Cboe EDGX Exchange Rulemaking

The Bats EDGX Exchange has changed its name to Cboe EDGX Exchange. All filings by Cboe EDGX Exchange will be posted to the Cboe EDGX page. Filings filed with "Bats EDGX" as part of the file number will be posted on the Bats EDGX Exchange page.

We encourage the public to submit comments on the following Cboe EDGX Exchange (CboeEDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter  |  Second Quarter |  First Quarter

Cboe EDGX File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-CboeEDGX-2019-051
34-87508 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe EDGX Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
SR-CboeEDGX-2019-029
34-87498 Nov. 12, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
SR-CboeEDGX-2019-068
34-87469 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt a New Type of Tier Related to Automated Improvement Mechanism Customer Volume
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-066
34-87460 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-064
34-87435 Oct. 31, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-062
34-87367 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-063
34-87347 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent an Options Market Rule Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-061
34-87339 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-059
34-87295 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-060
34-87293 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-012
34-87200 Oct. 2, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Retail Priority
Third Quarter
SR-CboeEDGX-2019-051
34-87172 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-CboeEDGX-2019-048
34-87163 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
SR-CboeEDGX-2019-050
34-87144 Sep. 27, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019
Rebuttal comments due: November 7, 2019
SR-CboeEDGX-2019-049
34-87126 Sep. 26, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule to Adopt a Pricing Structure for EDGX Top Derived Data API Service
Comments due: October 23, 2019
Rebuttal comments due: November 6, 2019
SR-CboeEDGX-2019-047
34-87060 Sep. 23, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
SR-CboeEDGX-2019-055
34-86929 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: October 8, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-056
34-86926 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: October 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-054
34-86806 Aug. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product on Its Equity Options Platform ("EDGX Options") to Be Known As Open-Close Data
Comments due: September 26, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-053
34-86776 Aug. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.20 and 21.22 in Connection with Stock-Options Orders
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-052
34-86743 Aug. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-050
34-86683 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-048
34-86678 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-025
34-86661 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-049
34-86644 Aug. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: September 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-047
34-86621 Aug. 9, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: September 5, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-051
34-86611 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-028
34-86493 Jul. 26, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: August 22, 2019
SR-CboeEDGX-2019-046
34-86415 Jul. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update Rule 16.1 to Include the Definition of Capacity, as well as Amend its Fee Schedule to Reflect this Update
Comments due: August 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-045
34-86375 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Adopt a "Retail Volume Tier" for Firms that Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-039
34-86353 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Stock-Option Order Functionality and Complex Qualified Contingent Cross ("QCC") Order with Stock Functionality, and to Make Other Changes to its Rules
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-044
34-86352 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-041
34-86323 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: August 2, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-042
34-86322 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform to Adopt a New Cross-Asset Volume Tier
Comments due: August 2, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-012
34-86280 Jul. 2, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Order Book Priority for Equity Orders Submitted on Behalf of Retail Investors
Comments due: July 30, 2019
Rebuttal comments due: 35 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-043
34-86274 Jul. 2, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update All References to "Bats Auction Mechanism" or "BAM" to "Automated Improvement Mechanism" or "AIM" in the EDGX Options Fee Schedule
Comments due: July 30, 2019
Additional Materials: Exhibit 5
Second Quarter
SR-CboeEDGX-2019-029
34-86231 Jun. 28, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019
Rebuttal comments due: August 9, 2019
Comments received are available for this proposal.
