34-54177
July 19, 2006
SR-NYSE-2006-19
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To List and Trade Index-Linked Notes of Barclays Bank PLC Linked to the Performance of the Goldman Sachs Crude Oil Total Return IndexTM Comments Due: Rel. No. 34-53967 Federal Register version (71 FR 42700)
34-54171
July 19, 2006
SR-CBOE-2006-01
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding a Disaster Recovery Facility Comments Due: Rel. No. 34-54014 Federal Register version (71 FR 42427)
34-54170
July 18, 2006
SR-NASDAQ-2006-006
Order Granting Approval of Proposed Rule Change as Amended by Amendment No. 1 Regarding Restrictions on Affiliations Between Nasdaq and Its Members Comments Due: View Received Comments Rel. No. 34-53697 Federal Register version (71 FR 42149)
34-54169
July 18, 2006
SR-CBOE-2006-45
Order Granting Approval of Proposed Rule Change Regarding the Review Authority of the Board of Directors Comments Due: View Received Comments Rel. No. 34-53872 Federal Register version (71 FR 42142)
34-54155
July 14, 2006
SR-NASDAQ-2006-001
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 Thereto Relating to the Nasdaq Market Center Comments Due: View Received Comments Rel. No. 34-53583 Federal Register version (71 FR 41291)
34-54151
July 14, 2006
SR-ISE-2006-27
Order Granting Approval of Proposed Rule Change Relating to Automatic Execution of Non-Customer Orders Comments Due: Rel. No. 34-53946 Federal Register version (71 FR 41490)
34-54135
July 12, 2006
SR-CBOE-2005-65
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Relating to the Processing of Complex Orders in the Hybrid Trading System Comments Due: Rel. No. 34-53909 Federal Register version (71 FR 41287)
34-54136
July 12, 2006
4-517
Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. Release No. 34-53628 Federal Register version (71 FR 40759)
34-54125
July 11, 2006
SR-NYSE-2005-93
Order Approving a Proposed Rule Change to Rule 431 ("Margin Requirements") and Rule 726 ("Delivery of Options Disclosure Document and Prospectus") To Expand the Products Eligible for Customer Portfolio Margining and Cross-Margining Pilot Program Comments Due: View Received Comments Rel. No. 34-53126 Federal Register version (71 FR 40766)
34-54124
July 11, 2006
SR-ISE-2005-49
Order Execution Comments Due: Rel. No. 34-53903 Federal Register version (71 FR 40567)
34-54120
July 10, 2006
SR-DTC-2005-14
Order Approving a Proposed Rule Change Relating to Compliance With Regulations Administered by the Office of Foreign Assets Control Comments Due: View Received Comments Rel. No. 34-51721 Federal Register version (71 FR 40562)
34-54113
July 7, 2006
SR-ISE-2006-24
Order Granting Accelerated Approval to Amendments No. 2 and 3 Thereto To Permit the Listing and Trading of Quarterly Options Series Comments Due: Rel. No. 34-53857 Federal Register version (71 FR 39694)
34-54107
July 6, 2006
SR-CHX-2006-18
Order Approving Proposed Rule Change Amending a Notice Provision Relating to the Renewal of Trading Permits Comments Due: Rel. No. 34-53859 Federal Register version (71 FR 39694)
34-54097
July 6, 2006
SR-CBOE-2006-38
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Transfer of Designated Primary Market Maker Appointments Comments Due: Rel. No. 34-53869 Federal Register version (71 FR 39135)
34-54101
July 5, 2006
SR-NASD-2005-140
Order Approving a Proposed Rule Change and Amendments No. 1 and 2 Regarding the Nasdaq Crossing Network Comments Due: Rel. No. 34-53745 Federal Register version (71 FR 39382)
34-54103
July 5, 2006
SR-NASD-2004-043
Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material Comments Due: View Received Comments Rel. No. 34-50226 Federal Register version (71 FR 39379)
34-54100
July 5, 2006
SR-CHX-2006-13
Order Approving Proposed Rule Change Relating to Participant Fees and Credits Comments Due: Rel. No. 34-53868 Federal Register version (71 FR 39378)
34-54094
July 3, 2006
SR-Amex-2006-42
Philadelphia Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Concerning Priority in Trades Involving Synthetic Option Orders File Nos.: Comments Due: Rel. No. 34-53871 Federal Register version (71 FR 41862)
34-54084
June 30, 2006
SR-NASD-2005-087
Order Granting Accelerated Approval to Amendment No. 1 Relating to Amendments to the NASD's Rules Following the Nasdaq Exchange's Operation as a National Securities Exchange for Nasdaq UTP Plan Securities Comments Due: View Received Comments Federal Register version (71 FR 38935)
