Cboe EDGX Exchange Rulemaking
The Bats EDGX Exchange has changed its name to Cboe EDGX Exchange. All filings by Cboe EDGX Exchange will be posted to the Cboe EDGX page. Filings filed with "Bats EDGX" as part of the file number will be posted on the Bats EDGX Exchange page. |
We encourage the public to submit comments on the following Cboe EDGX Exchange (CboeEDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Cboe EDGX File Number List for 2019
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-CboeEDGX-2019-075 | ||
| 34-87848 | Dec. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 of Rule 2.4 to Allow the Exchange to Provide Annual Notification to Individual Members that are Subject to Paragraph (b) of Rule 2.4
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-073 | ||
| 34-87747 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions
Comments due: January 9, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-074 | ||
| 34-87741 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.5 by Extending the Penny Pilot Program through June 30, 2020
Comments due: January 9, 2020 |
| SR-CboeEDGX-2019-071 | ||
| 34-87711 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: January 6, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-072 | ||
| 34-87707 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 21.7
Comments due: January 6, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-064 | ||
| 34-87692 | Dec. 9, 2019 | Order Approving a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism) |
| SR-CboeEDGX-2019-050 | ||
| 34-87679 | Dec. 6, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| SR-CboeEDGX-2019-029 | ||
| 34-87678 | Dec. 6, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| SR-CboeEDGX-2019-059 | ||
| 34-87635 | Nov. 26, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: December 24, 2019 Rebuttal comments due: January 7, 2019 |
| SR-CboeEDGX-2019-070 | ||
| 34-87593 | Nov. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Subparagraph (a)(1) of Rule 11.1 to Allow the Exchange to Accept Market Orders with a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time
Comments due: December 20, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-067 | ||
| 34-87520 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to the EDGX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, ROUC, ROUE, or DIRC Routing Strategy
Comments due: December 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-069 | ||
| 34-87512 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 21.17 as it Applies to Stop Limit Orders
Comments due: December 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-051 | ||
| 34-87508 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe EDGX Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| SR-CboeEDGX-2019-029 | ||
| 34-87498 | Nov. 12, 2019 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| SR-CboeEDGX-2019-068 | ||
| 34-87469 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt a New Type of Tier Related to Automated Improvement Mechanism Customer Volume
Comments due: December 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-066 | ||
| 34-87460 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: December 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-064 | ||
| 34-87435 | Oct. 31, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism)
Comments due: November 27, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-062 | ||
| 34-87367 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-063 | ||
| 34-87347 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent an Options Market Rule Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-061 | ||
| 34-87339 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-059 | ||
| 34-87295 | Oct. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-060 | ||
| 34-87293 | Oct. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-012 | ||
| 34-87200 | Oct. 2, 2019 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Retail Priority |
| Third Quarter | ||
| SR-CboeEDGX-2019-051 | ||
| 34-87172 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| SR-CboeEDGX-2019-048 | ||
| 34-87163 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| SR-CboeEDGX-2019-050 | ||
| 34-87144 | Sep. 27, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019 Rebuttal comments due: November 7, 2019 |
| SR-CboeEDGX-2019-049 | ||
| 34-87126 | Sep. 26, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule to Adopt a Pricing Structure for EDGX Top Derived Data API Service
Comments due: October 23, 2019 Rebuttal comments due: November 6, 2019 |
| SR-CboeEDGX-2019-047 | ||
| 34-87060 | Sep. 23, 2019 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| SR-CboeEDGX-2019-055 | ||
| 34-86929 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: October 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-056 | ||
| 34-86926 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: October 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-054 | ||
| 34-86806 | Aug. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product on Its Equity Options Platform ("EDGX Options") to Be Known As Open-Close Data
Comments due: September 26, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-053 | ||
| 34-86776 | Aug. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.20 and 21.22 in Connection with Stock-Options Orders
Comments due: September 24, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-052 | ||
| 34-86743 | Aug. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-050 | ||
| 34-86683 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-048 | ||
| 34-86678 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-025 | ||
| 34-86661 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-049 | ||
| 34-86644 | Aug. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: September 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-047 | ||
| 34-86621 | Aug. 9, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: September 5, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-051 | ||
| 34-86611 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-028 | ||
| 34-86493 | Jul. 26, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: August 22, 2019 |
| SR-CboeEDGX-2019-046 | ||
| 34-86415 | Jul. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update Rule 16.1 to Include the Definition of Capacity, as well as Amend its Fee Schedule to Reflect this Update
Comments due: August 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-045 | ||
| 34-86375 | Jul. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Adopt a "Retail Volume Tier" for Firms that Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX
Comments due: August 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-039 | ||
| 34-86353 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Stock-Option Order Functionality and Complex Qualified Contingent Cross ("QCC") Order with Stock Functionality, and to Make Other Changes to its Rules
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-044 | ||
| 34-86352 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-041 | ||
| 34-86323 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-042 | ||
| 34-86322 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform to Adopt a New Cross-Asset Volume Tier
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-012 | ||
| 34-86280 | Jul. 2, 2019 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Order Book Priority for Equity Orders Submitted on Behalf of Retail Investors
Comments due: July 30, 2019 Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-043 | ||
| 34-86274 | Jul. 2, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update All References to "Bats Auction Mechanism" or "BAM" to "Automated Improvement Mechanism" or "AIM" in the EDGX Options Fee Schedule
Comments due: July 30, 2019 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-CboeEDGX-2019-029 | ||
| 34-86231 | Jun. 28, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019 Rebuttal comments due: August 9, 2019 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-040 | ||
| 34-86214 | Jun. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 24, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-028 | ||
| 34-86202 | Jun. 26, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism) |
| SR-CboeEDGX-2019-037 | ||
| 34-86094 | Jun. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17
Comments due: July 9, 2019 |
| SR-CboeEDGX-2019-034 | ||
| 34-86082 | Jun. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-036 | ||
| 34-86079 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Through December 31, 2019, the Penny Pilot Program ("Penny Pilot") in Options Classes in Certain Issues ("Pilot Program") Previously Approved by the Commission
Comments due: July 5, 2019 |
| SR-CboeEDGX-2019-035 | ||
| 34-86076 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 5, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-009 | ||
| 34-86068 | Jun. 7, 2019 | Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| SR-CboeEDGX-2019-032 | ||
| 34-85989 | May 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders ("QCC Orders") with More than One Option Leg ("Complex QCC Orders")
Comments due: June 27, 2019 |
| SR-CboeEDGX-2019-033 | ||
| 34-85988 | May 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process
Comments due: June 27, 2019 |
| SR-CboeEDGX-2019-012 | ||
| 34-85879 | May 16, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce Retail Priority |
| SR-CboeEDGX-2019-030 | ||
| 34-85852 | May 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-029 | ||
| 34-85838 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-028 | ||
| 34-85831 | May 10, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-026 | ||
| 34-85800 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-027 | ||
| 34-85797 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Opening Process and add a Global Trading Hours Session for XSP Options
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-009 | ||
| 34-85734 | Apr. 26, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| SR-CboeEDGX-2019-024 | ||
| 34-85725 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-023 | ||
| 34-85667 | Apr. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-021 | ||
| 34-85643 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-022 | ||
| 34-85634 | Apr. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-017 | ||
| 34-85626 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt All-or-None ("AON") Orders
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-020 | ||
| 34-85625 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-015 | ||
| 34-85606 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule Applicable to Members and non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-018 | ||
| 34-85590 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-016 | ||
| 34-85545 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-014 | ||
| 34-85515 | Apr. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rules to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 1, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-012 | ||
| 34-85482 | Apr. 2, 2019 | Notice of Filing of a Proposed Rule Change to Introduce Retail Priority
Comments due: April 26, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| First Quarter | ||
| SR-CboeEDGX-2019-013 | ||
| 34-85466 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CboeEDGX-2019-011 | ||
| 34-85414 | Mar. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules Related to the Designated Primary Market-Maker ("DPM") Participation Entitlements
Comments due: April 22, 2019 |
| SR-CboeEDGX-2019-010 | ||
| 34-85391 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: April 17, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-007 | ||
| 34-85267 | Mar. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bats Auction Mechanism ("BAM")
Comments due: April 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-009 | ||
| 34-85253 | Mar. 6, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: April 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-008 | ||
| 34-85219 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019 |
| SR-CboeEDGX-2019-005 | ||
| 34-85200 | Feb. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Apply the Obvious Error Rule to Stock-Option Orders, and to Amend Rules 21.1(d) and 21.20 to Add Qualified Contingent Cross with Stock Order Functionality
Comments due: March 22, 2019 |
| SR-CboeEDGX-2018-037 | ||
| 34-85182 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis |
| SR-CboeEDGX-2018-043 | ||
| 34-85180 | Feb. 22, 2019 | Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Allow the Post Only Order Instruction on Complex Orders |
| SR-CboeEDGX-2019-004 | ||
| 34-85130 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-001 | ||
| 34-85103 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its parent corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeEDGX-2019-002 | ||
| 34-85078 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Introduce a "Cross-Asset Volume Tier"
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-049 | ||
| 34-84992 | Jan. 28, 2019 | Notice of Withdrawal of a Proposed Rule Change to Adopt Complex Reserve Order Functionality |
Cboe EDGX File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-CboeEDGX-2019-077 | ||
