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SEC Interpretive Releases Archive: 2005

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives


Release No. Date Details
33-8642 Dec. 5, 2005 Commission Guidance Regarding Accounting for Sales of Vaccines and Bioterror Countermeasures to the Federal Government for Placement into the Pediatric Vaccine Stockpile or the Strategic National Stockpile
Other Release Nos.: 34-52885; IC-27178
Effective Date of Interpretation: December 5, 2005
34-52635 Oct. 19, 2005 Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934
File No.: S7-09-05
Comments Due: November 25, 2005
Comments received are available for this proposal.
33-8565 Apr. 7, 2005 Commission Guidance Regarding Prohibited Conduct in Connection with IPO Allocations
File No.: S7-03-05
Other Release Nos.: 34-51500; IC-26828
Effective Date of Interpretation: April 7, 2005
Comments Due: June 7, 2005

Modified: 02/19/2009