Cboe EDGX Exchange Rulemaking

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Chronological List
Second Quarter |  First Quarter

Cboe EDGX Exchange File Number List for 2021

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-CboeEDGX-2021-026
34-91886 May 13, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-025
34-91803 May 10, 2021 Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-024
34-91758 May 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-021
34-91724 Apr. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-022
34-91700 Apr. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-023
34-91655 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6.05 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ")
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-020
34-91559 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-019
34-91554 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-018
34-91494 Apr. 7, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: May 4, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-016
34-91469 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange
Comments due: April 29, 2021
Additional Materials: Exhibit 5
First Quarter
SR-CboeEDGX-2021-015
34-91341 Mar. 17, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: April 13, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-014
34-91338 Mar. 17, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: April 13, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-012
34-91272 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-013
34-91260 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-011
34-91231 Mar. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 26, 2021
Comments received are available for this proposal.
SR-CboeEDGX-2021-010
34-91191 Feb. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Start Times During its Early Trading Session
Comments due: March 22, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-009
34-91078 Feb. 8, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule
Comments due: March 5, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-008
34-91007 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeEDGX-2021-006
34-91002 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-007
34-90970 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-005
34-90969 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-002
34-90923 Jan. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: February 12, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2021-003
34-90914 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2020-064
34-90901 Jan. 11, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish a Policy Relating to Billing Errors
Comments due: February 5, 2021
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.

File Number List for 2021

Release No. Date Details
SR-CboeEDGX-2021-026
34-91886 May 13, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-025
34-91803 May 10, 2021 Notice of Filing of a Proposed Rule Change Relating to the Exchange's Process for Re-Opening Securities Listed on Other National Securities Exchanges Following the Resumption of Trading After a Halt, Suspension, or Pause During the Early Trading Session, Pre-Opening Session, or Post-Closing Session
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-024
34-91758 May 4, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-023
34-91655 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6.05 to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ Trust ("QQQ")
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-022
34-91700 Apr. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-021
34-91724 Apr. 29, 2021 Notice of Filing of a Proposed Rule Change to Amend the Sixth Amended and Restated Bylaws of Cboe EDGX Exchange, Inc.'s Parent Corporation, Cboe Global Markets, Inc. to Implement Proxy Access
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-020
34-91559 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-019
34-91554 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on October 20, 2021
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-018
34-91494 Apr. 7, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: May 4, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-016
34-91469 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.6 (Series of Options Contracts Open for Trading) in Connection with Limiting the Number of Strikes Listed for Short Term Option Series which are Available for Quoting and Trading on the Exchange
Comments due: April 29, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-015
34-91341 Mar. 17, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: April 13, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-014
34-91338 Mar. 17, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: April 13, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-013
34-91260 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-012
34-91272 Mar. 5, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 (Routing to Away Trading Centers), as well as its Fee Schedule, to Delete References to the INET and RDOX Routing Options
Comments due: April 1, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-011
34-91231 Mar. 1, 2021 Notice of Filing and Immediate Effectiveness of a Proposal to Permit the Exchange to Look Back Only to July 2020 to Correct Certain Billing Errors which were Discovered in October 2020
Comments due: March 26, 2021
Comments received are available for this proposal.
SR-CboeEDGX-2021-010
34-91191 Feb. 23, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Order Start Times During its Early Trading Session
Comments due: March 22, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-009
34-91078 Feb. 8, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule
Comments due: March 5, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-008
34-91007 Jan. 28, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's CAT Compliance Rule to be Consistent with a Conditional Exemption Granted by the SEC from Certain Allocation Reporting Requirements
Comments due: February 24, 2021
SR-CboeEDGX-2021-007
34-90970 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Monthly Fee Assessed on Members' MPIDs
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-006
34-91002 Jan. 27, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: February 23, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-005
34-90969 Jan. 22, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Opening Process for Simple Orders
Comments due: February 18, 2021
Additional Materials: Exhibit 5
SR-CboeEDGX-2021-003
34-90914 Jan. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule to Expand the Existing Financial Product Distribution Program to Provide for a Derived Data Platform Service
Comments due: February 11, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2021-002
34-90923 Jan. 14, 2021 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees Applicable to the EDGX Top Feed
Comments due: February 12, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.