34-55464
March 13, 2007
SR-Amex-2007-08
Order for Specialists and Registered Traders Comments Due: View Received Comments Rel. No. 34-55179 Federal Register version (72 FR 13146)
34-55442
March 12, 2007
SR-NYSEArca-2007-09
Order Granting Approval of Proposed Rule Change Relating to the Expansion of Business Activities of Archipelago Securities, L.L.C. Comments Due: Rel. No. 34-55232 Federal Register version (72 FR 12654)
34-55446
March 12, 2007
SR-NYSEArca-2006-51
Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca, Inc Comments Due: Rel. No. 34-55215 Federal Register version (72 FR 13155)
34-55447
March 12, 2007
SR-NYSEArca-2006-50
Order Granting Approval of Proposed Rule Change Relating to Amendments to Registration Rules of NYSE Arca Equities, Inc. Comments Due: Rel. No. 34-55214 Federal Register version (72 FR 13156)
34-55426
March 8, 2007
SR-ISE-2007-01
Order Approving a Proposed Rule Change Relating to Rule 2113 (Long and Short Sales) Comments Due: Rel. No. 34-55191 Federal Register version (72 FR 12240)
34-55415
March 7, 2007
SR-BSE-2006-03
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1, Relating to the Treatment of Limit Orders That Are Submitted to the Boston Options Exchange During a Price Improvement Period Rel. No. 34-55050 Federal Register version (72 FR 11411)
34-55409
March 6, 2007
SR-NASD-2007-004
Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data Comments Due: Rel. No. 34-55180 Federal Register version (72 FR 11416)
34-55406
March 6, 2007
SR-NASD-2006-131
Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements File Nos.: Comments Due: View Received Comments Rel. No. 34-55170 Federal Register version (72 FR 11071)
34-55388
March 2, 2007
SR-NASDAQ-2006-067
Order Granting Approval of Proposed Rule Change To Retroactively Reduce Fees for Nasdaq's Risk Management Service Comments Due: Rel. No. 34-55130 Federal Register version (72 FR 10797)
34-55389
March 2, 2007
SR-CBOE-2006-110
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Relating to the Establishment of CBOE Stock Exchange, LLC Comments Due: Rel. No. 34-55172 Federal Register version (72 FR 10575)
34-55375
Feb. 28, 2007
SR-Phlx-2006-31
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1, 2, and 3 Thereto Relating to Electronically Submitted Limit Orders Comments Due: Rel. No. 34-55121 Federal Register version (72 FR 10288)
34-55366
Feb. 27, 2007
SR-NSCC-2006-05
Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Member Comments Due: Rel. No. 34-54928 Federal Register version (72 FR 10581)
34-55364
Feb. 27, 2007
SR-FICC-2006-05
Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant Comments Due: Rel. No. 34-54929 Federal Register version (72 FR 10580)
34-55365
Feb. 27, 2007
SR-DTC-2006-07
Order Granting Approval of a Proposed Rule Change Relating to the Wind-Down of a Participant Comments Due: Rel. No. 34-54927 Federal Register version (72 FR 10579)
34-55367
Feb. 27, 2007
4-529
Order Approving and Declaring Effective a Plan for the Allocation of Regulatory Responsibilities Between the International Securities Exchange, LLC and the National Association Release No. 34-55057 Federal Register version (72 FR 9983)
34-55349
Feb. 26, 2007
SR-OCC-2006-08
Order Approving Proposed Rule Change To Revise Stock Futures Adjustment Methodology Comments Due: Rel. No. 34-54898 , Rel. No. 34-54898 Federal Register version (72 FR 9825)
34-55337
Feb. 23, 2007
SR-NYSE-2006-04
Order Routing Systems) Comments Due: View Received Comments Rel. No. 34-54592 Federal Register version (72 FR 9370)
34-55321
Feb. 21, 2007
SR-Phlx-2006-85
