34-54530
Sept. 28, 2006
SR-NYSE-2006-49
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Amending Rule 123D (Openings and Halts in Trading) and Rule 15 To Shorten the Minimum Required Time Periods Between Tape Indications and Openings or Reopenings Comments Due: Rel. No. 34-54337 Federal Register version (71 FR 58645)
34-54528
Sept. 28, 2006
SR-ISE-2006-48
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Adoption of Rules To Govern Its Electronic Trading System for Equities Comments Due: Amendment No. 1 , Rel. No. 34-54287 Federal Register version (71 FR 58650)
34-54526
Sept. 27, 2006
SR-CBOE-2006-70
Order Granting Accelerated Approval to Amendment No. 1 Thereto To Adopt Rules Relating to Regulation NMS Comments Due: View Received Comments Rel. No. 34-54332 Federal Register version (71 FR 58646)
34-54509
Sept. 26, 2006
SR-Amex-2006-70
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Apply Certain Provisions of Its Minor Rule Violation Plan to Registered Options Traders, Supplemental Registered Options Traders, and Remote Registered Options Traders Comments Due: Rel. No. 34-54317 Federal Register version (71 FR 58455)
34-54514
Sept. 26, 2006
SR-OCC-2006-05
Order Granting Approval of a Proposed Rule Change Relating to Expiration Date Exercise Procedures Comments Due: Rel. No. 34-54306 , Rel. No. 34-54306 Federal Register version (71 FR 58656)
34-54511
Sept. 26, 2006
SR-PCX-2005-53
Order Type-Passive Liquidity Orders-for Use on NYSE Arca Marketplace Comments Due: View Received Comments Rel. No. 34-52436 Federal Register version (71 FR 58460)
34-54494
Sept. 25, 2006
SR-CHX-2006-23
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Amendments to the Exchange's Bylaws and Other Governance Changes Comments Due: Rel. No. 34-54226 Federal Register version (71 FR 58023)
34-54495
Sept. 25, 2006
SR-CHX-2006-27
Order Approving Proposed Rule Change Relating to Retroactive Application of Participant Fees and Credits Comments Due: Rel. No. 34-54323 Federal Register version (71 FR 58025)
34-54487
Sept. 22, 2006
SR-FICC-2005-17
Order Approving Proposed Rule Change Relating to Assumption of Blind Brokered Fails by Its Government Securities Division Comments Due: Rel. No. 34-53396 Federal Register version (71 FR 58025)
34-54478
Sept. 21, 2006
SR-NASDAQ-2006-016
Order Granting Approval of Proposed Rule Change To Eliminate Registration of Foreign Associates Under Nasdaq Membership Rules Comments Due: Rel. No. 34-54284 Federal Register version (71 FR 57010)
34-54475
Sept. 20, 2006
SR-CBOE-2005-103
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto To Amend CBOE Rules Relating to the Electronic Designated Primary Market Maker Program Comments Due: Rel. No. 34-54311 Federal Register version (71 FR 56571)
34-54471
Sept. 19, 2006
SR-NASD-2006-081
Order Approving Proposed Rule Change To Adopt New NASD Rule 5150 Relating to Trade-Throughs Comments Due: Rel. No. 34-54186 Federal Register version (71 FR 56202)
34-54456
Sept. 15, 2006
SR-NASD-2006-064
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Extension of Time Requests Comments Due: View Received Comments Rel. No. 34-54265 Federal Register version (71 FR 56203)
34-54450
Sept. 14, 2006
SR-Amex-2006-44
Order Granting Accelerated Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of the DB Currency Index Value Fund Comments Due: Rel. No. 34-54351 Federal Register version (71 FR 55230)
34-54448
Sept. 14, 2006
SR-OCC-2006-07
Order Approving Proposed Rule Change Relating to a Surcharge for Non-Clearing Member Subscribers That Have Not Met a Mandated Conversion Date for Its Data Distribution Service Comments Due: Rel. No. 34-54060 , Rel. No. 34-54060 Federal Register version (71 FR 55258)
34-54437
Sept. 13, 2006
SR-CHX-2005-06