| 34-87891 | Jan. 6, 2020 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Opening Triggers for its Opening Rotation Process for Equity Options
Comments due: January 31, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-075 | ||
| 34-87848 | Dec. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Interpretation and Policy .01 of Rule 2.4 to Allow the Exchange to Provide Annual Notification to Individual Members that are Subject to Paragraph (b) of Rule 2.4
Comments due: January 21, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-074 | ||
| 34-87741 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.5 by Extending the Penny Pilot Program through June 30, 2020
Comments due: January 9, 2020 |
| SR-CboeEDGX-2019-073 | ||
| 34-87747 | Dec. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect the Financial Crimes Enforcement Network's Adoption of a Final Rule on Customer Due Diligence Requirements for Financial Institutions
Comments due: January 9, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-072 | ||
| 34-87707 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Maximum Composite Width Check of the Opening Rotation as Provided in Subparagraph (e)(1) of Exchange Rule 21.7
Comments due: January 6, 2020 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-071 | ||
| 34-87711 | Dec. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: January 6, 2020 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-070 | ||
| 34-87593 | Nov. 22, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Subparagraph (a)(1) of Rule 11.1 to Allow the Exchange to Accept Market Orders with a Stop Price Entered Between 6:00 and 7:00 a.m. Eastern Time
Comments due: December 20, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-069 | ||
| 34-87512 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check in Rule 21.17 as it Applies to Stop Limit Orders
Comments due: December 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-068 | ||
| 34-87469 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt a New Type of Tier Related to Automated Improvement Mechanism Customer Volume
Comments due: December 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-067 | ||
| 34-87520 | Nov. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to the EDGX Equities Trading Platform as it Relates to Pricing for Orders Routed to Cboe EDGA Exchange, Inc. Using the ALLB, ROUC, ROUE, or DIRC Routing Strategy
Comments due: December 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-066 | ||
| 34-87460 | Nov. 5, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: December 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-064 | ||
| 34-87692 | Dec. 9, 2019 | Order Approving a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism) |
| 34-87435 | Oct. 31, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism)
Comments due: November 27, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-063 | ||
| 34-87347 | Oct. 18, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent an Options Market Rule Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-062 | ||
| 34-87367 | Oct. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-061 | ||
| 34-87339 | Oct. 17, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-060 | ||
| 34-87293 | Oct. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-059 | ||
| 34-88644 | Apr. 15, 2020 | Notice of Withdrawal of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program |
| 34-87635 | Nov. 26, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: December 24, 2019 Rebuttal comments due: January 7, 2019 |
| 34-87295 | Oct. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-056 | ||
| 34-86926 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: October 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-055 | ||
| 34-86929 | Sep. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: October 8, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-054 | ||
| 34-86806 | Aug. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product on Its Equity Options Platform ("EDGX Options") to Be Known As Open-Close Data
Comments due: September 26, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-053 | ||
| 34-86776 | Aug. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.20 and 21.22 in Connection with Stock-Options Orders
Comments due: September 24, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-052 | ||
| 34-86743 | Aug. 23, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: September 19, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-051 | ||
| 34-87508 | Nov. 12, 2019 | Notice of Withdrawal of Proposed Rule Change to Amend the Cboe EDGX Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee |
| 34-87172 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| 34-86611 | Aug. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-050 | ||
| 34-87679 | Dec. 6, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| 34-87144 | Sep. 27, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019 Rebuttal comments due: November 7, 2019 |
| 34-86683 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-049 | ||
| 34-87126 | Sep. 26, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule to Adopt a Pricing Structure for EDGX Top Derived Data API Service
Comments due: October 23, 2019 Rebuttal comments due: November 6, 2019 |
| 34-86644 | Aug. 13, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: September 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-048 | ||
| 34-88645 | Apr. 15, 2020 | Notice of Withdrawal of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program |
| 34-88178 | Feb. 12, 2020 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce the Small Retail Broker Distribution Program |
| 34-87163 | Sep. 30, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019 Rebuttal comments due: November 8, 2019 |
| 34-86678 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-047 | ||
| 34-87060 | Sep. 23, 2019 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| 34-86621 | Aug. 9, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: September 5, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-046 | ||
| 34-86415 | Jul. 19, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update Rule 16.1 to Include the Definition of Capacity, as well as Amend its Fee Schedule to Reflect this Update
Comments due: August 15, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-045 | ||
| 34-86375 | Jul. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Adopt a "Retail Volume Tier" for Firms that Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX
Comments due: August 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-044 | ||
| 34-86352 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-043 | ||
