ISE Mercury Exchange Rulemaking
We encourage the public to submit comments on the following ISE Mercury, LLC, filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
ISE Mercury File Number List for 2017
Additional Archives
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-ISEMercury-2017-06 | ||
| 34-80362 | Apr. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to "Tick-Worse" Functionality
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-ISEMercury-2017-05 | ||
| 34-80326 | Mar. 29, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq MRX, LLC
Comments due: April 25, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79963 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-ISEMercury-2017-04 | ||
| 34-80211 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2016-22 | ||
| 34-79995 | Feb. 9, 2017 | Order Granting Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1 and 2 Thereto, To Permit Nasdaq Execution Services, LLC To Become an Affiliated Member of Each Exchange To Perform Certain Routing and Other Functions
See also: Notice Rel. No.: 34-79995 Additional File No.: SR-ISEGemini-2016-16 |
| SR-ISEMercury-2017-03 | ||
| 34-79963 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: March 2, 2017 See also: Order: Rel. No. 34-80211 Comments received are available for this proposal. |
| SR-ISEMercury-2016-25 | ||
| 34-79841 | Jan. 18, 2017 | Order Granting Approval of Proposed Rule Change to Amend ISE Mercury Rule 723 and to Make Pilot Program Permanent
See also: Notice: Rel. No. 34-79539 |
| SR-ISEMercury-2016-26 | ||
| 34-79740 | Jan. 4, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Extend a Pilot Program
Comments due: January 31, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2016-21 | ||
| 34-79731 | Jan. 4, 2017 | Order Approving a Proposed Rule Change to Modify the Response Times in the Block Mechanism, Facilitation Mechanism, Solicited Order Mechanism, and Price Improvement Mechanism
See also: Notice: Rel. No. 34-79354 |
ISE Mercury File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-ISEMercury-2017-06 | ||
| 34-80362 | Apr. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to "Tick-Worse" Functionality
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2017-05 | ||
| 34-80326 | Mar. 29, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq MRX, LLC
Comments due: April 25, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2017-04 | ||
| 34-80211 | Mar. 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Liability Caps and Related Reimbursement Requirements
Comments due: April 6, 2017 Additional Materials: Exhibit 5 |
| SR-ISEMercury-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79963 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change to Adopt Chapter 9
Comments due: March 2, 2017 Comments received are available for this proposal. |