Cboe EDGX Exchange Rulemaking
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Chronological List
Second Quarter |
First Quarter
Cboe EDGX Exchange File Number List for 2023
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017
Chronological List for 2023
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-CboeEDGX-2023-037 | ||
| 34-97587 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-036 | ||
| 34-97547 | May 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-033 | ||
| 34-97481 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-032 | ||
| 34-97459 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-035 | ||
| 34-97443 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-031 | ||
| 34-97430 | May 4, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-016 | ||
| 34-97406 | Apr. 28, 2023 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-CboeEDGX-2023-030 | ||
| 34-97393 | Apr. 27, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-026 | ||
| 34-97300 | Apr. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023 Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-028 | ||
| 34-97289 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 9, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-023 | ||
| 34-97262 | Apr. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning Order-to-Trade Ratio Fees for Market Makers
Comments due: May 4, 2023Federal Register Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-CboeEDGX-2023-022 | ||
| 34-97191 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-019 | ||
| 34-97186 | Mar. 22, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 18, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-008 | ||
| 34-97159 | Mar. 17, 2023 | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule |
| SR-CboeEDGX-2023-014 | ||
| 34-97139 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 10, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-020 | ||
| 34-97136 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-016 | ||
| 34-97042 | Mar. 3, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 30, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-013 | ||
| 34-97014 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-012 | ||
| 34-96973 | Feb. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.10, and 11.11
Comments due: March 23, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-009 | ||
| 34-96928 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Order-to-Trade Ratio Fees
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-008 | ||
| 34-96914 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-011 | ||
| 34-96910 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-007 | ||
| 34-96889 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-006 | ||
| 34-96854 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: March 8, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-005 | ||
| 34-96748 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.1 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 21, 2023 |
| SR-CboeEDGX-2023-003 | ||
| 34-96679 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-001 | ||
| 34-96677 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-002 | ||
| 34-96645 | Jan. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 9, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-CboeEDGX-2023-037 | ||
| 34-97587 | May 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-036 | ||
| 34-97547 | May 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-033 | ||
| 34-97481 | May 11, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-032 | ||
| 34-97459 | May 8, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.8 Regarding Certain Cancel-Replace Messages
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-035 | ||
| 34-97443 | May 5, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Programs in Connection with the Listing and Trading of P.M.-Settled Series on Certain Broad-Based Index Options
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-031 | ||
| 34-97430 | May 4, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-030 | ||
| 34-97393 | Apr. 27, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-028 | ||
| 34-97289 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: May 9, 2023Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-026 | ||
| 34-97300 | Apr. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Data Product to be Known as the US Equity Short Volume & Trades Report
Comments due: May 10, 2023Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-023 | ||
| 34-97262 | Apr. 7, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Concerning Order-to-Trade Ratio Fees for Market Makers
Comments due: May 4, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-022 | ||
| 34-97191 | Mar. 23, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update its Fees Schedule
Comments due: April 19, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-020 | ||
| 34-97136 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-019 | ||
| 34-97186 | Mar. 22, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: April 18, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-016 | ||
| 34-97406 | Apr. 28, 2023 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the EDGX Equities Fee Schedule to Eliminate and Modify Certain Growth Tiers and Non-Displayed Step-Up Volume Tiers, Modify a Retail Growth Tier, Introduce New Fee Code DX and Modify Fee Code DQ
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Comments received are available for this proposal. |
| 34-97042 | Mar. 3, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 30, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-014 | ||
| 34-97139 | Mar. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Sponsored Participant Rules 11.3(a) and 11.3(b)(2)
Comments due: April 10, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-013 | ||
| 34-97014 | Mar. 1, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 28, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-012 | ||
| 34-96973 | Feb. 24, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rules 11.9, 11.10, and 11.11
Comments due: March 23, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-011 | ||
| 34-96910 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Applicable Exchange Rules, Usage of Data Feeds, to Disclose that the Exchange will Utilize Direct Data Feeds from MEMX LLC
Comments due: March 14, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-009 | ||
| 34-96928 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Order-to-Trade Ratio Fees
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-008 | ||
| 34-97159 | Mar. 17, 2023 | Notice of Withdrawal of a Proposed Rule Change to Amend its Fee Schedule |
| 34-96914 | Feb. 14, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: March 14, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-007 | ||
| 34-96889 | Feb. 13, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Data Product Called the Cboe One Options Feed
Comments due: March 10, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-006 | ||
| 34-96854 | Feb. 9, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: March 8, 2023 Additional Materials: Exhibit 5 |
| SR-CboeEDGX-2023-005 | ||
| 34-96748 | Jan. 25, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 21.1 Concerning All-or-None Orders with the Size of One Contract
Comments due: February 21, 2023 |
| SR-CboeEDGX-2023-003 | ||
| 34-96679 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fees Schedule Concerning Membership Fees and Market Maker Appointment Fees
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-002 | ||
| 34-96645 | Jan. 12, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 9, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CboeEDGX-2023-001 | ||
| 34-96677 | Jan. 17, 2023 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments due: February 13, 2023 Additional Materials: Exhibit 5 Comments received are available for this proposal. |