| 34-86274 | Jul. 2, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update All References to "Bats Auction Mechanism" or "BAM" to "Automated Improvement Mechanism" or "AIM" in the EDGX Options Fee Schedule
Comments due: July 30, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-042 | ||
| 34-86322 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform to Adopt a New Cross-Asset Volume Tier
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-041 | ||
| 34-86323 | Jul. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: August 2, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-040 | ||
| 34-86214 | Jun. 27, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 24, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-039 | ||
| 34-86353 | Jul. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Stock-Option Order Functionality and Complex Qualified Contingent Cross ("QCC") Order with Stock Functionality, and to Make Other Changes to its Rules
Comments due: August 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-037 | ||
| 34-86094 | Jun. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17
Comments due: July 9, 2019 |
| SR-CboeEDGX-2019-036 | ||
| 34-86079 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Through December 31, 2019, the Penny Pilot Program ("Penny Pilot") in Options Classes in Certain Issues ("Pilot Program") Previously Approved by the Commission
Comments due: July 5, 2019 |
| SR-CboeEDGX-2019-035 | ||
| 34-86076 | Jun. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 5, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-034 | ||
| 34-86082 | Jun. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-033 | ||
| 34-85988 | May 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process
Comments due: June 27, 2019 |
| SR-CboeEDGX-2019-032 | ||
| 34-85989 | May 31, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders ("QCC Orders") with More than One Option Leg ("Complex QCC Orders")
Comments due: June 27, 2019 |
| SR-CboeEDGX-2019-030 | ||
| 34-85852 | May 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-029 | ||
| 34-87678 | Dec. 6, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| 34-87498 | Nov. 12, 2019 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee |
| 34-86231 | Jun. 28, 2019 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019 Rebuttal comments due: August 9, 2019 Comments received are available for this proposal. |
| 34-85838 | May 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-028 | ||
| 34-86493 | Jul. 26, 2019 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: August 22, 2019 |
| 34-86202 | Jun. 26, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism) |
| 34-85831 | May 10, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: June 6, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-027 | ||
| 34-85797 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Opening Process and add a Global Trading Hours Session for XSP Options
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-026 | ||
| 34-85800 | May 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-025 | ||
| 34-86661 | Aug. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-024 | ||
| 34-85725 | Apr. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-023 | ||
| 34-85667 | Apr. 16, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-022 | ||
| 34-85634 | Apr. 12, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-021 | ||
| 34-85643 | Apr. 15, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-020 | ||
| 34-85625 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-018 | ||
| 34-85590 | Apr. 10, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-017 | ||
| 34-85626 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt All-or-None ("AON") Orders
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-016 | ||
| 34-85545 | Apr. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-015 | ||
| 34-85606 | Apr. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule Applicable to Members and non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: May 8, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-014 | ||
| 34-85515 | Apr. 4, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rules to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 1, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-013 | ||
| 34-85466 | Mar. 29, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019 |
| SR-CboeEDGX-2019-012 | ||
| 34-87200 | Oct. 2, 2019 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Retail Priority |
| 34-86280 | Jul. 2, 2019 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Order Book Priority for Equity Orders Submitted on Behalf of Retail Investors
Comments due: July 30, 2019 Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| 34-85879 | May 16, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce Retail Priority |
| 34-85482 | Apr. 2, 2019 | Notice of Filing of a Proposed Rule Change to Introduce Retail Priority
Comments due: April 26, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-011 | ||
| 34-85414 | Mar. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules Related to the Designated Primary Market-Maker ("DPM") Participation Entitlements
Comments due: April 22, 2019 |
| SR-CboeEDGX-2019-010 | ||
| 34-85391 | Mar. 21, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: April 17, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-009 | ||
| 34-86068 | Jun. 7, 2019 | Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| 34-85734 | Apr. 26, 2019 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism) |
| 34-85253 | Mar. 6, 2019 | Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: April 2, 2019 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2019-008 | ||
| 34-85219 | Feb. 28, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due:March 27, 2019 |
| SR-CboeEDGX-2019-007 | ||
| 34-85267 | Mar. 7, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bats Auction Mechanism ("BAM")
Comments due: April 3, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-005 | ||
| 34-85200 | Feb. 26, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Apply the Obvious Error Rule to Stock-Option Orders, and to Amend Rules 21.1(d) and 21.20 to Add Qualified Contingent Cross with Stock Order Functionality
Comments due: March 22, 2019 |
| SR-CboeEDGX-2019-004 | ||
| 34-85130 | Feb. 14, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 14, 2019 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2019-001 | ||
| 34-85103 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its parent corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-CboeEDGX-2019-002 | ||
| 34-85078 | Feb. 8, 2019 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Introduce a "Cross-Asset Volume Tier"
Comments due: March 7, 2019 Additional Materials: Exhibit 5 |