Comments on NYSE Rulemaking

Self-Regulatory Organizations; New York Stock Exchange, Inc.; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Rules 104 ("Dealings by Specialists") and 123E ("Specialist Combination Review Policy") to Change the Exchange's Capital Requirements for Specialist Organizations.

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Date Received
Date Letter Type Commenter Name
Public Comment Junius W. Peake, Monfort Distinguished Professor of Finance, University of Northern Colorado, Greeley, Colorado
Public Comment George Rutherfurd, Consultant, Chicago, IL
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment George Rutherfurd, Consultant, Chicago, IL
Public Comment Mary Yeager, Acting Secretary, New York Stock Exchange, Inc.
Public Comment George Rutherfurd, Consultant, Chicago, IL

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2005-38
Release Number
34-52969
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