SR-CboeEDGX-2019-040
34-86214 Jun. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 24, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-028
34-86202 Jun. 26, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
SR-CboeEDGX-2019-037
34-86094 Jun. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17
Comments due: July 9, 2019
SR-CboeEDGX-2019-034
34-86082 Jun. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-036
34-86079 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Through December 31, 2019, the Penny Pilot Program ("Penny Pilot") in Options Classes in Certain Issues ("Pilot Program") Previously Approved by the Commission
Comments due: July 5, 2019
SR-CboeEDGX-2019-035
34-86076 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 5, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-009
34-86068 Jun. 7, 2019 Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
SR-CboeEDGX-2019-032
34-85989 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders ("QCC Orders") with More than One Option Leg ("Complex QCC Orders")
Comments due: June 27, 2019
SR-CboeEDGX-2019-033
34-85988 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process
Comments due: June 27, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-012
34-85879 May 16, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce Retail Priority
SR-CboeEDGX-2019-030
34-85852 May 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-029
34-85838 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-028
34-85831 May 10, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-026
34-85800 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-027
34-85797 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Opening Process and add a Global Trading Hours Session for XSP Options
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-009
34-85734 Apr. 26, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
SR-CboeEDGX-2019-024
34-85725 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-023
34-85667 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-021
34-85643 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-022
34-85634 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-017
34-85626 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt All-or-None ("AON") Orders
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-020
34-85625 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-015
34-85606 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule Applicable to Members and non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-018
34-85590 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-016
34-85545 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-014
34-85515 Apr. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rules to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 1, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-012
34-85482 Apr. 2, 2019 Notice of Filing of a Proposed Rule Change to Introduce Retail Priority
Comments due: April 26, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter
SR-CboeEDGX-2019-013
34-85466 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CboeEDGX-2019-011
34-85414 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules Related to the Designated Primary Market-Maker ("DPM") Participation Entitlements
Comments due: April 22, 2019
SR-CboeEDGX-2019-010
34-85391 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-007
34-85267 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bats Auction Mechanism ("BAM")
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-009
34-85253 Mar. 6, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: April 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-008
34-85219 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due: March 27, 2019
SR-CboeEDGX-2019-005
34-85200 Feb. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Apply the Obvious Error Rule to Stock-Option Orders, and to Amend Rules 21.1(d) and 21.20 to Add Qualified Contingent Cross with Stock Order Functionality
Comments due: March 22, 2019
SR-CboeEDGX-2018-037
34-85182 Feb. 22, 2019 Notice of Deemed Approval of a Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options on a Pilot Basis
SR-CboeEDGX-2018-043
34-85180 Feb. 22, 2019 Notice of Deemed Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and 2, to Allow the Post Only Order Instruction on Complex Orders
SR-CboeEDGX-2019-004
34-85130 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-001
34-85103 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its parent corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeEDGX-2019-002
34-85078 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Introduce a "Cross-Asset Volume Tier"
Comments due: March 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-049
34-84992 Jan. 28, 2019 Notice of Withdrawal of a Proposed Rule Change to Adopt Complex Reserve Order Functionality


Cboe EDGX File Number List for 2019

Release No. Date Details
SR-CboeEDGX-2019-068
34-87469 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Adopt a New Type of Tier Related to Automated Improvement Mechanism Customer Volume
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-066
34-87460 Nov. 5, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-064
34-87435 Oct. 31, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.23 (Complex Solicitation Auction Mechanism)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-063
34-87347 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Permanent an Options Market Rule Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-062
34-87367 Oct. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions, to the Close of Business on April 20, 2020
Comments due: November 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-061
34-87339 Oct. 17, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 11.16
Comments due: November 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-060
34-87293 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-059
34-87295 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-056