Order Granting Accelerated Approval to Amendment No. 2 to a Proposed Rule Change Relating to Disciplinary and Delisting Procedures Comments Due: Rel. Nos. 34-54437A , Rel. No. 34-54021 Federal Register version (71 FR 55037)
34-54421
Sept. 11, 2006
SR-NASDAQ-2006-011
Order Granting Approval to Proposed Rule Change To Modify the Cure Period Available to an Issuer That Loses an Independent Director or Audit Committee Member Comments Due: View Received Comments Rel. No. 34-53941 Federal Register version (71 FR 54698)
34-54422
Sept. 11, 2006
SR-CBOE-2004-21
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Establish Rules for a Screen-Based Trading System for Non-Option Securities Comments Due: Rel. No. 34-53112 Federal Register version (71 FR 54537)
34-54412
Sept. 7, 2006
SR-Amex-2006-64
Order Granting Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to a Retroactive Suspension of Transaction Charges for Specialist Orders in the Nasdaq-100 Tracking Stock (QQQQ) Comments Due: Rel. No. 34-54262 Federal Register version (71 FR 54321)
34-54411
Sept. 7, 2006
SR-NASD-2004-171
Order Approving Proposed Rule Change Relating to Rule 2340 Concerning Customer Account Statements Comments Due: View Received Comments Rel. No. 34-54411A , Rel. No. 34-51181 Federal Register version (71 FR 54105)
34-54410
Sept. 7, 2006
SR-NYSEArca-2006-31
Order Granting Approval of a Proposed Rule Change Amending Rules to Mandate Listed Companies Become Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-54126 Federal Register version (71 FR 54316)
34-54407
Sept. 6, 2006
SR-NYSE-2005-43
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rule 607 Relating to the Classification of Arbitrators as Public or Industry Comments Due: View Received Comments Rel. No. 34-52314 Federal Register version (71 FR 54102)
34-54399
Sept. 1, 2006
SR-ISE-2006-45
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating To Establishing ISE Stock Exchange, LLC as a Facility of the International Securities Exchange, Inc Comments Due: Rel. No. 34-54273 Federal Register version (71 FR 53728)
34-54391
Aug. 31, 2006
SR-NSX-2006-08
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto to Amend Its Trading Rules to Provide for a Price-Time Priority Market and Other Related Changes Comments Due: View Received Comments Rel. No. 34-54044 Federal Register version (71 FR 52836)
34-54395
Aug. 31, 2006
SR-CBOE-2006-58
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Regarding DPM and e-DPM Membership Ownership Requirements and the Ultimate Matching Algorithm Comments Due: Rel. No. 34-54216 Federal Register version (71 FR 53148)
34-54394
Aug. 31, 2006
4-523
Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. Release No. 34-54224 Federal Register version (71 FR 52827)
34-54382
Aug. 29, 2006
SR-OCC-2005-23
Order Granting Approval of a Proposed Rule Change Relating to the Use of Margin Deposit in the Event of a Clearing Member Liquidation Comments Due: Rel. No. 34-53794 , Rel. No. 34-53794 Federal Register version (71 FR 53151)
34-54379
Aug. 28, 2006
SR-CBOE-2006-66
Order Approving a Proposed Rule Change Regarding Market-Maker Appointments Comments Due: Rel. No. 34-54184 Federal Register version (71 FR 52351)
34-54364
Aug. 25, 2006
SR-BSE-2006-20
Order Granting Accelerated Approval to Amendment No. 5 To Create a New Electronic Trading Facility, the Boston Equities Exchange ("BeX"), To Be Operated by BSX Group, LLC Comments Due: Rel. No. 34-54035 Federal Register version (71 FR 52185)
34-54365
Aug. 25, 2006
SR-BSE-2006-22
Order Granting Accelerated Approval to Amendment No. 5 Thereto To Implement the Boston Equities Exchange ("BeX") Trading System Comments Due: Rel. No. 34-54034 Federal Register version (71 FR 52192)
34-54362
Aug. 25, 2006
SR-NYSE-2006-07