34-54088
June 30, 2006
SR-NASD-2004-135
Order Granting Accelerated Approval of Amendment No. 4 to the Proposed Rule Change, to Adopt NASD Rule 2441 to Require Disclosure and Consent When Trading on a Net Basis With Customers Comments Due: View Received Comments Rel. No. 34-51457 Federal Register version (71 FR 38950)
34-54086
June 30, 2006
SR-NYSE-2006-24
Order Approving Proposed Rule Change To Lower the Minimum Display Size Requirement for Specialists To Maintain Undisplayed Reserve Interest at the Exchange Best Bid or Offer in the NYSE Hybrid Market Comments Due: Rel. No. 34-53780 Federal Register version (71 FR 38953)
34-54087
June 30, 2006
SR-ISE-2005-60
Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to the Criteria for Securities That Underlie Options Traded on the Exchange Comments Due: Rel. No. 34-53783 Federal Register version (71 FR 38918)
34-54070
June 29, 2006
SR-Phlx-2005-73
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Exchange's Obvious Error Rule Comments Due: Rel. No. 34-53776 Federal Register version (71 FR 38441)
34-54055
June 28, 2006
SR-NYSE-2006-32
Order Approving Proposed Rule Change Relating to the NYSE Retail Trading Product and the NYSE Program Trading Product Comments Due: Rel. No. 34-53834 Federal Register version (71 FR 38198)
34-54040
June 23, 2006
SR-Amex-2006-41
Order Granting Accelerated Approval to Amendment No. 2 Relating to the Listing and Trading of Shares of the ProShares Trust Comments Due: Rel. No. 34-53784 Federal Register version (71 FR 37629)
34-54036
June 23, 2006
SR-Phlx-2005-61
Order Granting Approval of Proposed Rule Change, and Amendment Nos. 1 and 2 Thereto, Relating to the Deletion of Certain Exchange Rules Comments Due: Rel. No. 34-53795 Federal Register version (71 FR 37155)
34-54033
June 22, 2006
SR-Amex-2005-105
Order Granting Approval of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to the Listing and Trading of Principal Protected Notes Linked to the Metals-China Basket Comments Due: Rel. No. 34-53723 Federal Register version (71 FR 37131)
34-54028
June 21, 2006
SR-NASD-2005-067
Order Granting Approval to Proposed Rule Change and Amendment Nos. 1, 2, and 3 Thereto Relating to Amendments to NASD Rule 6530 To Clarify the Review Process for OTCBB Eligibility Determinations and To Implement Fees for Such Review Comments Due: Rel. No. 34-53546 Federal Register version (71 FR 36847)
34-54005
June 16, 2006
SR-NASD-2006-030
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Establish an Annual Administrative Fee for Market Data Distributors That Are Recipients of Nasdaq Proprietary Data Products Comments Due: Rel. No. 34-53770 Federal Register version (71 FR 36145)
34-54009
June 16, 2006
SR-Phlx-2005-42
Order Approving Proposed Rule Change and Amendment Nos. 1, 2 and 3 Thereto Relating to Establishment of a Neutral "Referee" Comments Due: View Received Comments Rel. No. 34-53548 Federal Register version (71 FR 36592)
34-54011
June 16, 2006
SR-Phlx-2005-65
Order Granting Accelerated Approval of Proposed Rule Change as Amended by Amendment No. 1 Relating to the Exchange's Business Conduct Committee and Disciplinary Rules Comments Due: Rel. No. 34-53846 Federal Register version (71 FR 36157)
34-54007
June 16, 2006
SR-PCX-2006-16
Order Granting Approval of a Proposed Rule Change as Amended by Amendments No. 1, No. 2 and No. 4, to Revise Fees for Equity Securities Issued by Operating Companies Listed on the Archipelago Exchange Comments Due: Rel. No. 34-53764 Federal Register version (71 FR 36155)
34-54012
June 16, 2006
SR-NYSE-2006-05
Order Approving Proposed Rule Change as Amended by Amendments No. 1 and 2 Amending an Interpretation of NYSE Rule 345 (Employees-Registration, Approval, Records) Comments Due: Rel. No. 34-53789 Federal Register version (71 FR 36380)
34-54013
June 16, 2006
SR-NYSE-2006-17
Order Granting Accelerated Approval To Amendment No. 2, Relating to Listing and Trading Shares of the iShares GSCI Commodity Indexed Trust Under New Rules 1300B and 1301B, et seq. Comments Due: View Received Comments Rel. No. 34-53659 Federal Register version (71 FR 36372)
34-54004
June 16, 2006
SR-CBOE-2005-63
Order Granting Approval of a Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to the Nullification and Adjustment of Equity Options Transactions Comments Due: View Received Comments Rel. No. 34-53672 Federal Register version (71 FR 36139)
34-53981
June 14, 2006
SR-Phlx-2005-69
