Cboe EDGX Exchange Rulemaking
The Bats EDGX Exchange has changed its name to Cboe EDGX Exchange. All filings by Cboe EDGX Exchange will be posted to the Cboe EDGX page. Filings filed with "Bats EDGX" as part of the file number will be posted on the Bats EDGX Exchange page. |
We encourage the public to submit comments on the following Cboe EDGX Exchange (CboeEDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter |
First Quarter
Cboe EDGX File Number List for 2018
Additional Archives
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-CboeEDGX-2018-040 | ||
| 34-84167 | Sep. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members that Engage in Trading Activities on the Exchange
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-038 | ||
| 34-84011 | Aug. 31, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Types of Messages that Users May Submit into Bulk Order Ports
Comments due: September 28, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-036 | ||
| 34-84000 | Aug. 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: September 26, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-039 | ||
| 34-83958 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language Regarding the Timing of Listing Long-Term Options Series
Comments due: September 21, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-034 | ||
| 34-83881 | Aug. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-033 | ||
| 34-83880 | Aug. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-035 | ||
| 34-83853 | Aug. 15, 2018 | Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average
Comments due: September 11, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-032 | ||
| 34-83846 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-025 | ||
| 34-83674 | Jul. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.6, Definitions, to Amend the Operation of the Super Aggressive Order Instruction
Comments due: August 15, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-023 | ||
| 34-83645 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-024 | ||
| 34-83600 | Jul. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-022 | ||
| 34-83599 | Jul. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-CboeEDGX-2018-021 | ||
| 34-83566 | Jun. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-016 | ||
| 34-83450 | Jun. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX
Comments due: July 12, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2018-017 | ||
| 34-83430 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options
Comments due: July 11, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2018-015 | ||
| 34-83256 | May 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 12, 2018 |
| SR-CboeEDGX-2018-014 | ||
| 34-83240 | May 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: June 11, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-013 | ||
| 34-83026 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-009 | ||
| 34-83027 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe EDGX Exchange, Inc.'s Equity Platform
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CboeEDGX-2018-012 | ||
| 34-83022 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-011 | ||
| 34-83020 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018 |
| SR-CboeEDGX-2018-010 | ||
| 34-83015 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 4, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-008 | ||
| 34-82943 | Mar. 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders with a Minimum Execution Quantity Instruction
Comments due: April 19, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-006 | ||
| 34-82769 | Feb. 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 21.1(c) to Further Align the Exchange's Rules with that of Cboe BZX Exchange, Inc. as they Relate to the Equity Options Platform
Comments due: March 22, 2018 |
| SR-CboeEDGX-2018-005 | ||
| 34-82741 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-007 | ||
| 34-82734 | Feb. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018 |
| SR-CboeEDGX-2018-004 | ||
| 34-82645 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-003 | ||
| 34-82615 | Feb. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Modify a Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-001 | ||
| 34-82520 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due: February 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-002 | ||
| 34-82519 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due: February 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2017-006 | ||
| 34-82469 | Jan. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGX Depth Market Data Product
Comments due: February 6, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2017-010 | ||
| 34-82462 | Jan. 8, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Certain Market Data Products on the Exchange's Equity Options Platform
Comments due: February 2, 2018 Additional Materials: Exhibit 5a |
| SR-CboeEDGX-2017-009 | ||
| 34-82437 | Jan. 3, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection with Technology Migration of Cboe Exchanges
Comments due: January 30, 2018 Additional Materials: Exhibit 5 |
Cboe EDGX File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-CboeEDGX-2018-040 | ||
| 34-84167 | Sep. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules Relating to Categories of Registration and Respective Qualification Examinations Required for Members that Engage in Trading Activities on the Exchange
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-039 | ||
| 34-83958 | Aug. 27, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete Obsolete Language Regarding the Timing of Listing Long-Term Options Series
Comments due: September 21, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-038 | ||
| 34-84011 | Aug. 31, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Types of Messages that Users May Submit into Bulk Order Ports
Comments due: September 28, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-036 | ||
| 34-84000 | Aug. 30, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: September 26, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-035 | ||
| 34-83853 | Aug. 15, 2018 | Notice of Filing of a Proposed Rule Change to Permit the Listing and Trading of Options that Overlie the Mini-SPX Index, the Russell 2000 Index, and the Dow Jones Industrial Average
Comments due: September 11, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-034 | ||
| 34-83881 | Aug. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-033 | ||
| 34-83880 | Aug. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-032 | ||
| 34-83846 | Aug. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: September 10, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-025 | ||
| 34-83674 | Jul. 19, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Exchange Rule 11.6, Definitions, to Amend the Operation of the Super Aggressive Order Instruction
Comments due: August 15, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-024 | ||
| 34-83600 | Jul. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-023 | ||
| 34-83645 | Jul. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: August 10, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-022 | ||
| 34-83599 | Jul. 6, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-021 | ||
| 34-83566 | Jun. 29, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-017 | ||
| 34-83430 | Jun. 14, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options
Comments due: July 11, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2018-016 | ||
| 34-83450 | Jun. 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX
Comments due: July 12, 2018 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2018-015 | ||
| 34-83256 | May 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 12, 2018 |
| SR-CboeEDGX-2018-014 | ||
| 34-83240 | May 15, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: June 11, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-013 | ||
| 34-83026 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-012 | ||
| 34-83022 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-011 | ||
| 34-83020 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018 |
| SR-CboeEDGX-2018-010 | ||
| 34-83015 | Apr. 9, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: 21 days after publication in the Federal Register Additional Materials: May 4, 2018 |
| SR-CboeEDGX-2018-009 | ||
| 34-83027 | Apr. 10, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe EDGX Exchange, Inc.'s Equity Platform
Comments due: May 7, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-008 | ||
| 34-82943 | Mar. 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders with a Minimum Execution Quantity Instruction
Comments due: April 19, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-007 | ||
| 34-82734 | Feb. 16, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018 |
| SR-CboeEDGX-2018-006 | ||
| 34-82769 | Feb. 23, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 21.1(c) to Further Align the Exchange's Rules with that of Cboe BZX Exchange, Inc. as they Relate to the Equity Options Platform
Comments due: March 22, 2018 |
| SR-CboeEDGX-2018-005 | ||
| 34-82741 | Feb. 20, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform
Comments due: March 19, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-004 | ||
| 34-82645 | Feb. 7, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-003 | ||
| 34-82615 | Feb. 1, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Modify a Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-002 | ||
| 34-82519 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due: February 13, 2018 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2018-001 | ||
| 34-82520 | Jan. 17, 2018 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due: February 13, 2018 Additional Materials: Exhibit 5 |