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Comments on NASD Rulemaking
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to
Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD
Code of Arbitration
(Release No. 34-52332; File No. SR-NASD-2005-094)
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| Aug. 23, 2006 |
John D. Nachmann, NASD, Washington, District of Columbia
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| Feb. 1, 2006 |
Richard H. Levenstein, Kramer, Sopko & Levenstein, P.A. |
| Oct. 09, 2005 |
Les Greenberg, Law Offices of Les Greenberg, Culver City, California |
| Oct. 07, 2005 |
Bradford D. Kaufman, Esq., Greenberg Traurig |
| Sep. 30, 2005 |
Jonathan L. Hochman, Schindler Cohen & Hochman LLP |
| Sep. 21, 2005 |
Jonathan W. Evans, Securities Lawyer, Studio City, California |
| Sep. 21, 2005 |
Randall R. Heiner, Esquire, Salt Lake City, Utah |
| Sep. 21, 2005 |
Scot Bernstein, Esquite, Sacramento, California |
| Sep. 20, 2005 |
Jerome Stanley, Lawyer, Baton Rouge, Louisiana |
| Sep. 20, 2005 |
Dale Ledbetter, Adorno & Yoss |
| Sep. 20, 2005 |
Randall R. Heiner, Attorney at Law |
| Sep. 20, 2005 |
Sam T. Brannan, Page Perry, LLC, Atlanta, Georgia |
| Sep. 20, 2005 |
Jason R. Doss, Esquire, Attorney, Atlanta, Georgia |
| Sep. 20, 2005 |
William B. Langenbacher, Esquire, Private Attorney, Clayton, Missouri |
| Sep. 20, 2005 |
Steve Parker, Attorney, Atlanta, Georgia, |
| Sep. 20, 2005 |
Jeffrey D. Pederson, Attorney, Denver, Colorado |
| Sep. 20, 2005 |
Martin Seiler, Esquire, Attorney, Memphis, Tennessee |
| Sep. 20, 2005 |
Brian M. Greenman, Scarsdale, New York |
| Sep. 20, 2005 |
Teresa M. Gillis, Attorney, Shustak Jalil & Heller, San Diego, California |
| Sep. 20, 2005 |
William F. Davis, Esquire, Los Angeles, California |
| Sep. 20, 2005 |
David Harrison, Esquire, Spivak & Harrison LLP, Los Angeles, California |
| Sep. 20, 2005 |
Susan N. Perkins, Esq. |
| Sep. 20, 2005 |
Mitchell S. Ostwald, Esquire, Sacamento, California |
| Sep. 20, 2005 |
John W. Barnes, Esquire, Attorney, San Rafael, California |
| Sep. 20, 2005 |
Scot D. Bernstein, Mather Field, California |
| Sep. 20, 2005 |
William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts |
| Sep. 20, 2005 |
William P. Torngren, Attorney, Sacramento, California |
| Sep. 20, 2005 |
Charles C. Mihalek, Esq. and Steven M. McCauley, Esq., Charles C. Mihalek, P.S.C. |
| Sep. 20, 2005 |
Timothy A. Canning, Law Offices of Timothy A. Canning, Arcata, California |
| Sep. 20, 2005 |
Laurence M. Landsman, Block & Landsman, Chicago, Illinois |
| Sep. 20, 2005 |
Steven J. Gard, Esq., Partner, Gard Smiley Bishop & Dovin LLP, Atlanta, Georgia |
| Sep. 20, 2005 |
Scott L. Silver, Blum & Silver, P.A., Coral Springs, Florida |
| Sep. 20, 2005 |
Mitchell S. Ostwald, Esquire, Sacramento, Connecticut |
| Sep. 20, 2005 |
G. Mark Brewer, Esquire, La Jolla, California |
