SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Amendment of NASD Interpretive Material 2210-4 to Require Certain Member Firms to Provide a Hyperlink to the NASD’s Internet Home Page

(Release No. 34-54058; File No. SR-NASD-2006-073)


Jul. 27, 2006 Phyllis Hawkins, Compliance Advisor, Lincoln Investment Planning, Inc., Wyncote, Pennsylvania
Jul. 27, 2006 Aimee R. Blinder, Vice President, Compliance, National Planning Holdings, Inc.
Jul. 27, 2006 Dale E. Brown, CAE, Executive Director & CEO, Financial Services Institute, Inc.

 

 

 

 

http://www.sec.gov/comments/sr-nasd-2006-073/nasd2006073.shtml

Modified: 08/01/2006