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Comments on NYSE Rulemaking
Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of
Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 (“Dealings by
Specialists”) and 123E (“Specialist Combination Review Policy”) to Change the
Exchange’s Capital Requirements for Specialist Organizations.
(Release No. 34-52969; File No. SR-NYSE-2005-38)
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Apr. 18, 2006 |
Junius W. Peake, Monfort Distinguished Professor of Finance, University of Northern Colorado, Greeley, Colorado |
Apr. 12, 2006 |
George Rutherfurd, Consultant, Chicago, IL |
Mar. 31, 2006 |
Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc. |
Mar. 7, 2006 |
George Rutherfurd, Consultant, Chicago, IL |
Feb. 28, 2006 |
Mary Yeager, Acting Secretary, New York Stock Exchange, Inc. |
Jan. 13, 2006 |
George Rutherfurd, Consultant, Chicago, IL |
http://www.sec.gov/rules/sro/nyse/nyse200538.shtml
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