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Amend Exchange Rule 104 Regarding the Requirement That Specialists Obtain Floor Official Approval for Destabilizing Dealer Account Transactions That Match the National Best Bid or Offer Comments Due: View Received Comments Rel. No. 34-53782 Federal Register version (71 FR 52201)
34-54368
Aug. 25, 2006
SR-NYSE-2005-58
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Exchange Rule 312(f) Regarding Changes Within Member Organizations Comments Due: View Received Comments Rel. No. 34-53840 Federal Register version (71 FR 52202)
34-54352
Aug. 23, 2006
4-518
Order Approving Amendment To Add the Nasdaq Stock Market LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Release No. 34-53691 Federal Register version (71 FR 51239)
34-54339
Aug. 21, 2006
SR-NASD-2004-026
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1-5 To Amend NASD Rule 2320(a) Governing Best Execution Comments Due: View Received Comments Rel. No. 34-52637 , Rel. No. 34-51229 Federal Register version (71 FR 50959)
34-54344
Aug. 21, 2006
SR-NYSE-2005-68
Order Granting Accelerated Approval to Amendment No. 3, Relating to Annual Financial Statement Distribution Requirements and Listed Company Manual Sections 103.00, 202.05, 203.00, 203.01, 203.02, 203.03, 204.00 Through .33, 303A.14, 313.00, 401.04, and 703.09 Comments Due: View Received Comments Federal Register version (71 FR 51260)
34-54343
Aug. 21, 2006
4-429
Order Approving Joint Amendment No. 19 to the Intermarket Option Linkage Plan To Modify the Manner in Which the Fee Applicable to New Participants Is Calculated View Received Comments Release No. 34-54001 Federal Register version (71 FR 51238)
34-54338
Aug. 21, 2006
SR-CBOE-2006-49
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto To Allow Listing of Up to Seven Short-Term Options Series per Class Comments Due: Rel. No. 34-54133 Federal Register version (71 FR 50952)
34-54327
Aug. 16, 2006
SR-Amex-2006-47
Order Approving Proposed Rule Change and Amendment No. 2 Thereto Relating to the Member Firm Guarantee for FLEX Equity Options Comments Due: Rel. No. 34-54104 Federal Register version (71 FR 49492)
34-54320
Aug. 15, 2006
SR-NYSE-2005-18
Order Approving Proposed Rule Change and Amendments No. 1 and 2 Thereto Regarding NYSE Rule 619 To Clarify That Failure To Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent With Just and Equitable Principles of Trade Comments Due: View Received Comments Rel. No. 34-53599 Federal Register version (71 FR 48961)
34-54314
Aug. 14, 2006
SR-Amex-2006-27
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Interim Members Comments Due: Rel. No. 34-54109 Federal Register version (71 FR 47831)
34-54296
Aug. 9, 2006
SR-ISE-2006-30
Order Fee Comments Due: Rel. No. 34-54074 Federal Register version (71 FR 46946)
34-54290
Aug. 8, 2006
SR-Amex-2006-40
Order Granting Approval of a Proposed Rule Change Relating to Direct Registration System Eligibility Requirements Comments Due: View Received Comments Rel. No. 34-53911 Federal Register version (71 FR 47262)
34-54282
Aug. 8, 2006
SR-PCX-2005-54
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring OTP Holders and OTP Firms To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54078 Federal Register version (71 FR 46534)
34-54283
Aug. 8, 2006
SR-PCX-2005-97
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Requiring ETP Holders To Participate in the Federal Trade Commission's National Do-Not-Call Registry Comments Due: Rel. No. 34-54079 Federal Register version (71 FR 46534)
34-54289
Aug. 8, 2006
SR-NYSE-2006-29
Order Granting Approval of a Proposed Rule Change Amending the Listed Company Manual To Mandate Listed Companies To Become Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-53912 Federal Register version (71 FR 47278)
34-54288
Aug. 8, 2006
SR-NASDAQ-2006-008
