Bats EDGX Exchange Rulemaking

The EDGX Exchange has changed its name to Bats EDGX Exchange. All filings by Bats EDGX Exchange will be posted to the Bats EDGX page. Filings filed with "EDGX" as part of the file number will be posted on the EDGX Exchange page.

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website

Chronological List
Third Quarter  |  Second Quarter |  First Quarter

Bats EDGX File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-BatsEDGX-2017-37
34-81596 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trade Centers, to Account for IEX as a Primary Listing Market and to Amend Certain Rules to Reflect the Name Change of NYSE MKT to NYSE American
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-36
34-81515 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.3, Trading Halts, and Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-23
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80795
Additional File Nos.: SR-BatsBZX-2017-37, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BatsEDGX-2017-35
34-81503 Aug. 30, 2017 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Harmonize the Corporate Governance Framework with that of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated
Comments due: September 27, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e
SR-BatsEDGX-2017-24
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80833
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-BatsEDGX-2017-29
34-81468 Aug. 23, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt New Rules That Describe the Trading of Complex Orders on the Exchange
See also: Notice: Rel. No. 34-81137
SR-BatsEDGX-2017-34
34-81457 Aug. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, Definitions, 11.8, Order Types, and 11.10, Order Execution
Comments due: September 18, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-33
34-81407 Aug. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business
Comments due: September 12, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-31
34-81290 Aug. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. and Bats EDGX Exchange, Inc.'s Equity Options Platform
Comments due: August 29,2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BatsEDGX-2017-24
34-81159 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80833
SR-BatsEDGX-2017-23
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80795, , Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BatsEDGX-2017-29
34-81137 Jul. 13, 2017 Notice of Filing of a Proposed Rule Change to Adopt New Rules That Describe the Trading of Complex Orders on the Exchange for the Exchange's Equity Options Platform
Comments due: August 9, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81468
Second Quarter
SR-BatsEDGX-2017-22
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also:  Notice: Rel. No. 34-80821
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-BatsEDGX-2017-30
34-80977 Jun. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: July 17, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-28
34-80907 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. to Extend Through December 31, 2017, the Penny Pilot Program in Options Classes in Certain Issues
Comments due: July 7, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-25
34-80841 Jun. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Optional Order Instruction Known as Non-Displayed Swap
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BatsEDGX-2017-24
34-80833 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81500
Comments received are available for this proposal.
SR-BatsEDGX-2017-22
34-80821 May 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: June 27, 2017
Additional Materials: Appendix, Exhibit 5A
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-BatsEDGX-2017-23
34-80795 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-BatsEDGX-2017-19
34-80689 May 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22 of Bats EDGX Exchange, Inc. to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-21
34-80658 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-16
34-80607 May 5, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGX Exchange, Inc. to Authorize the Exchange to Share a User's Risk Settings with the Clearing Firm that Clears Transactions on Behalf of the User
Comments due: June 1, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-15
34-80434 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform
Comments due: May 8, 2017
Additional Materials: Exhibit 5
First Quarter
SR-BatsEDGX-2017-08
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79949
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-BatsEDGX-2017-13
34-80208 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.22 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-14
34-80204 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as the Apply to the Equity Options Platform
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-12
34-80186 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-09
34-80034 Feb. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Use of the Exchange's Equities Platform
Comments due: March 14, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-04
34-80025 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Option Regulatory Fees as they Relate to the Equity Options Platform
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-07
34-79957 Feb. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of Logical Port Known as A Purge Port
Comments due:  March 2, 2017
Additional Materials: Exhibit 5A, Exhibit 5B
SR-BatsEDGX-2017-08
34-79949 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rules 4.5 Through 4.16 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due:  March 1, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
SR-BatsEDGX-2017-11
34-79942 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform to Adopt Qualified Contingent Cross Orders
Comments due:  March 1, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2016-33
34-79860 Jan. 23, 2017 Notice of Withdrawal of a Proposed Rule Change to Adopt an Options Regulatory Fee
See also: Notice: Rel. No. 34-78850, Notice: Rel. No. 34-78452
SR-BatsEDGX-2017-05
34-79838 Jan. 18, 2017 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform
Comments due: February 15, 2017
SR-BatsEDGX-2017-02
34-79774 Jan. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Connectivity and its Communication and Routing Service Known as Bats Connect
Comments due: February 8, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-01
34-79769 Jan. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule of the Exchange's Options Platform to Adopt Fees for its Recently Adopted Bats Auction Mechanism
Comments due: February 7, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2016-75
34-79761 Jan. 9, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Connectivity and its Communication and Routing Service Known as Bats Connect
Comments due: February 3, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2016-41
34-79718 Jan. 3, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Related to the Exchange's Equity Options Platform to Adopt a Price Improvement Auction, the Bats Auction Mechanism
Comments due: January 30, 2017
See also: Notice: Rel. No. 34-79339, Notice: Rel. No. 34-78988