Order Granting Accelerated Approval of Proposed Rule Change Relating To Listing Standards for Basket Linked Notes Comments Due: Rel. No. 34-55173 Federal Register version (72 FR 8831)
34-55326
Feb. 21, 2007
SR-CBOE-2006-107
Order Granting Approval to Proposed Rule Change Regarding a Permit Program for CBSX Comments Due: Rel. No. 34-54987 Federal Register version (72 FR 8816)
34-55292
Feb. 14, 2007
SR-Amex-2006-86
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, Relating to the Listing and Trading of Shares of the PowerShares DB U.S. Dollar Index Bullish Fund and the PowerShares DB U.S. Dollar Index Bearish Fund Comments Due: Rel. No. 34-55110 Federal Register version (72 FR 8406)
34-55294
Feb. 14, 2007
SR-NYSEArca-2007-05
Order Granting Accelerated Approval to Amendment No. 1 Regarding a Proposed Combination Between NYSE Group, Inc. and Euronext N.V. Comments Due: Amendment No. 1 , Exhibit 5C , Exhibit 5D , Exhibit 5G , Exhibit 5H , Rel. No. 34-55109 Federal Register version (72 FR 8046)
34-55293
Feb. 14, 2007
SR-NYSE-2006-120
Order Granting Accelerated Approval to Amendment No. 1 Regarding the Proposed Combination Between NYSE Group, Inc. and Euronext N.V. Comments Due: View Received Comments Rel. No. 34-55026 , Amendment No. 1 , Exhibit 5C , Exhibit 5D , Exhibit 5F , Exihibit 5G , Exhibit 5H , Exhibit 5I , Exhibit 5J , Exhibit 5M Federal Register version (72 FR 8033)
34-55272
Feb. 12, 2007
SR-Amex-2006-77
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto To Amend Rules 918 and 918-Ante Regarding Trading Rotations, Halts and Suspensions Comments Due: Rel. No. 34-54995 Federal Register version (72 FR 7779)
34-55264
Feb. 9, 2007
SR-NYSE-2006-45
Order Approving Proposed Rule Change Relating to Amendments to Exchange Rule 638 Concerning Mediation Comments Due: View Received Comments Rel. No. 34-54917 Federal Register version (72 FR 7701)
34-55263
Feb. 9, 2007
SR-CBOE-2005-111
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Multiple Representation Exception Procedures Comments Due: Rel. No. 34-54823 Federal Register version (72 FR 7488)
34-55258
Feb. 8, 2007
SR-OCC-2006-01
Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Revise Option Adjustment Methodology Comments Due: View Received Comments Rel. No. 34-54748 , Rel. No. 34-53400 , Rel. No. 34-54748 , Rel. No. 34-53400 Federal Register version (72 FR 7701)
34-55259
Feb. 8, 2007
SR-NSCC-2006-18
Order Granting Accelerated Approval of a Proposed Rule Change To Create Service To Facilitate the Exchange of Account Related Information on an Automated Basis Between Members Comments Due: Rel. No. 34-55082 Federal Register version (72 FR 7104)
34-55248
Feb. 6, 2007
SR-Amex-2006-90
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To List and Trade Notes Linked to the Performance of the Hang Seng China Enterprises Index Comments Due: Rel. No. 34-54943 Federal Register version (72 FR 6795)
34-55246
Feb. 6, 2007
SR-CBOE-2006-62
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Its Index Obvious Error Rule Comments Due: Rel. No. 34-54926 Federal Register version (72 FR 6796)
34-55239
Feb. 5, 2007
SR-DTC-2006-15
Order Granting Approval of a Proposed Rule Change Relating to the Canadian Link Service Comments Due: Rel. No. 34-54855 Federal Register version (72 FR 6797)
34-55216
Jan. 31, 2007
SR-NYSE-2006-109
Order Granting Approval of Proposed Rule Change Relating to NYSE Regulation, Inc. Policies Regarding Exercise of Power To Fine NYSE Member Organizations and Use of Money Collected as Fines Comments Due: Rel. No. 34-55003 Federal Register version (72 FR 5779)