Order Approving Proposed Rule Change To Amend Phlx Rule 784, Reports of Options Comments Due: Rel. No. 34-53757 Federal Register version (71 FR 35724)
34-53983
June 14, 2006
SR-NYSE-2005-60
Order Approving Proposed Rule Change and Amendment Nos. 2 and 3 Thereto Relating to Proposed New Rules 342.24 ("Annual Branch Office Inspection") and 342.25 ("Risk-Based Surveillance and Branch Office Identification") To Permit Member Organizations To Classify Appropriate Branch Offices for Cyclical Inspections and Proposed New Rule 342.26 ("Criteria for Inspection Programs") Comments Due: Rel. No. 34-53689 Federal Register version (71 FR 35723)
34-53973
June 12, 2006
SR-Amex-2006-34
Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders Comments Due: Rel. No. 34-53749 Federal Register version (71 FR 35314)
34-53977
June 12, 2006
SR-NASD-2006-055
Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service Comments Due: Rel. No. 34-53748 Federal Register version (71 FR 34976)
34-53976
June 12, 2006
SR-CBOE-2006-39
Order Approving a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement Comments Due: Rel. No. 34-53771 Federal Register version (71 FR 35315)
34-53963
June 8, 2006
SR-NSX-2006-03
National Stock ExchangeSM Comments Due: View Received Comments Rel. No. 34-53721 Federal Register version (71 FR 34660)
34-53959
June 8, 2006
SR-MSRB-2006-03
Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans Comments Due: View Received Comments Rel. No. 34-53715 Federal Register version (71 FR 34654)
34-53960
June 8, 2006
SR-MSRB-2006-01
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business Rel. No. 34-53746 Federal Register version (71 FR 34655)
34-53961
June 8, 2006
SR-MSRB-2005-11
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 Comments Due: View Received Comments Rel. No. 34-53747 Federal Register version (71 FR 34653)
34-53945
June 6, 2006
SR-Amex-2006-20
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures Comments Due: Rel. No. 34-53735 Federal Register version (71 FR 34403)
34-53940
June 5, 2006
4-516
Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-53589 Federal Register version (71 FR 34399)
34-53917
June 1, 2006
SR-Amex-2005-116
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls Comments Due: Rel. No. 34-53708 Federal Register version (71 FR 33008)
34-53876
May 25, 2006
SR-NYSE-2006-16
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return Comments Due: Rel. No. 34-53639 Federal Register version (71 FR 32158)
34-53861
May 24, 2006
SR-NSX-2006-05
Order Granting Approval to Proposed Rule Change To Prohibit Tape Shredding Comments Due: Rel. No. 34-53663 Federal Register version (71 FR 31249)
34-53849
May 22, 2006
SR-NYSE-2006-20
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI Total Return Index Comments Due: Rel. No. 34-53658 Federal Register version (71 FR 30706)
34-53848
May 19, 2006
SR-NYSE-2005-78
Order Approving a Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 ("Floor Employees to be Registered") and 301 ("Proposed Transfer or Lease of Membership") Comments Due: Rel. No. 34-53018 Federal Register version (71 FR 30705)
34-53817
May 17, 2006
SR-BSE-2006-05
Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis Rel. No. 34-53607 Federal Register version (71 FR 29689)
34-53811
May 16, 2006
SR-NSCC-2005-17
Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments Comments Due: Rel. No. 34-53424 Federal Register version (71 FR 29699)
34-53804
May 15, 2006
SR-MSRB-2006-02
Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws Comments Due: Rel. No. 34-53616 Federal Register version (71 FR 29194)
34-53797
May 12, 2006
SR-Amex-2005-112
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members Comments Due: Rel. No. 34-53597 Federal Register version (71 FR 29192)
34-53635A
May 11, 2006
SR-Amex-2005-075
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") Comments Due: and 34-53635 , Rel. No. 34-53161 Federal Register version (71 FR 28720)
34-53652A
May 11, 2006
SR-Amex-2005-100
Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader Comments Due: and 34-53652 , Rel. No. 34-53220 Federal Register version (71 FR 28720)
34-53793
May 11, 2006
SR-Amex-2005-103
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist Comments Due: Rel. No. 34-53561 Federal Register version (71 FR 28718)
34-53790
May 11, 2006
SR-Phlx-2006-04
Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values Comments Due: Rel. No. 34-53584 Federal Register version (71 FR 28738)
