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SEC Interpretive Releases Archive: 2014
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| Release No. |
Date |
Details |
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33-9681 |
Nov. 13, 2014 |
Forward Contracts with Embedded Volumetric Optionality
Other Release No.: 34-73584
File No.: S7-16-11
See also: Interpretation Release No. 34-74936, Proposed Rule Release No. 33-9204 and Correction Release No. 33-9204A
Comments received are available
for this proposal.
Federal Register (79 FR 69073): HTML | PDF | text | XML |
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34-72472 |
Jun. 25, 2014 |
Application of "Security-Based Swap Dealer" and "Major Security-Based Swap Participant" Definitions to Cross-Border Security-Based Swap Activities
File No.: S7-02-13
Effective Date: September 8, 2014
See also: Proposed Rule Release No. 34-69490
Federal Register (79 FR 47277): HTML | PDF | text | XML |
http://www.sec.gov/rules/interp/interparchive/interparch2014.shtml
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