34-86926 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fee Schedule
Comments due: October 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-055
34-86929 Sep. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Fees for a New Data Product on its Equity Options Platform ("EDGX Options") to be Known as Open-Close Data
Comments due: October 8, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-054
34-86806 Aug. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product on Its Equity Options Platform ("EDGX Options") to Be Known As Open-Close Data
Comments due: September 26, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-053
34-86776 Aug. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 21.20 and 21.22 in Connection with Stock-Options Orders
Comments due: September 24, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-052
34-86743 Aug. 23, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: September 19, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-051
34-87508 Nov. 12, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the Cboe EDGX Exchange, Inc. Fee Schedule to Modify the Options Regulatory Fee
34-87172 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86611 Aug. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Options Regulatory Fee
Comments due: September 4, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-050
34-87144 Sep. 27, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: October 24, 2019
Rebuttal comments due: November 7, 2019
34-86683 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: September 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-049
34-87126 Sep. 26, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule to Adopt a Pricing Structure for EDGX Top Derived Data API Service
Comments due: October 23, 2019
Rebuttal comments due: November 6, 2019
34-86644 Aug. 13, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Institute a Derived Data API Service
Comments due: September 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-048
34-87163 Sep. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: October 25, 2019
Rebuttal comments due: November 8, 2019
34-86678 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a Small Retail Broker Distribution Program
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-047
34-87060 Sep. 23, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
34-86621 Aug. 9, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: September 5, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-046
34-86415 Jul. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update Rule 16.1 to Include the Definition of Capacity, as well as Amend its Fee Schedule to Reflect this Update
Comments due: August 15, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-045
34-86375 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Adopt a "Retail Volume Tier" for Firms that Execute a Significant Volume of Liquidity Providing Retail Order Flow on EDGX
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-044
34-86352 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fee Schedule Applicable to Members and Non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-043
34-86274 Jul. 2, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update All References to "Bats Auction Mechanism" or "BAM" to "Automated Improvement Mechanism" or "AIM" in the EDGX Options Fee Schedule
Comments due: July 30, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-042
34-86322 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform to Adopt a New Cross-Asset Volume Tier
Comments due: August 2, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-041
34-86323 Jul. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Rules Related to Complex Orders and Trading Halts
Comments due: August 2, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-040
34-86214 Jun. 27, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Trigger for its Opening Rotation Process for Equity Options
Comments due: July 24, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-039
34-86353 Jul. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Stock-Option Order Functionality and Complex Qualified Contingent Cross ("QCC") Order with Stock Functionality, and to Make Other Changes to its Rules
Comments due: August 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-037
34-86094 Jun. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Fat Finger Check With Respect to Limit Orders in Rule 21.17
Comments due: July 9, 2019
SR-CboeEDGX-2019-036
34-86079 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend Through December 31, 2019, the Penny Pilot Program ("Penny Pilot") in Options Classes in Certain Issues ("Pilot Program") Previously Approved by the Commission
Comments due: July 5, 2019
SR-CboeEDGX-2019-035
34-86076 Jun. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt Limit-on-Close ("LOC") and Market-on-Close ("MOC") Orders
Comments due: July 5, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-034
34-86082 Jun. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Update its Price Adjust Process to Allow for the Process to Apply to Bulk Messages
Comments due: July 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-033
34-85988 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 21.7 Concerning the Opening Auction Process
Comments due: June 27, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-032
34-85989 May 31, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Qualified Contingent Cross Orders ("QCC Orders") with More than One Option Leg ("Complex QCC Orders")
Comments due: June 27, 2019
SR-CboeEDGX-2019-030
34-85852 May 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule
Comments due: June 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-029
34-87498 Nov. 12, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
34-86231 Jun. 28, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: July 26, 2019
Rebuttal comments due: August 9, 2019
Comments received are available for this proposal.
