34-54810
Nov. 22, 2006
SR-NYSE-2005-90
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements Comments Due: View Received Comments Rel. No. 34-54810A , Rel. No. 34-53826 Federal Register version (71 FR 69165)
34-54798
Nov. 21, 2006
SR-NASD-2006-104
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Reflect Nasdaq's Complete Separation From the NASD Upon the NASDAQ Stock Market LLC's Operation as a National Securities Exchange for Non-Nasdaq Exchange-Listed Securities Comments Due: Rel. No. 34-54451 Federal Register version (71 FR 69156)
34-54767
Nov. 16, 2006
SR-NYSE-2004-69
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish Rules for the Trading of Unregistered Corporate Debt Securities Comments Due: View Received Comments Rel. No. 34-51999 Federal Register version (71 FR 67680)
34-54755
Nov. 15, 2006
SR-NASD-2006-007
Order Approving Proposed Rule Change Relating to Option Position and Exercise Limits and Position Reporting Obligations; and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 1 Thereto Comments Due: View Received Comments Rel. No. 34-53189 Federal Register version (71 FR 67675)
34-54715A
Nov. 14, 2006
SR-NASD-2006-108
Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc.; Correction Comments Due: View Received Comments Rel. No. 34-54715 , Rel. No. 34-54479 Federal Register version (71 FR 67183)
34-54751
Nov. 14, 2006
SR-ISE-2006-56
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Customer Fees for Certain Complex Orders Comments Due: Rel. No. 34-54571 Federal Register version (71 FR 67667)
34-54734
Nov. 9, 2006
SR-SCCP-2006-02
Order Granting Approval of a Proposed Rule Change Relating to the Definition of a Margin Member Comments Due: Rel. No. 34-54488 Federal Register version (71 FR 67005)
34-54739
Nov. 9, 2006
SR-Amex-2006-78
Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to Generic Listing Standards for Series of Portfolio Depositary Receipts and Index Fund Shares Based on International or Global Indexes Comments Due: View Received Comments Rel. No. 34-54595 Federal Register version (71 FR 66993)
34-54733
Nov. 9, 2006
SR-BSE-2006-36
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Market Opening Pilot Program for the Boston Options Exchange Facility Rel. No. 34-54507 Federal Register version (71 FR 66807)
34-54740
Nov. 9, 2006
SR-NASD-2006-073
Order Granting Accelerated Approval To Amendment No. 2 To Amend NASD Interpretive Material 2210-4 To Require Certain Member Firms to Provide a Hyperlink to the NASD's Internet Home Page Comments Due: View Received Comments Rel. No. 34-54058 Federal Register version (71 FR 67184)
34-54715
Nov. 6, 2006
SR-NASD-2006-108
Order Granting Accelerated Approval of Amendment No. 1 to a Proposed Rule Change Relating to an NASD Trade Reporting Facility Established in Conjunction With the National Stock Exchange, Inc. Comments Due: View Received Comments Rel. No. 34-54715A , Rel. No. 34-54479 Federal Register version (71 FR 66354)
34-54709
Nov. 3, 2006
SR-Amex-2006-72
Order Granting Accelerated Approval to Amendment No. 3, To Adopt New Rules To Implement on a Pilot Basis an Initial Version of AEMI, Its Proposed New Hybrid Market Trading Platform For Equity Products and Exchange Traded Funds Comments Due: View Received Comments Rel. No. 34-54413 Federal Register version (71 FR 65847)
34-54704
Nov. 3, 2006
SR-ISE-2006-44
Order Approving a Proposed Rule Change To Amend the Schedule of Fees To Expand the Broker Marketing Alliance To Include Non-Broker-Dealers With Regard to the Enhanced Sentiment Market Data Offering Comments Due: Rel. No. 34-54508 Federal Register version (71 FR 65859)
34-54701
Nov. 3, 2006
SR-DTC-2006-11
Order Approving Proposed Rule Change To Allow the Inventory Management System To Accept Real-Time and Late Affirmed Trades From Omgeo Comments Due: Rel. No. 34-54521 Federal Register version (71 FR 65854)
34-54672
Oct. 30, 2006
SR-NYSEArca-2006-47
Order Granting Accelerated Approval to Amendment No. 2 to Modify the Voluntary Withdrawal Procedures of Securities From Listing on the Exchange and, for Dually-Listed Issuers Voluntarily Withdrawing Listed Securities on the Exchange, To Eliminate the Requirement To Submit Resolutions by Their Board of Directors Comments Due: Rel. No. 34-54348 Federal Register version (71 FR 65021)
34-54654
Oct. 26, 2006
SR-NASD-2006-060