Order Granting Approval of a Proposed Rule Change Requiring Securities be Eligible To Participate in a Direct Registration System Comments Due: View Received Comments Rel. No. 34-53913 Federal Register version (71 FR 47276)
34-54279
Aug. 7, 2006
SR-NASD-2006-070
Order Approving a Proposed Rule Change To Amend the Safe Harbor for Business Expansions Comments Due: Rel. No. 34-54051 Federal Register version (71 FR 46533)
34-54272
Aug. 3, 2006
SR-CBOE-2006-59
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Extension of the Options Intermarket Linkage Fees Pilot Program Comments Due: Rel. No. 34-54064 Federal Register version (71 FR 45865)
34-54266
Aug. 2, 2006
SR-Amex-2006-58
Order Granting Approval of a Proposed Rule Change Relating to an Amendment to Amex Rule 27 Comments Due: Rel. No. 34-54039 Federal Register version (71 FR 45589)
34-54238
July 28, 2006
SR-NYSEArca-2006-13
Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to the Establishment of the OX Trading Platform Comments Due: View Received Comments Rel. No. 34-53995 Federal Register version (71 FR 44758)
34-54228
July 27, 2006
SR-ISE-2006-14
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to ISE Rule 720 Comments Due: Rel. No. 34-53948 Federal Register version (71 FR 44066)
34-54229
July 27, 2006
SR-CBOE-2005-90
Order Granting Accelerated Approval to Amendments No. 1, 2, and 3 Thereto To Adopt a Simple Auction Liaison System to Auction Qualifying Marketable Orders for Potential Price Improvement Comments Due: View Received Comments Rel. No. 34-52823 Federal Register version (71 FR 44058)
34-54217
July 26, 2006
SR-NASD-2006-011
Order Approving a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Principal Pre-Use Approval of Member Correspondence to 25 or More Existing Retail Customers Within a 30 Calendar-Day Period Comments Due: View Received Comments Rel. No. 34-53333 Federal Register version (71 FR 43831)
34-54213
July 26, 2006
SR-CHX-2006-22
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the CHX Holdings, Inc. Certificate of Incorporation Comments Due: Rel. No. 34-54090 Federal Register version (71 FR 43547)
34-54223
July 26, 2006
SR-NYSE-2006-43
Order Approving Proposed Rule Change To Amend Section 902.02 of the Listed Company Manual To Exempt Companies Transferring From NYSE Arca From Initial Listing Fees and the Annual Fee for the Year of Such Transfer Comments Due: Rel. No. 34-54008 Federal Register version (71 FR 43833)
34-54221
July 26, 2006
SR-NASDAQ-2006-005
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto To Modify Nasdaq's Delisting Procedures To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53964 Federal Register version (71 FR 43829)
34-54206
July 25, 2006
SR-Amex-2005-096
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Relocation of Registered Options Traders Assigned Options Classes Comments Due: Rel. No. 34-53640 Federal Register version (71 FR 43250)
34-54205
July 25, 2006
SR-NYSE-2005-38
Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") To Change the Exchange's Capital Requirements for Specialist Organizations Comments Due: View Received Comments Rel. No. 34-52969 Federal Register version (71 FR 43260)
34-54198
July 24, 2006
SR-CHX-2005-01
Order Match Functionalities Comments Due: Rel. No. 34-52647 Federal Register version (71 FR 43255)
34-54195
July 24, 2006
SR-NYSE-2006-01
Order Approving Proposed Rule Change to Require Specialists to Publish a 100 x 100 Share Market to Suspend Direct+ for Exchange Rule 127 Block Cross Transactions Comments Due: Rel. No. 34-53932 Federal Register version (71 FR 43260)
34-54191
July 21, 2006
SR-CHX-2006-04
Order Granting Approval to a Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to the Transfer of Securities Among Co.-Specialists Within a Specialist Firm Comments Due: Rel. No. 34-53949 Federal Register version (71 FR 43254)
34-54190
July 21, 2006