34-55207
Jan. 31, 2007
4-518
Order Approving Amendment To Add the International Securities Exchange, LLC as Participant to National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS Federal Register version (72 FR 6016)
34-55217
Jan. 31, 2007
SR-FICC-2006-16
Order Approving Proposed Rule Change To Replace the Government Securities Division Clearing Fund Calculation Methodology With a Yield-Driven Value-at-Risk Methodology Comments Due: Rel. No. 34-54964 Federal Register version (72 FR 5774)
34-55198
Jan. 30, 2007
SR-NYSE-2006-116
Order Approving Proposed Rule Change Amending Annual Report Timely Filing Requirements Comments Due: Rel. No. 34-54977 Federal Register version (72 FR 5778)
34-55182
Jan. 26, 2007
SR-Amex-2006-19
Order Approving Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to the Listing and Trading of Options on the Nuveen Municipal Fund Index Comments Due: Rel. No. 34-54813 Federal Register version (72 FR 5765)
34-55162
Jan. 24, 2007
SR-Amex-2006-106
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Adoption of a Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-54741 Federal Register version (72 FR 4738)
34-55158
Jan. 24, 2007
SR-NASD-2003-158
Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto File Nos.: Comments Due: View Received Comments Rel. No. 34-51856 , Rel. No. 34-51857 Federal Register version (72 FR 4573)
34-55158
Jan. 24, 2007
SR-NASD-2004-011
Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Customer Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto; Order Approving Proposed Rule Change and Amendments 1, 2, 3, and 4 to Amend NASD Arbitration Rules for Industry Disputes and Notice of Filing and Order Granting Accelerated Approval of Amendments 5, 6, and 7 thereto File Nos.: Comments Due: View Received Comments Rel. No. 34-51856 , Rel. No. 34-51857 Federal Register version (72 FR 4573)
34-55161
Jan. 24, 2007
SR-ISE-2006-62
Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, To Implement a Penny Pilot Program To Quote Certain Options in Pennies Comments Due: View Received Comments Rel. No. 34-54603 Federal Register version (72 FR 4754)
34-55155
Jan. 23, 2007
SR-BSE-2006-49
Order Granting Approval To Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Implement a Pilot Program To Quote Options in Pennies Rel. No. 34-54789 Federal Register version (72 FR 4741)
34-55153
Jan. 23, 2007
SR-Phlx-2006-74
Order Granting Approval to Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto, Relating to a Pilot Program To Quote Options in Penny Increments Comments Due: Rel. No. 34-54886 Federal Register version (72 FR 4553)
34-55151
Jan. 23, 2007
SR-OCC-2006-16
Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share Comments Due: Rel. No. 34-54786 , Rel. No. 34-54786 Federal Register version (72 FR 4762)
34-55152
Jan. 23, 2007
SR-OCC-2006-17
Order Granting Approval of a Proposed Rule Change Relating to the Definition of Fund Share and Options on Commodity Pool ETFs Comments Due: Rel. No. 34-54784 , Rel. No. 34-54784 Federal Register version (72 FR 4763)
34-55156
Jan. 23, 2007
SR-NYSEArca-2006-73
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, To Create an Options Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-54590 Federal Register version (72 FR 4759)
34-55157
Jan. 23, 2007
SR-NSCC-2006-12
Order Granting Approval to Proposed Rule Change Relating to Buy-Ins of Municipal Securities Comments Due: Rel. No. 34-54900 Federal Register version (72 FR 4320)
34-55154
Jan. 23, 2007
SR-CBOE-2006-92
