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SEC Interpretive Releases Archive 2003

The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.

Additional Archives

Release No. Date Details
33-8350 Dec. 19, 2003 Commission Guidance Regarding Management's Discussion and Analysis of Financial Condition and Results of Operations
Effective Date of Interpretation: December 29, 2003
Other Release Nos.: 34-48960; FR-72
34-48795 Nov. 17, 2003 Commission Guidance on Rule 3b-3 and Married Put Transactions
Effective Date of Interpretation: November 21, 2003
34-47910 May 22, 2003 Books and Records Requirements for Brokers and Dealers Under the Securities Exchange Act of 1934
Effective Date of Interpretation: May 29, 2003
34-47806 May 7, 2003 Electronic Storage of Broker-Dealer Records
Effective Date of Interpretation: May 12, 2003

Modified: 01/21/2009