SEC Interpretive Releases

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives

Release No. Date Details
34-78102 June 17, 2016 Commission Interpretation Regarding Automated Quotations Under Regulation NMS
File No.:   S7-03-16
Effective Date: June 23, 2016
See also: Interpretation Release No. 34-77407
Federal Register version (81 FR 40785)
33-10062 April 4, 2016 Certain Natural Gas and Electric Power Contracts
File No.: S7-05-16
34-77407 March 18, 2016 Notice of Proposed Commission Interpretation Regarding Automated Quotations Under Regulation NMS
File No.:   S7-03-16
Comments Due: April 14, 2016
Comments received are available for this proposal.
See also: Interpretation Release No. 34-78102
Federal Register (81 FR 15660): HTML | PDF | Text | XML