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to the Penny Pilot Program Comments Due: View Received Comments Rel. No. 34-54805 Federal Register version (72 FR 4743)
34-55132
Jan. 19, 2007
SR-NYSE-2006-57
Order Granting Approval of a Proposed Rule Change Amending Rule 180 to Require Member Organizations to Use the Automated Liability Notification System of a Registered Clearing Agency Comments Due: View Received Comments Rel. No. 34-54818 Federal Register version (72 FR 3896)
34-55134
Jan. 19, 2007
SR-FICC-2006-14
Order Granting Approval of Proposed Rule Change Relating To Returning Excess Clearing Fund Collateral Comments Due: Rel. No. 34-54787 Federal Register version (72 FR 3450)
34-55136
Jan. 19, 2007
SR-FICC-2006-17
Order Approving Proposed Rule Change Relating to Clearing Fund Deficiency Calls Comments Due: Rel. No. 34-54819 Federal Register version (72 FR 3887)
34-55138
Jan. 19, 2007
SR-BSE-2006-55
Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage File Nos.: Comments Due: Rel. No. 34-55012 , Rel. No. 34-54923 , Rel. No. 34-55051 , Rel. No. 34-55015 , Rel. No. 34-55048 Federal Register version (72 FR 3451)
34-55138
Jan. 19, 2007
SR-ISE-2006-73
Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage File Nos.: Comments Due: Rel. No. 34-55012 , Rel. No. 34-54923 , Rel. No. 34-55051 , Rel. No. 34-55015 , Rel. No. 34-55048 Federal Register version (72 FR 3451)
34-55138
Jan. 19, 2007
SR-Amex-2006-119
Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage File Nos.: Comments Due: Rel. No. 34-55012 , Rel. No. 34-54923 , Rel. No. 34-55051 , Rel. No. 34-55015 , Rel. No. 34-55048 Federal Register version (72 FR 3451)
34-55138
Jan. 19, 2007
SR-NYSEArca-2007-01
Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage File Nos.: Comments Due: Rel. No. 34-55012 , Rel. No. 34-54923 , Rel. No. 34-55051 , Rel. No. 34-55015 , Rel. No. 34-55048 Federal Register version (72 FR 3451)
34-55138
Jan. 19, 2007
SR-CBOE-2006-109
Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, Relating to the Definition of "Complex Trade" as Applied to Trades Through the Options Intermarket Linkage File Nos.: Comments Due: Rel. No. 34-55012 , Rel. No. 34-54923 , Rel. No. 34-55051 , Rel. No. 34-55015 , Rel. No. 34-55048 Federal Register version (72 FR 3451)
34-55124
Jan. 18, 2007
SR-OCC-2006-20
Order Approving Proposed Rule Change To Accelerate the Expiration Date of American-Style Equity Options That Have Been Adjusted To Call for Cash-Only Delivery Comments Due: Rel. No. 34-54793 , Rel. No. 34-54793 Federal Register version (72 FR 3466)
34-55120
Jan. 18, 2007
SR-NYSE-2006-110
Order Fee Comments Due: Rel. No. 34-54912 Federal Register version (72 FR 3184)
34-55117
Jan. 17, 2007
SR-Amex-2006-101
Order Granting Accelerated Approval to a Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Shares of Funds of the ProShares Trust Comments Due: Rel. No. 34-54961 Federal Register version (72 FR 3442)
34-55114
Jan. 17, 2007
SR-Phlx-2006-81
Order Granting Approval to Proposed Rule Change Relating to the Establishment of a Maximum Number of Quoting Participants Permitted in a Particular Option on the Exchange Comments Due: Rel. No. 34-54914 Federal Register version (72 FR 3185)
34-55108
Jan. 16, 2007
SR-NASD-2006-101
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Provide for the Payment of a $200 Honorarium Per Case for Each Arbitrator Who Considers Contested Motions for the Issuance of Subpoenas Comments Due: Rel. No. 34-54857 Federal Register version (72 FR 2914)
34-55111
Jan. 16, 2007
SR-Phlx-2006-59
Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1 and 2 Thereto Relating to an Amendment to a Philadelphia Board of Trade Market Data Distribution Network Fee Comments Due: Rel. No. 34-54890 Federal Register version (72 FR 3188)
34-55095
Jan. 12, 2007
SR-NSCC-2006-11
Order Approving Proposed Rule Change To Amend Its Rules and Procedures With Respect to Clearing Fund Collateral Comments Due: Rel. No. 34-54822 Federal Register version (72 FR 2915)
34-55080
Jan. 10, 2007
SR-Phlx-2006-51
Order Granting Approval to Proposed Rule Change Relating to Performance Evaluations for Streaming Quote Traders and Remote Streaming Quote Traders Comments Due: Rel. No. 34-54859 Federal Register version (72 FR 2324)
34-55079
Jan. 10, 2007
SR-NYSE-2006-97
Order Approving Proposed Rule Change Relating to Exchange Rule 342 ("Offices-Approval, Supervision and Control") Comments Due: Rel. No. 34-54847 Federal Register version (72 FR 2056)
34-55073
Jan. 9, 2007
SR-BSE-2006-48
Order Granting Approval to Proposed Rule Change To Implement a Quote Mitigation Plan View Received Comments Rel. No. 34-54779 Federal Register version (72 FR 2047)
34-55067
Jan. 9, 2007
SR-NYSE-2006-80
Order Approving a Proposed Rule Change and Amendment No. 1 Relating to NYSE Rule 1300 (Gold Shares) and NYSE Rule 51 (Hours of Business) Comments Due: Rel. No. 34-54801 Federal Register version (72 FR 2057)
34-55062
Jan. 8, 2007
SR-CBOE-2006-88
Order Granting Approval to Proposed Rule Change To Codify a Fee Schedule for the Sale of Open and Close Volume Data on CBOE Listed Options by Market Data Express, LLC Comments Due: Rel. No. 34-54771 Federal Register version (72 FR 2048)
34-55049
Jan. 5, 2007
SR-OPRA-2006-02
Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Provide That Classes of Foreign Currency Options Newly Introduced for Trading by Any of the Parties to the Plan Be Treated Under the Provision "Special Temporary Provision for Newly Traded FCO Securities" During a Temporary Period Ending on December 31, 2007 Comments Due: Rel. No. 34-54870 Federal Register version (72 FR 1568)
34-55052
Jan. 5, 2007
SR-NASDAQ-2006-047
Order Approving Proposed Rule Change To Modify Its Listing Rules in the Case of a Reverse Merger Comments Due: Rel. No. 34-54825 Federal Register version (72 FR 1569)
34-55038
Jan. 3, 2007
SR-NASD-2005-079
Order Granting Accelerated Approval to Amendment No. 4 to Revise Rule 10322 of the NASD Code of Arbitration Procedure Pertaining to Subpoenas and the Power to Direct Appearances Comments Due: View Received Comments Rel. No. 34-54134 , Rel. No. 34-51981 Federal Register version (72 FR 1353)
34-55037
Jan. 3, 2007
SR-FICC-2006-10
Order Approving Proposed Rule Change To Amend the Rules of Its Mortgage-Backed Securities Division Regarding Membership Requirements for Unregistered Investment Pools Comments Due: Rel. No. 34-54769 Federal Register version (72 FR 1252)
34-55029
Dec. 29, 2006
SR-Amex-2006-76
Order Granting Accelerated Approval to Proposed Rule Change as Modified by Amendments No. 1, 2, 3, and 4 Thereto and Notice of Filing of Amendments No. 3 and 4 Relating to the Listing and Trading of the DB Multi-Sector Commodity Trust Comments Due: Rel. No. 34-54770 Federal Register version (72 FR 806)
34-55027
Dec. 29, 2006
SR-Phlx-2006-53
Order Granting Approval to Proposed Rule Change as Modified by Amendment No. 1 Thereto, Relating to Assignments in Options Based on Root Symbol Comments Due: View Received Comments Rel. No. 34-54807 Federal Register version (72 FR 1358)
34-55035
Dec. 29, 2006
SR-ODD-2006-01