SR-Phlx-20006-30
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating To Reducing Staffing Requirements for Options Specialist Units Comments Due: Rel. No. 34-53979 Federal Register version (71 FR 42706)
34-54182
July 20, 2006
SR-CBOE-2006-51
Order Approving a Proposed Rule Change Regarding Market Maker Appointments Comments Due: Rel. No. 34-53975 Federal Register version (71 FR 42692)
34-54177
July 19, 2006
SR-NYSE-2006-19
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM Comments Due: Rel. No. 34-53967 Federal Register version (71 FR 42700)
34-54171
July 19, 2006
SR-CBOE-2006-01
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility Comments Due: Rel. No. 34-54014 Federal Register version (71 FR 42427)
34-54170
July 18, 2006
SR-NASDAQ-2006-006
Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations Between Nasdaq and Its Members Comments Due: View Received Comments Rel. No. 34-53697 Federal Register version (71 FR 42149)
34-54169
July 18, 2006
SR-CBOE-2006-45
Order Granting Approval of Proposed Rule Change Regarding the Review Authority of the Board of Directors Comments Due: View Received Comments Rel. No. 34-53872 Federal Register version (71 FR 42142)
34-54155
July 14, 2006
SR-NASDAQ-2006-001
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center Comments Due: View Received Comments Rel. No. 34-53583 Federal Register version (71 FR 41291)
34-54151
July 14, 2006
SR-ISE-2006-27
Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders Comments Due: Rel. No. 34-53946 Federal Register version (71 FR 41490)
34-54135
July 12, 2006
SR-CBOE-2005-65
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System Comments Due: Rel. No. 34-53909 Federal Register version (71 FR 41287)
34-54136
July 12, 2006
4-517
Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. Release No. 34-53628 Federal Register version (71 FR 40759)
34-54125
July 11, 2006
SR-NYSE-2005-93
Order Approving a Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus") To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining Pilot Program Comments Due: View Received Comments Rel. No. 34-53126 Federal Register version (71 FR 40766)
34-54124
July 11, 2006
SR-ISE-2005-49
Order Execution Comments Due: Rel. No. 34-53903 Federal Register version (71 FR 40567)
34-54120
July 10, 2006
SR-DTC-2005-14
Order Approving a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control Comments Due: View Received Comments Rel. No. 34-51721 Federal Register version (71 FR 40562)
34-54113
July 7, 2006
SR-ISE-2006-24
Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto To Permit the Listing and Trading of Quarterly Options Series Comments Due: Rel. No. 34-53857 Federal Register version (71 FR 39694)
34-54107
July 6, 2006
SR-CHX-2006-18
Order Approving Proposed Rule Change Amending a Notice Provision Relating to the Renewal of Trading Permits Comments Due: Rel. No. 34-53859 Federal Register version (71 FR 39694)
34-54097
July 6, 2006
SR-CBOE-2006-38
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments Comments Due: Rel. No. 34-53869 Federal Register version (71 FR 39135)
34-54101
July 5, 2006
SR-NASD-2005-140
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Regarding the Nasdaq Crossing Network Comments Due: Rel. No. 34-53745 Federal Register version (71 FR 39382)
34-54103
July 5, 2006
SR-NASD-2004-043
Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material Comments Due: View Received Comments Rel. No. 34-50226 Federal Register version (71 FR 39379)
34-54100
July 5, 2006
SR-CHX-2006-13
Order Approving Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Rel. No. 34-53868 Federal Register version (71 FR 39378)
34-54094
July 3, 2006
SR-Amex-2006-42
Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders File Nos.: Comments Due: Rel. No. 34-53871 Federal Register version (71 FR 41862)