34-85838 May 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Amending its Fee Schedule Assessed on Members to Establish a Monthly Trading Rights Fee
Comments due: June 6, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-028
34-86493 Jul. 26, 2019 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: August 22, 2019
34-86202 Jun. 26, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
34-85831 May 10, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.22 (Complex Automated Improvement Mechanism)
Comments due: June 6, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-027
34-85797 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend the Exchange's Opening Process and add a Global Trading Hours Session for XSP Options
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-026
34-85800 May 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 11.11 and Rule 11.16, as well as its Fee Schedule, to Delete References to the SWPB Routing Option
Comments due: June 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-025
34-86661 Aug. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Clarify Portions of its Rules Under Chapter 14 (Securities Traded) Related to the Applicability of Certain Disclosure Requirements
Comments due: September 10, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-024
34-85725 Apr. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Replace Obsolete Terminology
Comments due: May 23, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-023
34-85667 Apr. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Program Related to EDGX Rule 11.16, Trading Halts Due to Extraordinary Market Volatility, to the Close of Business on October 18, 2019
Comments due: May 13, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-022
34-85634 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-021
34-85643 Apr. 15, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Chapter 22 of the Exchange's Rulebook
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-020
34-85625 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Add Certain Fees Related to the Listing and Trading of Options Contracts on the Mini-SPX Index
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-018
34-85590 Apr. 10, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: May 7, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-017
34-85626 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Adopt All-or-None ("AON") Orders
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-016
34-85545 Apr. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Current Pilot Program Related to EDGX Rule 11.15, Clearly Erroneous Executions
Comments due: May 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-015
34-85606 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amending the Fee Schedule Applicable to Members and non-Members of the Exchange Pursuant to EDGX Rules 15.1(a) and (c)
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-014
34-85515 Apr. 4, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rules to Clarify the Handling of Orders that Contain Both a Post Only Instruction and Certain Other Order Handling Instructions Maintained to Facilitate Compliance with Rule 610(d) of Regulation NMS
Comments due: May 1, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-013
34-85466 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend Rule 21.5, Interpretation and Policy .01 to Specify that Replacement Issues may be Added to the Penny Pilot Program ("Pilot") on a Quarterly Basis, without Altering the expiration Date of the Pilot, which is June 30, 2019
Comments due: April 25, 2019
SR-CboeEDGX-2019-012
34-87200 Oct. 2, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Retail Priority
34-86280 Jul. 2, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove of a Proposed Rule Change, as Modified by Amendment No. 1, to Introduce Order Book Priority for Equity Orders Submitted on Behalf of Retail Investors
Comments due: July 30, 2019
Rebuttal comments due: 35 days after publication in the Federal Register
Additional Materials: Exhibit 5
34-85879 May 16, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Introduce Retail Priority
34-85482 Apr. 2, 2019 Notice of Filing of a Proposed Rule Change to Introduce Retail Priority
Comments due: April 26, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-011
34-85414 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rules Related to the Designated Primary Market-Maker ("DPM") Participation Entitlements
Comments due: April 22, 2019
SR-CboeEDGX-2019-010
34-85391 Mar. 21, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Modify its Fee Schedule
Comments due: April 17, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-009
34-86068 Jun. 7, 2019 Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
34-85734 Apr. 26, 2019 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Rule 21.21 (Solicitation Auction Mechanism)
34-85253 Mar. 6, 2019 Notice of Filing of a Proposed Rule Change to Adopt Rule 21.21 (Solicitation Auction Mechanism)
Comments due: April 2, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-CboeEDGX-2019-008
34-85219 Feb. 28, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Allow the Addition of New Series of Options on an Individual Stock until the Close of Trading on the Business Day Prior to Expiration in Unusual Market Conditions
Comments due:March 27, 2019
SR-CboeEDGX-2019-007
34-85267 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bats Auction Mechanism ("BAM")
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-005
34-85200 Feb. 26, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.6 to Apply the Obvious Error Rule to Stock-Option Orders, and to Amend Rules 21.1(d) and 21.20 to Add Qualified Contingent Cross with Stock Order Functionality
Comments due: March 22, 2019
SR-CboeEDGX-2019-004
34-85130 Feb. 14, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule as it Relates to Pricing for the Use of Certain Routing Strategies
Comments due: March 14, 2019
Additional Materials: Exhibit 5
SR-CboeEDGX-2019-001
34-85103 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to amend the Exchange's Ninth Amended and Restated Bylaws (the "Exchange Bylaws") the Fourth Amended and Restated Bylaws (the "Parent Bylaws") of its parent corporation, Cboe Global Markets, Inc. ("Cboe" or the "Parent")
Comments due: March 8, 2019
Additional Materials: Exhibit 5a, Exhibit 5b
SR-CboeEDGX-2019-002
34-85078 Feb. 8, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Applicable to its Equities Trading Platform ("EDGX Equities") to Introduce a "Cross-Asset Volume Tier"
Comments due: March 7, 2019
Additional Materials: Exhibit 5