|
|
 |
SEC Interpretive Releases Archive — Older Releases
The Commission occasionally provides guidance on topics of general interest to the business and investment communities by issuing "interpretive" releases, in which we publish our views and interpret the federal securities laws and SEC regulations. Below are brief descriptions of and links to recent "interpretive" releases.
Additional Archives
2020 |
2019 |
2018 |
2017 |
2016 | 2015 | 2014 | 2012 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1996 | 1995 | Older
| Release No. |
Date |
Details |
| 33-7049 |
Mar. 9, 1994 |
Statement of the Commission Regarding Disclosure Obligations of Municipal Securities Issuers and Others
Other Release Nos.: 34-33741; FR-42
File No.: S7-04-94 |
| 34-31661 |
Dec. 12, 1992 |
Registration of Successors to BrokerDealers and Investment Advisers
Other Release Nos.: IA-1357 |
| 33-6900 |
Jun. 17, 1991 |
Limited Partnership Reorganizations
and Public Offerings of Limited
Partnership Interests
Other Release Nos.: 34-29314 |
| 33-6835 |
May 18, 1989 |
Management's Discussion and Analysis of Financial Condition and Results of Operations;
Certain Investment Company Disclosures
Other Release Nos.: 34-26831; IC-16961; FR-36 |
| IA-1092 |
Oct. 8, 1987 |
Applicability of the Investment Advisers Act to Financial Planners, Pension Consultants, and Other Persons Who Provide Investment Advisory Services as a Component of Other Financial Services |
| IA-770 |
Aug. 13, 1981 |
Applicability of the Investment Advisers Act to Financial Planners, Pension Consultants, and Other Persons Who Provide Investment Advisory Services as a Component of Other Financial Services |
| 34-17111 |
Sep. 2, 1980 |
Regulation of Transfer Agents |
| 34-15292 |
Nov. 2, 1978 |
Division of Investment Management's Interpretive Positions Relating to Rule 13f-1 and Related Form 13F |
| 34-10429 |
Oct. 12, 1973 |
Guidelines for Control Locations for Foreign Securities Pursuant to Subparagraphs (c)(4) and (c)(7) of Rule 15c3-3 Under the Securities Exchange Act of 1934 |
| 33-5347 |
Jan. 4, 1973 |
Guidelines As to the Applicability of Federal Securities Laws to Offers and Sales of Condominiums or Units in a Real Estate Development |
| 33-5211 |
Nov. 30, 1971 |
Multi-level Distributorships and Pyramid Sales Plans |
| 33-4298 |
Nov. 18, 1960 |
Statement of the Commission as to the applicability of the
Federal securities laws to real estate investment trusts
Other Release Nos.: 34-6419, IC-3140 |
http://www.sec.gov/rules/interp/interparchive/interparch1989.shtml
|