Order Granting Approval of Accelerated Delivery of Supplement to the Options Disclosure Document Reflecting Certain Changes to Disclosure Regarding U.S. Dollar-Denominated Foreign Currency Options Federal Register version (72 FR 1358)
34-55025
Dec. 29, 2006
SR-CBOE-2006-96
Order Approving a Proposed Rule Change Regarding Allocation of Stocks to CBSX DPMs Comments Due: Rel. No. 34-54792 Federal Register version (72 FR 812)
34-55008
Dec. 22, 2006
SR-Amex-2006-98
Order Approving Proposed Rule Change Relating to the Codification of Exchange Policy Regarding Specialist Commissions Comments Due: View Received Comments Rel. No. 34-54618 Federal Register version (72 FR 597)
34-55006
Dec. 22, 2006
SR-Amex-2006-57
Order Approving Proposed Rule Change Relating To Stop Orders for Exchange Traded Funds and Trust Issued Receipts Comments Due: Rel. No. 34-54584 Federal Register version (72 FR 599)
34-54986
Dec. 21, 2006
SR-NYSEArca-2006-58
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to Its Regulatory Oversight Committee Comments Due: Rel. No. 34-54638 Federal Register version (71 FR 78250)
34-54998
Dec. 21, 2006
SR-NYSE-2006-98
Order Granting Accelerated Approval to Amendment No. 1 Thereto, Regarding the Amendment of NYSE Rule 300 Relating to Trading Licenses and the Deletion of NYSE Rule 300T Comments Due: View Received Comments Rel. No. 34-54713 Federal Register version (71 FR 78496)
34-54999
Dec. 21, 2006
SR-NYSE-2006-30
Order Approving a Proposed Rule Change and Amendments No. 1 & 2 Thereto Relating to the Treasury Share Exception in NYSE Listed Company Manual Section 312.03, Section 312.04, Section 703.01(A), and Section 903.02 Comments Due: View Received Comments Rel. No. 34-54579 Federal Register version (72 FR 170)
34-54963
Dec. 19, 2006
SR-CHX-2006-30
Order Approving Proposed Rule Change To Permit Routing From the Matching System to a Destination Selected by a Participant Comments Due: Rel. No. 34-54642 Federal Register version (71 FR 77834)
34-54969
Dec. 19, 2006
SR-FICC-2006-15
Order Approving Proposed Rule Change To Modify its Rules To Diversify and Standardize Clearing Fund Collateral Requirements Across the Divisions To Improve Liquidity and Minimize Risk for Its Members Comments Due: Rel. No. 34-54682A , Rel. No. 34-54682 Federal Register version (71 FR 77837)
34-54952
Dec. 18, 2006
SR-NASD-2006-039
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rules To Modify and Expand NASD's Authority To Initiate Trading and Quotation Halts in OTC Equity Securities Comments Due: View Received Comments Rel. No. 34-53920 Federal Register version (71 FR 78242)
34-54957
Dec. 18, 2006
SR-FICC-2006-07
Order Approving a Proposed Rule Change Relating To Providing Certain Reports to Its Members Comments Due: Rel. No. 34-54619 Federal Register version (71 FR 77839)
34-54944
Dec. 15, 2006
SR-NYSE-2006-69
Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Exchange-Traded Notes of Barclays Bank PLC Linked to the Performance of the MSCI India Equities Index Comments Due: View Received Comments Rel. No. 34-54800 Federal Register version (71 FR 77432)
34-54935
Dec. 13, 2006
SR-OCC-2006-10
Order Granting Accelerated Approval of a Proposed Rule Change Relating to Cash-Settled Foreign Currency Options Comments Due: Rel. No. 34-54721 , Rel. No. 34-54721 Federal Register version (71 FR 76417)
34-54910
Dec. 11, 2006
SR-NYSE-2006-93
Order Approving Proposed Rule Change To Amend NYSE Rule 607 Concerning the Use of the Random Selection Method To Appoint Arbitrators in Matters Not Involving Customers Comments Due: View Received Comments Rel. No. 34-54694 Federal Register version (71 FR 75599)
