Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendments to the Classification of Arbitrators Pursuant to Rule 10308 of the NASD Code of Arbitration

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Date Received
Date Letter Type Commenter Name
Public Comment John D. Nachmann, NASD, Washington, District of Columbia
Public Comment Richard H. Levenstein, Kramer, Sopko & Levenstein, P.A.
Public Comment Les Greenberg, Law Offices of Les Greenberg, Culver City, California
Public Comment Bradford D. Kaufman, Esq., Greenberg Traurig
Public Comment Jonathan L. Hochman, Schindler Cohen & Hochman LLP
Public Comment Jonathan W. Evans, Securities Lawyer, Studio City, California
Public Comment Randall R. Heiner, Esquire, Salt Lake City, Utah
Public Comment Scot Bernstein, Esquite, Sacramento, California
Public Comment Brian M. Greenman, Scarsdale, New York
Public Comment Charles C. Mihalek, Esq. and Steven M. McCauley, Esq., Charles C. Mihalek, P.S.C.
Public Comment Dale Ledbetter, Adorno & Yoss
Public Comment David Harrison, Esquire, Spivak & Harrison LLP, Los Angeles, California
Public Comment G. Mark Brewer, Esquire, La Jolla, California
Public Comment Jason R. Doss, Esquire, Attorney, Atlanta, Georgia
Public Comment Jeffrey D. Pederson, Attorney, Denver, Colorado
Public Comment Jerome Stanley, Lawyer, Baton Rouge, Louisiana
Public Comment Jill I. Gross, Director of Advocacy; Barbara Black, Director of Research; and Per Jebsen, Staff Attorney, Pace Investor Rights Project, Pace University School of Law
Public Comment Joel A. Goodman, Clearwater, Florida
Public Comment John D. Hudson, Esquire, Des Moines, Iowa
Public Comment John W. Barnes, Esquire, Attorney, San Rafael, California
Public Comment Laurence M. Landsman, Block & Landsman, Chicago, Illinois
Public Comment Martin Seiler, Esquire, Attorney, Memphis, Tennessee
Public Comment Mitchell S. Ostwald, Esquire, Sacamento, California
Public Comment Mitchell S. Ostwald, Esquire, Sacramento, Connecticut
Public Comment Randall R. Heiner, Attorney at Law
Public Comment Sam T. Brannan, Page Perry, LLC, Atlanta, Georgia
Public Comment Scot D. Bernstein, Mather Field, California
Public Comment Scott L. Silver, Blum & Silver, P.A., Coral Springs, Florida
Public Comment Steve Parker, Attorney, Atlanta, Georgia,
Public Comment Steven J. Gard, Esq., Partner, Gard Smiley Bishop & Dovin LLP, Atlanta, Georgia

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2005-094
Release Number
34-52332
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