Nasdaq MRX, LLC Rulemaking
| ISE Mercury (ISEMercury) has changed its name to Nasdaq MRX, LLC. All filings by Nasdaq MRX, LLC, will be posted to the Nasdaq MRX, LLC page. Filings filed with "ISEMercury" as part of the file number will be posted on the ISE Mercury page. |
We encourage the public to submit comments on the following Nasdaq MRX, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
Nasdaq MRX File Number List for 2017
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-MRX-2017-17 | ||
| 34-81597 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Language from Chapter 19 of the Rulebook
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-08 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80966 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
| SR-MRX-2017-14 | ||
| 34-81359 | Aug. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations
Comments due: September 5, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-16 | ||
| 34-81353 | Aug. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 5, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-13 | ||
| 34-81312 | Aug. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Ports That Members Use to Connect to the Exchange
Comments due: August 30, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-01 | ||
| 34-81205 | Jul. 25, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Exchange Opening Process
See also: Notice: Rel. No. 34-80937 |
| SR-MRX-2017-02 | ||
| 34-81204 | Jul. 25, 2017 | Order Approving Proposed Rule Change to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology
See also: Notice: Rel. No. 34-81151, Notice: Rel. No. 34-80815 |
| SR-MRX-2017-08 | ||
| 34-81178 | Jul. 20, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 912
See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-80966 |
| SR-MRX-2017-02 | ||
| 34-81151 | Jul. 14, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with a System Migration to Nasdaq INET Technology
See also: Order: Rel. No. 34-81204, Notice: Rel. No. 34-80815 |
| SR-MRX-2017-11 | ||
| 34-81107 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify an Exception to the Manner In Which Market Maker Immediate-or-Cancel Orders Will Be Handled
Comments due: August 4, 2017 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-MRX-2017-04 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel. No. 34-80726 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-MRX-2017-09 | ||
| 34-80974 | Jun. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation
Comments due: July 14, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-08 | ||
| 34-80966 | Jun. 19, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rule 912
Comments due: July 14, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-81178 Comments received are available for this proposal. |
| SR-MRX-2017-07 | ||
| 34-80965 | Jun. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 19
Comments due: July 14, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-01 | ||
| 34-80937 | Jun. 15, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend the Opening Process
Comments due: July 11, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81205 |
| SR-MRX-2017-06 | ||
| 34-80823 | May 31, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to extend a pilot program to quote and to trade certain options classes in penny increments
Comments due: June 27, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-02 | ||
| 34-80815 | May 30, 2017 | Notice of Filing of Proposed Rule Change in Connection with a System Migration to Nasdaq INET Technology
Comments due: June 26, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81204, Notice: Rel. No. 34-81151 |
| SR-MRX-2017-05 | ||
| 34-80771 | May 25, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 713
Comments due: June 22, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-04 | ||
| 34-80726 | May 18, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Section IV of the MRX Fee Schedule
Comments due: June 14, 2017 Additional Materials: Exhibit 3, Exhibit 5 See also: Order: Rel. No. 34-81067 Comments received are available for this proposal. |
Nasdaq MRX File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-MRX-2017-17 | ||
| 34-81597 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove Language from Chapter 19 of the Rulebook
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-16 | ||
| 34-81353 | Aug. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 720, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 5, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-14 | ||
| 34-81359 | Aug. 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Market Maker Quotations
Comments due: September 5, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-13 | ||
| 34-81312 | Aug. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Ports That Members Use to Connect to the Exchange
Comments due: August 30, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-11 | ||
| 34-81107 | Jul. 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify an Exception to the Manner In Which Market Maker Immediate-or-Cancel Orders Will Be Handled
Comments due: August 4, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-09 | ||
| 34-80974 | Jun. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Quote Mitigation
Comments due: July 14, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-08 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80966 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31 |
| 34-81178 | Jul. 20, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 912 |
| 34-80966 | Jun. 19, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Rule 912
Comments due: July 14, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-MRX-2017-07 | ||
| 34-80965 | Jun. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter 19
Comments due: July 14, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-06 | ||
| 34-80823 | May 31, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to extend a pilot program to quote and to trade certain options classes in penny increments
Comments due: June 27, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-05 | ||
| 34-80771 | May 25, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Supplementary Material .03 to Rule 713
Comments due: June 22, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-04 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| 34-80726 | May 18, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Section IV of the MRX Fee Schedule
Comments due: June 14, 2017 Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
| SR-MRX-2017-02 | ||
| 34-81204 | Jul. 25, 2017 | Order Approving Proposed Rule Change to Amend Various Rules in Connection with a System Migration to Nasdaq INET Technology |
| 34-81151 | Jul. 14, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with a System Migration to Nasdaq INET Technology |
| 34-80815 | May 30, 2017 | Notice of Filing of Proposed Rule Change in Connection with a System Migration to Nasdaq INET Technology
Comments due: June 26, 2017 Additional Materials: Exhibit 5 |
| SR-MRX-2017-01 | ||
| 34-81205 | Jul. 25, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Exchange Opening Process |
| 34-80937 | Jun. 15, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend the Opening Process
Comments due: July 11, 2017 Additional Materials: Exhibit 5 |