Order Approving Proposed Rule Change To Require Members To File Regulatory Notices With NASD Electronically Comments Due: View Received Comments Rel. No. 34-54319A , Rel. No. 34-54319 Federal Register version (71 FR 64326)
34-54655
Oct. 26, 2006
SR-NYSEArca-2006-48
Order Approving Proposed Rule Change To Amend NYSE Arca Equities, Inc.'s Clearly Erroneous Executions Rule To Include an Appeal Fee for the NYSE Arca Marketplace (f/k/a the Archipelago Exchange) Comments Due: Rel. No. 34-54466 Federal Register version (71 FR 64596)
34-54648
Oct. 24, 2006
SR-Phlx-2006-52
Order Granting Approval to Proposed Rule Change, and Amendment No. 1 Thereto, Relating to Quoting Obligations Comments Due: View Received Comments Rel. No. 34-54429 Federal Register version (71 FR 63375)
34-54644
Oct. 23, 2006
SR-ISE-2004-17
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Market Maker Orders Comments Due: Rel. No. 34-54415 Federal Register version (71 FR 63374)
34-54437A
Oct. 18, 2006
SR-CHX-2005-06
Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures; Correction Comments Due: 34-54437 , Rel. No. 34-54021 Federal Register version (71 FR 62496)
34-54612
Oct. 17, 2006
SR-MSRB-2006-07
Order Approving Proposed Rule Change to MSRB Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions Comments Due: Rel. No. 34-54416 Federal Register version (71 FR 62141)
34-54608
Oct. 16, 2006
SR-Amex-2005-060
Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Thereto Relating to Amendments to the Obvious Error Rules Comments Due: View Received Comments Rel. No. 34-52718 Federal Register version (71 FR 62021)
34-54607
Oct. 16, 2006
SR-NASD-2005-094
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant To Rule 10308 of the NASD Code of Arbitration Procedure Comments Due: View Received Comments Rel. No. 34-52332 Federal Register version (71 FR 62026)
34-54597
Oct. 12, 2006
SR-NYSEArca-2006-21
Order Approving Proposed Rule Change Relating to NYSE Arca Data Comments Due: View Received Comments Rel. No. 34-59039 Federal Register version (71 FR 62029)
34-54585
Oct. 10, 2006
SR-NASD-2005-101
Order Granting Accelerated Approval to Amendment No. 1 Thereto Relating to Expansion of OATS Reporting Requirements to OTC Equity Securities Comments Due: View Received Comments Rel. No. 34-52581 Federal Register version (71 FR 61112)
34-54411A
Oct. 6, 2006
SR-NASD-2004-171
Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements Comments Due: View Received Comments Rel. No. 34-54411 , Rel. No. 34-51181 Federal Register version (71 FR 61115)
34-54583
Oct. 6, 2006
SR-NASDAQ-2006-021
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto to Modify Certain of Nasdaq's Corporate Governance Standards, Including the Definition of Independent Director Comments Due: Rel. No. 34-54333 Federal Register version (71 FR 60782)
34-54580
Oct. 6, 2006
SR-ISE-2006-40
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Establishment of the Second Market Comments Due: Rel. No. 34-54340 Federal Register version (71 FR 60781)
34-54577
Oct. 5, 2006
SR-NYSE-2006-36
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Provide Floor Brokers With the Ability To Enter Discretionary Instructions and/or Pegging Instructions With Respect to Floor Broker Agency Interest Files (e-Quotes) Comments Due: View Received Comments Rel. No. 34-54150 Federal Register version (71 FR 60208)
34-54556
Oct. 2, 2006
SR-BSE-2005-09
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Its Minor Rule Violation Plan Rel. No. 34-54374 Federal Register version (71 FR 59562)
34-54552
Sept. 29, 2006
SR-Amex-2005-104
Order Granting Accelerated Approval to Amendment No. 6, To Establish a New Hybrid Trading System Known as AEMISM Comments Due: Rel. No. 34-54145 Federal Register version (71 FR 59546)
34-54546
Sept. 29, 2006
SR-BSE-2006-30
Order Granting Accelerated Approval to Amendment No. 2 Relating to the Implementation of the Second Phase of the Boston Equities Exchange ("BeX") Trading System Comments Due: View Received Comments Rel. No. 34-54291 Federal Register version (71 FR 59161)
34-54550
Sept. 29, 2006
SR-CHX-2006-05
Order Granting Accelerated Approval to Amendment No. 2 Thereto to Implement a New Trading Model Comments Due: View Received Comments Rel. No. 34-54301 Federal Register version (71 FR 59563)
34-54551
Sept. 29, 2006
4-524
