-86949 | Sep. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-16 | ||
| 34-86535 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Relating to Certain Order Types
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-15 | ||
| 34-86424 | Jul. 22, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from its Current Rulebook into its New Rulebook Shell
Comments due: August 16, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-14 | ||
| 34-86326 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Complex Order Pricing
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-MRX-2019-13 | ||
| 34-86147 | Jun. 19, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program
Comments due: July 16, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-11 | ||
| 34-86132 | Jun. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to Options 7
Comments due: July 15, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-10 | ||
| 34-86064 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions
Comments due: July 5, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-MRX-2019-08 | ||
| 34-85935 | May 24, 2019 | Order Approving a Proposed Rule Change to Adopt Complex Order Functionality |
| SR-MRX-2019-09 | ||
| 34-85730 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange's Current Registration, Qualification and Continuing Education Rules
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-08 | ||
| 34-85671 | Apr. 17, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Complex Order Functionality
Comments due: May 14, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-07 | ||
| 34-85614 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-MRX-2019-06 | ||
| 34-85463 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710, "Minimum Increments"
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-05 | ||
| 34-85313 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates
Comments due: April 10, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-02 | ||
| 34-85143 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-03 | ||
| 34-85127 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: March 13, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-01 | ||
| 34-85109 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Pricing Tiers
Comments due: March 12, 2019 Additional Materials: Exhibit 5 |
Nasdaq MRX File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-MRX-2019-23 | ||
| 34-87373 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-22 | ||
| 34-87414 | Oct. 29, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, the Exchange's Kill Switch Risk Protection
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-MRX-2019-21 | ||
| 34-87222 | Oct. 3, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend MRX's Rulebook and By-Laws
Comments due: October 30, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-20 | ||
| 34-87182 | Oct. 1, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several Sections of Options 3
Comments due: October 28, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-17 | ||
| 34-86949 | Sep. 12, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Priority of Quotes and Orders Rule
Comments due: October 9, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-16 | ||
| 34-86535 | Jul. 31, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 (Options Market Participants) and Options 3 (Options Trading Rules) Relating to Certain Order Types
Comments due: August 27, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-15 | ||
| 34-86424 | Jul. 22, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Rules from its Current Rulebook into its New Rulebook Shell
Comments due: August 16, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-14 | ||
| 34-86326 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Complex Order Pricing
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-13 | ||
| 34-86147 | Jun. 19, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program
Comments due: July 16, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-11 | ||
| 34-86132 | Jun. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive, Clarifying Changes to Options 7
Comments due: July 15, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-10 | ||
| 34-86064 | Jun. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Governing the Give Up of a Clearing Member by a Member on Exchange Transactions
Comments due: July 5, 2019 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-MRX-2019-09 | ||
| 34-85730 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Exchange's Current Registration, Qualification and Continuing Education Rules
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-08 | ||
| 34-85935 | May 24, 2019 | Order Approving a Proposed Rule Change to Adopt Complex Order Functionality |
| 34-85671 | Apr. 17, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Complex Order Functionality
Comments due: May 14, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-07 | ||
| 34-85614 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-06 | ||
| 34-85463 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .01 to Rule 710, "Minimum Increments"
Comments due: April 25, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-05 | ||
| 34-85313 | Mar. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to PIM Fees and Rebates
Comments due: April 10, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-03 | ||
| 34-85127 | Feb. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt an Options Regulatory Fee
Comments due: March 13, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-02 | ||
| 34-85143 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Pricing Schedule at Options 7, Section 3
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-MRX-2019-01 | ||
| 34-85109 | Feb. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Provisions for Excluding a Day From Its Volume Calculations for Purposes of Determining Pricing Tiers
Comments due: March 12, 2019 Additional Materials: Exhibit 5 |