Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Amend NYSE Rule 619 to Clarify That Failure to Appear or Produce Documents in Arbitration May Be Deemed Conduct Inconsistent with Just and Equitable Principles of Trade

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Date Received
Date Letter Type Commenter Name
Public Comment David Plimpton, Plimpton & Esposito, Cape Elizabeth, Maine
Public Comment Robert S. Banks, Jr., Public Investors Arbitration Bar Association, Portland, Oregon
Public Comment A. Daniel Woska, Esquire, Edmond, Oklahoma
Public Comment Steven B. Caruso, Esq., Maddox Hargett Caruso, P.C., New York, New York
Public Comment Les Greenberg, Culver City, California

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2005-18
Release Number
34-53599
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