Order Approving NMS Linkage Plan Filed by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., The NASDAQ Stock Market LLC, National Stock Exchange, New York Stock Exchange LLC, NYSE Arca, Inc., and Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-54239 Federal Register version (71 FR 59148)
34-54537
Sept. 28, 2006
SR-NASD-2006-091
Order Granting Accelerated Approval to Amendment No. 3 Thereto to Align NASD Rules With Regulation NMS Comments Due: Rel. No. 34-54277 , Amendment No. 3 Federal Register version (71 FR 59173)
34-54539
Sept. 28, 2006
SR-NSX-2006-06
Order Approving Proposed Rule Change To Allow the Primary Market Print Protection Rule To Be Applied on an Optional Basis Comments Due: Rel. No. 34-54018 Federal Register version (71 FR 58891)
34-54538
Sept. 28, 2006
SR-Phlx-2006-43
Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Exchange's New Equity Trading System, XLE Comments Due: View Received Comments Rel. No. 34-54329 Federal Register version (71 FR 59184)
34-54530
Sept. 28, 2006
SR-NYSE-2006-49
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings Comments Due: Rel. No. 34-54337 Federal Register version (71 FR 58645)
34-54528
Sept. 28, 2006
SR-ISE-2006-48
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities Comments Due: Amendment No. 1 , Rel. No. 34-54287 Federal Register version (71 FR 58650)
34-54526
Sept. 27, 2006
SR-CBOE-2006-70
Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS Comments Due: View Received Comments Rel. No. 34-54332 Federal Register version (71 FR 58646)
34-54509
Sept. 26, 2006
SR-Amex-2006-70
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders Comments Due: Rel. No. 34-54317 Federal Register version (71 FR 58455)
34-54514
Sept. 26, 2006
SR-OCC-2006-05
Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures Comments Due: Rel. No. 34-54306 , Rel. No. 34-54306 Federal Register version (71 FR 58656)
34-54511
Sept. 26, 2006
SR-PCX-2005-53
Order Type-Passive Liquidity Orders-for Use on NYSE Arca Marketplace Comments Due: View Received Comments Rel. No. 34-52436 Federal Register version (71 FR 58460)
34-54494
Sept. 25, 2006
SR-CHX-2006-23
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes Comments Due: Rel. No. 34-54226 Federal Register version (71 FR 58023)
34-54495
Sept. 25, 2006
SR-CHX-2006-27
Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits Comments Due: Rel. No. 34-54323 Federal Register version (71 FR 58025)
34-54487
Sept. 22, 2006
SR-FICC-2005-17
Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division Comments Due: Rel. No. 34-53396 Federal Register version (71 FR 58025)
34-54478
Sept. 21, 2006
SR-NASDAQ-2006-016
Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules Comments Due: Rel. No. 34-54284 Federal Register version (71 FR 57010)
34-54475
Sept. 20, 2006
SR-CBOE-2005-103
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program Comments Due: Rel. No. 34-54311 Federal Register version (71 FR 56571)
34-54471
Sept. 19, 2006
SR-NASD-2006-081
Order Approving Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs Comments Due: Rel. No. 34-54186 Federal Register version (71 FR 56202)
34-54456
Sept. 15, 2006
SR-NASD-2006-064
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Extension of Time Requests Comments Due: View Received Comments Rel. No. 34-54265 Federal Register version (71 FR 56203)
34-54450
Sept. 14, 2006
SR-Amex-2006-44
Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund Comments Due: Rel. No. 34-54351 Federal Register version (71 FR 55230)
34-54448
Sept. 14, 2006
SR-OCC-2006-07
Order Approving Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Its Data Distribution Service Comments Due: Rel. No. 34-54060 , Rel. No. 34-54060 Federal Register version (71 FR 55258)
34-54437
Sept. 13, 2006
SR-CHX-2005-06
Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures Comments Due: Rel. Nos. 34-54437A , Rel. No. 34-54021 Federal Register version (71 FR 55037)
34-54421
Sept. 11, 2006
SR-NASDAQ-2006-011
Order Granting Approval to Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member Comments Due: View Received Comments Rel. No. 34-53941 Federal Register version (71 FR 54698)
34-54422
Sept. 11, 2006
SR-CBOE-2004-21
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules for a Screen-Based Trading System for Non-Option Securities Comments Due: Rel. No. 34-53112 Federal Register version (71 FR 54537)
34-54412
