Cboe EDGX Exchange Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter |
First Quarter
Cboe EDGX Exchange File Number List for 2021
Additional Archives
2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2021
(Search any column)
| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CboeEDGX-2021-026 | ||
| 34-91886 | May 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-025 | ||
| 34-91803 | May 10, 2021 | Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-024 | ||
| 34-91758 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-021 | ||
| 34-91724 | Apr. 29, 2021 | Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-022 | ||
| 34-91700 | Apr. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-023 | ||
| 34-91655 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6.05 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-020 | ||
| 34-91559 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-019 | ||
| 34-91554 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-018 | ||
| 34-91494 | Apr. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: May 4, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-016 | ||
| 34-91469 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CboeEDGX-2021-015 | ||
| 34-91341 | Mar. 17, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: April 13, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-014 | ||
| 34-91338 | Mar. 17, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: April 13, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-012 | ||
| 34-91272 | Mar. 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options
Comments due: April 1, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-013 | ||
| 34-91260 | Mar. 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 1, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-011 | ||
| 34-91231 | Mar. 1, 2021 | Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 26, 2021 Comments received are available for this proposal. |
| SR-CboeEDGX-2021-010 | ||
| 34-91191 | Feb. 23, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Start Times During its Early Trading Session
Comments due: March 22, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-009 | ||
| 34-91078 | Feb. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule
Comments due: March 5, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-008 | ||
| 34-91007 | Jan. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021 |
| SR-CboeEDGX-2021-006 | ||
| 34-91002 | Jan. 27, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-007 | ||
| 34-90970 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-005 | ||
| 34-90969 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-002 | ||
| 34-90923 | Jan. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: February 12, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2021-003 | ||
| 34-90914 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2020-064 | ||
| 34-90901 | Jan. 11, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Policy Relating to Billing Errors
Comments due: February 5, 2021 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-CboeEDGX-2021-026 | ||
| 34-91886 | May 13, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-025 | ||
| 34-91803 | May 10, 2021 | Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-024 | ||
| 34-91758 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-023 | ||
| 34-91655 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6.05 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ")
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-022 | ||
| 34-91700 | Apr. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-021 | ||
| 34-91724 | Apr. 29, 2021 | Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-020 | ||
| 34-91559 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-019 | ||
| 34-91554 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-018 | ||
| 34-91494 | Apr. 7, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: May 4, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-016 | ||
| 34-91469 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-015 | ||
| 34-91341 | Mar. 17, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: April 13, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-014 | ||
| 34-91338 | Mar. 17, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: April 13, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-013 | ||
| 34-91260 | Mar. 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 1, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-012 | ||
| 34-91272 | Mar. 5, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options
Comments due: April 1, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-011 | ||
| 34-91231 | Mar. 1, 2021 | Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 26, 2021 Comments received are available for this proposal. |
| SR-CboeEDGX-2021-010 | ||
| 34-91191 | Feb. 23, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Start Times During its Early Trading Session
Comments due: March 22, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-009 | ||
| 34-91078 | Feb. 8, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule
Comments due: March 5, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-008 | ||
| 34-91007 | Jan. 28, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021 |
| SR-CboeEDGX-2021-007 | ||
| 34-90970 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-006 | ||
| 34-91002 | Jan. 27, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-005 | ||
| 34-90969 | Jan. 22, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2021-003 | ||
| 34-90914 | Jan. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2021-002 | ||
| 34-90923 | Jan. 14, 2021 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: February 12, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |