Cboe EDGX Exchange Rulemaking

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Chronological List
Second Quarter |  First Quarter

Cboe EDGX Exchange File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
Second Quarter
SR-CboeEDGX-2023-037
34-97587 May 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-036
34-97547 May 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-033
34-97481 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-032
34-97459 May 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-035
34-97443 May 5, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-031
34-97430 May 4, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-016
34-97406 Apr. 28, 2023 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
SR-CboeEDGX-2023-030
34-97393 Apr. 27, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-026
34-97300 Apr. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-028
34-97289 Apr. 12, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 9, 2023 Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-023
34-97262 Apr. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning Order-to-Trade Ratio Fees for Market Makers
Comments due: May 4, 2023Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-CboeEDGX-2023-022
34-97191 Mar. 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-019
34-97186 Mar. 22, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 18, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-008
34-97159 Mar. 17, 2023 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
SR-CboeEDGX-2023-014
34-97139 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 10, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-020
34-97136 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-016
34-97042 Mar. 3, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  March 30, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-013
34-97014 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due:  March 28, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-012
34-96973 Feb. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.10, and 11.11
Comments due: March 23, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-009
34-96928 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Order-to-Trade Ratio Fees
Comments due: March 14, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-008
34-96914 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-011
34-96910 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-007
34-96889 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-006
34-96854 Feb. 9, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: March 8, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-005
34-96748 Jan. 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.1 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 21, 2023
SR-CboeEDGX-2023-003
34-96679 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-001
34-96677 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-002
34-96645 Jan. 12, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 9, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.

File Number List for 2023

Release No. Date Details
SR-CboeEDGX-2023-037
34-97587 May 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-036
34-97547 May 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-033
34-97481 May 11, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-032
34-97459 May 8, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-035
34-97443 May 5, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-031
34-97430 May 4, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-030
34-97393 Apr. 27, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-028
34-97289 Apr. 12, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 9, 2023Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-026
34-97300 Apr. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-023
34-97262 Apr. 7, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning Order-to-Trade Ratio Fees for Market Makers
Comments due: May 4, 2023 Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-022
34-97191 Mar. 23, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-020
34-97136 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-019
34-97186 Mar. 22, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 18, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-016
34-97406 Apr. 28, 2023 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
34-97042 Mar. 3, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due:  March 30, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-014
34-97139 Mar. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 10, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-013
34-97014 Mar. 1, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due:  March 28, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-012
34-96973 Feb. 24, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.10, and 11.11
Comments due:  March 23, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-011
34-96910 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 14, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-009
34-96928 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Order-to-Trade Ratio Fees
Comments due: March 14, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-008
34-97159 Mar. 17, 2023 Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule
34-96914 Feb. 14, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-007
34-96889 Feb. 13, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-006
34-96854 Feb. 9, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: March 8, 2023
Additional Materials: Exhibit 5
SR-CboeEDGX-2023-005
34-96748 Jan. 25, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.1 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 21, 2023
SR-CboeEDGX-2023-003
34-96679 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-002
34-96645 Jan. 12, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 9, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2023-001
34-96677 Jan. 17, 2023 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023
Additional Materials: Exhibit 5
Comments received are available for this proposal.