Sept. 7, 2006
SR-Amex-2006-64
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Rel. No. 34-54262 Federal Register version (71 FR 54321)
34-54411
Sept. 7, 2006
SR-NASD-2004-171
Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements Comments Due: View Received Comments Rel. No. 34-54411A , Rel. No. 34-51181 Federal Register version (71 FR 54105)
34-54410
Sept. 7, 2006
SR-NYSEArca-2006-31
Order Granting Approval of a Proposed Rule Change Amending Rules to Mandate Listed Companies Become Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-54126 Federal Register version (71 FR 54316)
34-54407
Sept. 6, 2006
SR-NYSE-2005-43
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry Comments Due: View Received Comments Rel. No. 34-52314 Federal Register version (71 FR 54102)
34-54399
Sept. 1, 2006
SR-ISE-2006-45
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating To Establishing ISE Stock Exchange, LLC as a Facility of the International Securities Exchange, Inc Comments Due: Rel. No. 34-54273 Federal Register version (71 FR 53728)
34-54391
Aug. 31, 2006
SR-NSX-2006-08
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto to Amend Its Trading Rules to Provide for a Price-Time Priority Market and Other Related Changes Comments Due: View Received Comments Rel. No. 34-54044 Federal Register version (71 FR 52836)
34-54395
Aug. 31, 2006
SR-CBOE-2006-58
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Regarding DPM and e-DPM Membership Ownership Requirements and the Ultimate Matching Algorithm Comments Due: Rel. No. 34-54216 Federal Register version (71 FR 53148)
34-54394
Aug. 31, 2006
4-523
Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. Release No. 34-54224 Federal Register version (71 FR 52827)
34-54382
Aug. 29, 2006
SR-OCC-2005-23
Order Granting Approval of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation Comments Due: Rel. No. 34-53794 , Rel. No. 34-53794 Federal Register version (71 FR 53151)
34-54379
Aug. 28, 2006
SR-CBOE-2006-66
Order Approving a Proposed Rule Change Regarding Market-Maker Appointments Comments Due: Rel. No. 34-54184 Federal Register version (71 FR 52351)
34-54364
Aug. 25, 2006
SR-BSE-2006-20
Order Granting Accelerated Approval to Amendment No. 5 To Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), To Be Operated by BSX Group, LLC Comments Due: Rel. No. 34-54035 Federal Register version (71 FR 52185)
34-54365
Aug. 25, 2006
SR-BSE-2006-22
Order Granting Accelerated Approval to Amendment No. 5 Thereto To Implement the Boston Equities Exchange ("BeX") Trading System Comments Due: Rel. No. 34-54034 Federal Register version (71 FR 52192)
34-54362
Aug. 25, 2006
SR-NYSE-2006-07
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer Comments Due: View Received Comments Rel. No. 34-53782 Federal Register version (71 FR 52201)
34-54368
Aug. 25, 2006
SR-NYSE-2005-58
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations Comments Due: View Received Comments Rel. No. 34-53840 Federal Register version (71 FR 52202)
34-54352
Aug. 23, 2006
4-518
Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Release No. 34-53691 Federal Register version (71 FR 51239)
34-54339
Aug. 21, 2006
SR-NASD-2004-026
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution Comments Due: View Received Comments Rel. No. 34-52637 , Rel. No. 34-51229 Federal Register version (71 FR 50959)
34-54344
Aug. 21, 2006
SR-NYSE-2005-68
Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 Comments Due: View Received Comments Federal Register version (71 FR 51260)
34-54343
Aug. 21, 2006
4-429
Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated View Received Comments Release No. 34-54001 Federal Register version (71 FR 51238)
34-54338
Aug. 21, 2006
SR-CBOE-2006-49
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class Comments Due: Rel. No. 34-54133 Federal Register version (71 FR 50952)
34-54327
Aug. 16, 2006
SR-Amex-2006-47
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options Comments Due: Rel. No. 34-54104 Federal Register version (71 FR 49492)
34-54320
Aug. 15, 2006
SR-NYSE-2005-18
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto Regarding NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade Comments Due: View Received Comments Rel. No. 34-53599 Federal Register version (71 FR 48961)
34-54314
Aug. 14, 2006
SR-Amex-2006-27
