Cboe EDGX Exchange Rulemaking

The Bats EDGX Exchange has changed its name to Cboe EDGX Exchange. All filings by Cboe EDGX Exchange will be posted to the Cboe EDGX page. Filings filed with "Bats EDGX" as part of the file number will be posted on the Bats EDGX Exchange page.

We encourage the public to submit comments on the following Cboe EDGX Exchange (CboeEDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter  |  Second Quarter |  First Quarter

Cboe EDGX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Third Quarter
SR-CboeEDGX-2018-023
34-83645 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-024
34-83600 Jul. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-022
34-83599 Jul. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018
Additional Materials: Exhibit 5
Second Quarter
SR-CboeEDGX-2018-021
34-83566 Jun. 29, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-016
34-83450 Jun. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX
Comments due: July 12, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-017
34-83430 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options
Comments due: July 11, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-015
34-83256 May 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 12, 2018
SR-CboeEDGX-2018-014
34-83240 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-013
34-83026 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-009
34-83027 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe EDGX Exchange, Inc.'s Equity Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
First Quarter
SR-CboeEDGX-2018-012
34-83022 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-011
34-83020 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeEDGX-2018-010
34-83015 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-008
34-82943 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders with a Minimum Execution Quantity Instruction
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-006
34-82769 Feb. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 21.1(c) to Further Align the Exchange's Rules with that of Cboe BZX Exchange, Inc. as they Relate to the Equity Options Platform
Comments due: March 22, 2018
SR-CboeEDGX-2018-005
34-82741 Feb. 20, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform
Comments due: March 19, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-007
34-82734 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeEDGX-2018-004
34-82645 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-003
34-82615 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Modify a Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-001
34-82520 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-002
34-82519 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2017-006
34-82469 Jan. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGX Depth Market Data Product
Comments due: February 6, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2017-010
34-82462 Jan. 8, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Fees for Certain Market Data Products on the Exchange's Equity Options Platform
Comments due: February 2, 2018
Additional Materials: Exhibit 5a
SR-CboeEDGX-2017-009
34-82437 Jan. 3, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection with Technology Migration of Cboe Exchanges
Comments due: January 30, 2018
Additional Materials: Exhibit 5


Cboe EDGX File Number List for 2018

Release No. Date Details
SR-CboeEDGX-2018-024
34-83600 Jul. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-023
34-83645 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-022
34-83599 Jul. 6, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: August 1, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-021
34-83566 Jun. 29, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, to Extend the Penny Pilot Program
Comments due: July 27, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-017
34-83430 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX Options
Comments due: July 11, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-016
34-83450 Jun. 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Physical Port Fees for EDGX
Comments due: July 12, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-015
34-83256 May 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 2.12 to Add References to Cboe Options and C2
Comments due: June 12, 2018
SR-CboeEDGX-2018-014
34-83240 May 15, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc.
Comments due: June 11, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-013
34-83026 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-012
34-83022 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 21.9 of the Exchange's Rules and Related Functionality Applicable to the Routing Options Made Available by the Exchange's Equity Options Platform
Comments due: May 4, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-011
34-83020 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 19.3, Criteria for Underlying Securities
Comments due: May 4, 2018
SR-CboeEDGX-2018-010
34-83015 Apr. 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: May 4, 2018
SR-CboeEDGX-2018-009
34-83027 Apr. 10, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Use on Cboe EDGX Exchange, Inc.'s Equity Platform
Comments due: May 7, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-008
34-82943 Mar. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Paragraph (h) of Exchange Rule 11.6 Describing the Operation of Orders with a Minimum Execution Quantity Instruction
Comments due: April 19, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-007
34-82734 Feb. 16, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Expand the Short Term Options Series Program to Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform
Comments due: March 16, 2018
SR-CboeEDGX-2018-006
34-82769 Feb. 23, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend EDGX Rule 21.1(c) to Further Align the Exchange's Rules with that of Cboe BZX Exchange, Inc. as they Relate to the Equity Options Platform
Comments due: March 22, 2018
SR-CboeEDGX-2018-005
34-82741 Feb. 20, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform
Comments due: March 19, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-004
34-82645 Feb. 7, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform
Comments due: March 6, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-003
34-82615 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, to Modify a Time in Force Applicable to the Exchange's Equity Options Platform
Comments due: February 28, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-002
34-82519 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5
SR-CboeEDGX-2018-001
34-82520 Jan. 17, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Harmonize the Definition of Non-Professional User in its Fee Schedule with that of its Affiliates
Comments due:  February 13, 2018
Additional Materials: Exhibit 5