| Sep. 20, 2005 |
John D. Hudson, Esquire, Des Moines, Iowa |
| Sep. 20, 2005 |
Joel A. Goodman, Clearwater, Florida |
| Sep. 20, 2005 |
Jill I. Gross, Director of Advocacy; Barbara Black, Director of Research; and Per Jebsen, Staff Attorney, Pace Investor Rights Project, Pace University School of Law |
| Sep. 19, 2005 |
Royal B. Lea, III, Esq., Bingham & Lea and Randall A. Pulman, Esq., Pulman, Bresnahan & Pullen, LLP |
| Sep. 19, 2005 |
Richard P. Ryder, President, Securities Arbitration Commentator, Inc. |
| Sep. 19, 2005 |
Alan C. Friedberg, Pendleton, Friedberg, Wilson & Hennessey, P.C. |
| Sep. 19, 2005 |
Robert K. Savage, Esq., Savage Law Firm, P.A. |
| Sep. 19, 2005 |
Michael Chasen, New York, New York |
| Sep. 19, 2005 |
Adam S. Doner, Esquire, Palm Beach Gardens |
| Sep. 19, 2005 |
Jan Graham, P.I.A.B.A., Salt Lake City, Utah |
| Sep. 19, 2005 |
Frederick W. Rosenberg, JD, Attorney, Roseland, New Jersey |
| Sep. 19, 2005 |
Debra G. Speyer, Esquire, Law Offices of Debra G. Speyer, Philadelphia, Pennsylvania |
| Sep. 19, 2005 |
Andrew Stoltmann, Esquire, Chicago, Illinois |
| Sep. 19, 2005 |
Al Van Kampen, Esquire, Rohde & Van Kampen PLLC, Seattle, Washington |
| Sep. 19, 2005 |
Eliot Goldstein, Esq., Cabin John, Maryland |
| Sep. 18, 2005 |
W. Scott Greco, Greco & Greco, P.C. |
| Sep. 18, 2005 |
Barry D. Estell, Esq., Attorney At Law, Mission, Kansas |
| Sep. 17, 2005 |
Charles W. Austin, Jr., C. W. Austin, Jr. P.C., Richmond, Virginia |
| Sep. 16, 2005 |
Robert C. Port, Esq., Cohen Goldstein Port & Gottlieb, LLP |
| Sep. 16, 2005 |
Kurt Arbuckle, Attorney in private practice, Houston, Texas |
| Sep. 15, 2005 |
William A. Fynes |
| Sep. 15, 2005 |
Jeffrey A. Feldman |
| Sep. 14, 2005 |
Jay H. Salamon, Hermann, Cahn & Schneider LLP, Cleveland, Ohio |
| Sep. 14, 2005 |
Steven B. Caruso, Esq., Maddox Hargett & Caruso, P.C., New York, New York |
| Sep. 14, 2005 |
Jorge A. Lopez, Esq., President, Law Offices of Jorge A. Lopez, P.A., Coral Gables, Florida |
| Sep. 13, 2005 |
Michael J. Willner, Miller Faucher and Cafferty LLP |
| Sep. 13, 2005 |
Jeffrey S. Kruske, Law Office of Jeffrey S. Kruske, P.A. |
| Sep. 13, 2005 |
Richard M. Layne, Partner, Layne Lewis, LLP, Portland, Oregon |
| Sep. 13, 2005 |
John Miller, Law Office of John J. Miller, P.C., Kansas City, Missouri |
| Sep. 13, 2005 |
Herb Pounds, Esquire, San Antonio, Texas |
| Sep. 12, 2005 |
Laurence S. Schultz; Driggers, Schultz & Herbst |
| Sep. 09, 2005 |
Rosemary J. Shockman, President, Public Investors Arbitration Bar Association |
| Sep. 08, 2005 |
Seth E. Lipner, Professor of Law, Zicklin School of Business Baruch College; Member, Deutsch & Lipner, New York , New York |
| Aug. 30, 2005 |
Scott I. Batterman, Esq., Clay Chapman Crumpton Iwamura & Pulice |
http://www.sec.gov/rules/sro/nasd/nasd2005094.shtml
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