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members Comments Due: Rel. No. 34-54109 Federal Register version (71 FR 47831)
34-54296
Aug. 9, 2006
SR-ISE-2006-30
Order Fee Comments Due: Rel. No. 34-54074 Federal Register version (71 FR 46946)
34-54290
Aug. 8, 2006
SR-Amex-2006-40
Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements Comments Due: View Received Comments Rel. No. 34-53911 Federal Register version (71 FR 47262)
34-54282
Aug. 8, 2006
SR-PCX-2005-54
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54078 Federal Register version (71 FR 46534)
34-54283
Aug. 8, 2006
SR-PCX-2005-97
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54079 Federal Register version (71 FR 46534)
34-54289
Aug. 8, 2006
SR-NYSE-2006-29
Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-53912 Federal Register version (71 FR 47278)
34-54288
Aug. 8, 2006
SR-NASDAQ-2006-008
Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-53913 Federal Register version (71 FR 47276)
34-54279
Aug. 7, 2006
SR-NASD-2006-070
Order Approving a Proposed Rule Change To Amend the Safe Harbor for Business Expansions Comments Due: Rel. No. 34-54051 Federal Register version (71 FR 46533)
34-54272
Aug. 3, 2006
SR-CBOE-2006-59
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Options Intermarket Linkage Fees Pilot Program Comments Due: Rel. No. 34-54064 Federal Register version (71 FR 45865)
34-54266
Aug. 2, 2006
SR-Amex-2006-58
Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 Comments Due: Rel. No. 34-54039 Federal Register version (71 FR 45589)
34-54238
July 28, 2006
SR-NYSEArca-2006-13
Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform Comments Due: View Received Comments Rel. No. 34-53995 Federal Register version (71 FR 44758)
34-54228
July 27, 2006
SR-ISE-2006-14
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720 Comments Due: Rel. No. 34-53948 Federal Register version (71 FR 44066)
34-54229
July 27, 2006
SR-CBOE-2005-90
Order Granting Accelerated Approval to Amendments No. 1, 2, and 3 Thereto To Adopt a Simple Auction Liaison System to Auction Qualifying Marketable Orders for Potential Price Improvement Comments Due: View Received Comments Rel. No. 34-52823 Federal Register version (71 FR 44058)
34-54217
July 26, 2006
SR-NASD-2006-011
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period Comments Due: View Received Comments Rel. No. 34-53333 Federal Register version (71 FR 43831)
34-54213
July 26, 2006
SR-CHX-2006-22
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation Comments Due: Rel. No. 34-54090 Federal Register version (71 FR 43547)
34-54223
July 26, 2006
SR-NYSE-2006-43
Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer Comments Due: Rel. No. 34-54008 Federal Register version (71 FR 43833)
34-54221
July 26, 2006
SR-NASDAQ-2006-005
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53964 Federal Register version (71 FR 43829)
34-54206
July 25, 2006
SR-Amex-2005-096
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes Comments Due: Rel. No. 34-53640 Federal Register version (71 FR 43250)
34-54205
July 25, 2006
SR-NYSE-2005-38
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations Comments Due: View Received Comments Rel. No. 34-52969 Federal Register version (71 FR 43260)
34-54198
July 24, 2006
SR-CHX-2005-01
Order Match Functionalities Comments Due: Rel. No. 34-52647 Federal Register version (71 FR 43255)
34-54195
July 24, 2006
SR-NYSE-2006-01
Order Approving Proposed Rule Change to Require Specialists to Publish a 100 x 100 Share Market to Suspend Direct+ for Exchange Rule 127 Block Cross Transactions Comments Due: Rel. No. 34-53932 Federal Register version (71 FR 43260)
34-54191
July 21, 2006
SR-CHX-2006-04
Order Granting Approval to a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Transfer of Securities Among Co.-Specialists Within a Specialist Firm Comments Due: Rel. No. 34-53949 Federal Register version (71 FR 43254)
34-54190
July 21, 2006
SR-Phlx-20006-30
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating To Reducing Staffing Requirements for Options Specialist Units Comments Due: Rel. No. 34-53979 Federal Register version (71 FR 42706)
34-54182
July 20, 2006
SR-CBOE-2006-51
Order Approving a Proposed Rule Change Regarding Market Maker Appointments Comments Due: Rel. No. 34-53975 Federal Register version (71 FR 42692)
