Order

Release Number SEC Issue Date File Number Details
34-41479 SR-NYSE-98-32 Order Granting Accelerated Approval of Amendment Nos. 1 and 2 Thereto Relating to Shareholder Approval of Stock Option Plans
See Also - Rel. No. 34-40847, Rel. No. 34-40679
Federal Register version (64 FR 31667)
34-41041 SR-NYSE-98-45 Order Approving Proposed Rule Change by the New York Stock Exchange, Inc. Relating to Amendments to Rule 80A
Federal Register version (64 FR 8424)
34-40622 SR-Amex-98-32 Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos.: SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425
Federal Register version (63 FR 59819)
34-40622 SR-NASD-98-56 Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos.: SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425
Federal Register version (63 FR 59819)
34-40622 SR-NASD-98-67 Order Granting Accelerated Approval to Amendment No. 2 Thereto; Relating to the Combination of the American Stock Exchange, Inc. and the National Association of Securities Dealers, Inc., Including Amendments to the Composition of the NASD Board and Relating to Policies Regarding Authority Over American Stock Exchange LLC and Composition of Board of Governors of American Stock Exchange LLC
File Nos.: SR-Amex-98-32, SR-NASD-98-56, SR-NASD-98-67 See Also - Rel. No. 34-40615, Rel. No. 34-40443, Rel. No. 34-40339, Rel. No. 34-49425
Federal Register version (63 FR 59819)
34-40615 SR-NASD-98-56 Order Granting Partial Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to the Small Firm Representative on NASD Board Portion of the Proposed Rule Change Relating to Amendment to Composition of NASD Board to Include Members of New Amex LLC and for Other Purposes
See Also - Rel. No. 34-40622, Rel. No. 34-40339
Federal Register version (63 FR 59614)
34-40211 SR-NASD-98-21 Order Approving a Proposed Rule Change to Permanently Expand the NASD's Rule Permitting Market Makers to Display Their Actual Quotation Size
View Received Comments
See Also - Rel. No. 34-39760
Federal Register version (63 FR 39322)
34-39832 SR-DTC-95-23 Order Approving a Proposed Rule Change Implementing the Matching Feature in the Institutional Delivery System
Federal Register version (63 FR 18062)
34-39729 SR-NASD-97-56 Order Approving Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2, 3, 4, 5, and 6 to Proposed Rule Change to Amend Rule 3110 and to Adopt New Rules 6950 Through 6957 Relating to the Creation of an Order Audit Trail System
Federal Register version (63 FR 12559)
34-39550 SR-NASD-96-51 Order Granting Accelerated Approval to Amendment Nos. 2, 3, and 4 to the Proposed Rule Change Relating to NASD Rule 11890 Regarding Clearly Erroneous Transactions
Federal Register version (63 FR 4333)
34-39490 SR-NASD-97-50 Order Approving Proposed Rule Change By the NASD To Extend From 15 Seconds To 17 Seconds the Amount of Time a Market Maker Has To Update Its Quote After an Order Execution in SOES Before Being Required To Execute a Subsequent Order
34-39423 SR-NASD-97-04 Order Granting Accelerated Approval to Amendment No. 2 Thereto Regarding Excused Market Maker Withdrawals and Reinstatements
Federal Register version (62 FR 66160)