34-54084
June 30, 2006
SR-NASD-2005-087
Order Granting Accelerated Approval to Amendment No. 1 Relating to Amendments to the NASD's Rules Following the Nasdaq Exchange's Operation as a National Securities Exchange for Nasdaq UTP Plan Securities Comments Due: View Received Comments Federal Register version (71 FR 38935)
34-54088
June 30, 2006
SR-NASD-2004-135
Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers Comments Due: View Received Comments Rel. No. 34-51457 Federal Register version (71 FR 38950)
34-54086
June 30, 2006
SR-NYSE-2006-24
Order Approving Proposed Rule Change To Lower the Minimum Display Size Requirement for Specialists To Maintain Undisplayed Reserve Interest at the Exchange Best Bid or Offer in the NYSE Hybrid Market Comments Due: Rel. No. 34-53780 Federal Register version (71 FR 38953)
34-54087
June 30, 2006
SR-ISE-2005-60
Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Rel. No. 34-53783 Federal Register version (71 FR 38918)
34-54070
June 29, 2006
SR-Phlx-2005-73
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule Comments Due: Rel. No. 34-53776 Federal Register version (71 FR 38441)
34-54055
June 28, 2006
SR-NYSE-2006-32
Order Approving Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product Comments Due: Rel. No. 34-53834 Federal Register version (71 FR 38198)
34-54040
June 23, 2006
SR-Amex-2006-41
Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust Comments Due: Rel. No. 34-53784 Federal Register version (71 FR 37629)
34-54036
June 23, 2006
SR-Phlx-2005-61
Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules Comments Due: Rel. No. 34-53795 Federal Register version (71 FR 37155)
34-54033
June 22, 2006
SR-Amex-2005-105
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket Comments Due: Rel. No. 34-53723 Federal Register version (71 FR 37131)
34-54028
June 21, 2006
SR-NASD-2005-067
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review Comments Due: Rel. No. 34-53546 Federal Register version (71 FR 36847)
34-54005
June 16, 2006
SR-NASD-2006-030
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products Comments Due: Rel. No. 34-53770 Federal Register version (71 FR 36145)
34-54009
June 16, 2006
SR-Phlx-2005-42
Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee" Comments Due: View Received Comments Rel. No. 34-53548 Federal Register version (71 FR 36592)
34-54011
June 16, 2006
SR-Phlx-2005-65
Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules Comments Due: Rel. No. 34-53846 Federal Register version (71 FR 36157)
34-54007
June 16, 2006
SR-PCX-2006-16
Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange Comments Due: Rel. No. 34-53764 Federal Register version (71 FR 36155)
34-54012
June 16, 2006
SR-NYSE-2006-05
Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) Comments Due: Rel. No. 34-53789 Federal Register version (71 FR 36380)
34-54013
June 16, 2006
SR-NYSE-2006-17
Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. Comments Due: View Received Comments Rel. No. 34-53659 Federal Register version (71 FR 36372)
34-54004
June 16, 2006
SR-CBOE-2005-63
Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions Comments Due: View Received Comments Rel. No. 34-53672 Federal Register version (71 FR 36139)
34-53981
June 14, 2006
SR-Phlx-2005-69
Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options Comments Due: Rel. No. 34-53757 Federal Register version (71 FR 35724)
34-53983
June 14, 2006
SR-NYSE-2005-60
Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 ("Annual Branch Office Inspection") and 342.25 ("Risk-Based Surveillance and Branch Office Identification") To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 ("Criteria for Inspection Programs") Comments Due: Rel. No. 34-53689 Federal Register version (71 FR 35723)