34-54810A
Dec. 8, 2006
SR-NYSE-2005-90
Order Granting Accelerated Approval to Amendment No. 2 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements Comments Due: View Received Comments Rel. No. 34-54810 , Rel. No. 34-53826 Federal Register version (71 FR 75798)
34-54904
Dec. 8, 2006
SR-NYSE-2005-09
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Rule 409 Regarding Statements of Accounts to Customers and Proposed New Rule 409A Regarding SIPC Disclosure Comments Due: Rel. No. 34-54491 Federal Register version (71 FR 75600)
34-54899
Dec. 8, 2006
SR-FICC-2006-11
Order Approving a Proposed Rule Change Relating to Establishing New Reporting Processes To Support the Bilateral Comparison of Pool Details Associated With Specified Pool Trade Activity Comments Due: Rel. No. 34-54609 Federal Register version (71 FR 75284)
34-54882
Dec. 6, 2006
SR-Amex-2006-80
Order Approving Proposed Rule Change To Amend Rule 777 Regarding Depository Eligibility Comments Due: Rel. No. 34-54442 Federal Register version (71 FR 74964)
34-54880
Dec. 6, 2006
SR-OCC-2006-12
Order Approving a Proposed Rule Change Relating to an Escrow Program Fee To Be Charged to Escrow Banks Comments Due: Rel. No. 34-54572 , Rel. No. 34-54572 Federal Register version (71 FR 74974)
34-54879
Dec. 6, 2006
SR-FICC-2006-12
Order Approving a Proposed Rule Change Relating to Financial Responsibility, Operational Capability, Insolvency, and Ceasing To Act Comments Due: Rel. No. 34-54570 Federal Register version (71 FR 75283)
34-54869
Dec. 4, 2006
SR-NYSEArca-2006-70
Order Approving a Proposed Rule Change To Extend the Term of Index-Linked Securities Comments Due: Rel. No. 34-54636 Federal Register version (71 FR 74974)
34-54844
Nov. 30, 2006
SR-Amex-2006-88
Order Approving Proposed Rule Change To Extend the Term of Index-Linked Securities Comments Due: Rel. No. 34-54629 Federal Register version (71 FR 71000)
34-54839
Nov. 29, 2006
SR-Amex-2006-82
Order Granting Accelerated Approval to Amendment No. 2 Thereto Relating to MACRO Tradeable Shares Comments Due: Rel. No. 34-54658 Federal Register version (71 FR 70804)
34-54827
Nov. 29, 2006
SR-CBOE-2006-81
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Minor Rule Violations in Connection With Trade Reporting Comments Due: Rel. No. 34-54631 Federal Register version (71 FR 70810)
34-54821
Nov. 28, 2006
SR-FICC-2006-13
Order Granting Approval of a Proposed Rule Change Relating to the Federal Reserve's National Settlement System Comments Due: Rel. No. 34-54622 Federal Register version (71 FR 70816)
34-54820
Nov. 27, 2006
SR-NYSE-2006-65
Order Granting Accelerated Approval of Amendment No. 5 Thereto Relating to Exchange Rules Governing Certain Definitions, Systemic Processing of Certain Orders, and the Implementation Schedule of the NYSE Hybrid Market Comments Due: View Received Comments Rel. No. 34-54520 Federal Register version (71 FR 70824)
34-54816
Nov. 27, 2006
SR-NSCC-2006-09
Order Approving Proposed Rule Change To Allow Cash, Next Day, and Seller's Option Equity Trades To Be Processed in the Continuous Net Settlement System and To Modify the Clearing Fund Formula To Mitigate the Risk Associated With the Shorter Settlement Cycle of Cash and Next Day Settling Trades Comments Due: Rel. No. 34-54482 Federal Register version (71 FR 69604)
34-54811
Nov. 22, 2006
SR-NASD-2006-066
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Allow Certain Institutional Customers To Elect Not To Receive Account Statements Comments Due: View Received Comments Rel. No. 34-54566 Federal Register version (71 FR 69161)