Bats EDGX File Number List for 2017

Release No. Date Details
SR-BatsEDGX-2017-37
34-81596 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trade Centers, to Account for IEX as a Primary Listing Market and to Amend Certain Rules to Reflect the Name Change of NYSE MKT to NYSE American
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-36
34-81515 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 20.3, Trading Halts, and Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors
Comments due: September 28, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-35
34-81503 Aug. 30, 2017 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Harmonize the Corporate Governance Framework with that of Chicago Board Options Exchange, Incorporated and C2 Options Exchange Incorporated
Comments due: September 27, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e
SR-BatsEDGX-2017-34
34-81457 Aug. 22, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.6, Definitions, 11.8, Order Types, and 11.10, Order Execution
Comments due: September 18, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-33
34-81407 Aug. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.2, Days and Hours of Business
Comments due: September 12, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-31
34-81290 Aug. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Bats EDGX Exchange, Inc. and Bats EDGX Exchange, Inc.'s Equity Options Platform
Comments due: August 29,2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BatsEDGX-2017-30
34-80977 Jun. 20, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: July 17, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-29
34-81468 Aug. 23, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Adopt New Rules That Describe the Trading of Complex Orders on the Exchange
34-81137 Jul. 13, 2017 Notice of Filing of a Proposed Rule Change to Adopt New Rules That Describe the Trading of Complex Orders on the Exchange for the Exchange's Equity Options Platform
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-28
34-80907 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5 of Bats EDGX Exchange, Inc. to Extend Through December 31, 2017, the Penny Pilot Program in Options Classes in Certain Issues
Comments due: July 7, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-25
34-80841 Jun. 1, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add a New Optional Order Instruction Known as Non-Displayed Swap
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BatsEDGX-2017-24
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80833
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81159 Jul. 18, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
34-80833 Jun. 1, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 4.17, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: June 28, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BatsEDGX-2017-23
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017 -20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE-2017-23, SR- NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80795 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BatsEDGX-2017-22
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80821 May 31, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: June 27, 2017
Additional Materials: Appendix, Exhibit 5A
Comments received are available for this proposal.
SR-BatsEDGX-2017-21
34-80658 May 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equity Options Platform
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-19
34-80689 May 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.22 of Bats EDGX Exchange, Inc. to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 12, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-16
34-80607 May 5, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.13 of Bats EDGX Exchange, Inc. to Authorize the Exchange to Share a User's Risk Settings with the Clearing Firm that Clears Transactions on Behalf of the User
Comments due: June 1, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-15
34-80434 Apr. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on the Exchange's Equities Options Platform
Comments due: May 8, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-14
34-80204 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as the Apply to the Equity Options Platform
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-13
34-80208 Mar. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 11.22 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 6, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-12
34-80186 Mar. 9, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use on Bats EDGX Exchange, Inc.
Comments due: April 5, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-11
34-79942 Feb. 2, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Functionality Offered by the Exchange's Options Platform to Adopt Qualified Contingent Cross Orders
Comments due:  March 1, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-09
34-80034 Feb. 14, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Fees for Use of Use of the Exchange's Equities Platform
Comments due: March 14, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-08
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79949
Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79949 Feb. 2, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rules 4.5 Through 4.16 to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due:  March 1, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-07
34-79957 Feb. 3, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a New Type of Logical Port Known as A Purge Port
Comments due:  March 2, 2017
Additional Materials: Exhibit 5A, Exhibit 5B
SR-BatsEDGX-2017-05
34-79838 Jan. 18, 2017 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to EDGX Rule 21.19, Bats Auction Mechanism, as it Applies to the Equity Options Platform
Comments due: February 15, 2017
SR-BatsEDGX-2017-04
34-80025 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Option Regulatory Fees as they Relate to the Equity Options Platform
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-02
34-79774 Jan. 11, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Connectivity and its Communication and Routing Service Known as Bats Connect
Comments due: February 8, 2017
Additional Materials: Exhibit 5
SR-BatsEDGX-2017-01
34-79769 Jan. 10, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Fee Schedule of the Exchange's Options Platform to Adopt Fees for its Recently Adopted Bats Auction Mechanism
Comments due: February 7, 2017
Additional Materials: Exhibit 5