34-53778
May 9, 2006
SR-Amex-2005-125
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing Comments Due: Rel. No. 34-53563 Federal Register version (71 FR 28057)
34-53772
May 8, 2006
SR-CHX-2004-38
Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and Executions Comments Due: Rel. No. 34-52766 Federal Register version (71 FR 27758)
34-53756
May 3, 2006
SR-ISE-2005-56
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Establishing Fees for Enhanced Sentiment Market Data Comments Due: Rel. No. 34-53532 Federal Register version (71 FR 27526)
34-53752
May 2, 2006
SR-PCX-2006-14
Order Approving Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker Comments Due: Rel. No. 34-53476 Federal Register version (71 FR 27300)
34-53734
April 27, 2006
SR-Phlx-2005-93
Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors Comments Due: Rel. No. 34-53518 Federal Register version (71 FR 26589)
34-53710
April 24, 2006
SR-PCX-2006-10
Order Granting Approval to Proposed Rule Change Relating to Trade Shredding Comments Due: Rel. No. 34-53469 Federal Register version (71 FR 26165)
34-53700
April 21, 2006
SR-BSE-2005-46
Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53544 Federal Register version (71 FR 25257)
34-53702
April 21, 2006
SR-NSX-2005-09
Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration Comments Due: Rel. No. 34-53508 Federal Register version (71 FR 25621)
34-53705
April 21, 2006
SR-ISE-2006-04
Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure Comments Due: Amendment No. 3 , Rel. No. 34-53450 Federal Register version (71 FR 25260)
34-53687
April 20, 2006
SR-NASD-2006-015
Order Approving Proposed Rule Change To Establish the Nasdaq Halt Cross Comments Due: Rel. No. 34-53488 Federal Register version (71 FR 24878)
34-53686
April 20, 2006
SR-CHX-2005-27
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53493 Federal Register version (71 FR 24876)
34-53692
April 20, 2006
SR-Phlx-2005-62
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registrations Comments Due: Rel. No. 34-53496 Federal Register version (71 FR 24886)
34-53690
April 20, 2006
SR-PCX-2005-122
Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53497 Federal Register version (71 FR 25276)
34-53685
April 20, 2006
SR-NYSE-2005-72
Order Granting Accelerated Approval of Amendment No. 2 Thereto To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53494 Federal Register version (71 FR 24879)
34-53676
April 18, 2006
SR-CHX-2006-08
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits Comments Due: Rel. No. 34-53433 Federal Register version (71 FR 24769)
34-53673
April 18, 2006
SR-Phlx-2005-80
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-53514 Federal Register version (71 FR 23977)
34-53666
April 17, 2006
SR-Amex-2005-107
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53398A , Rel. No. 34-53398 Federal Register version (71 FR 21056)
34-53664
April 17, 2006
SR-CHX-2006-03
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding Rel. No. 34-53441 Federal Register version (71 FR 21060)
34-53665
April 17, 2006
SR-CBOE-2005-87
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53399 Federal Register version (71 FR 21058)
34-53656
April 14, 2006
SR-Amex-2006-04
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing Comments Due: Rel. No. 34-53403 Federal Register version (71 FR 21055)
34-53653
April 14, 2006
SR-NASD-2006-035
Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not Comments Due: Rel. No. 34-53527 Federal Register version (71 FR 20429)
34-53655
April 14, 2006
SR-DTC-2006-03
Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status Comments Due: Rel. No. 34-53435 Federal Register version (71 FR 20428)
34-53652
April 13, 2006
SR-Amex-2005-100
Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader Comments Due: Rel. Nos. 34-53652A , Rel. No. 34-53220 Federal Register version (71 FR 20422)
34-53635
April 12, 2006
SR-Amex-2005-075
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") Comments Due: Rel. Nos. 34-53635A , Rel. No. 34-53161 Federal Register version (71 FR 20144)
34-53637
April 12, 2006
SR-CBOE-2004-65
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE's Arbitration Committee Comments Due: Rel. No. 34-53431 Federal Register version (71 FR 20145)
34-53606
April 6, 2006
SR-NASD-2006-028
Order Approving Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange Comments Due: Rel. No. 34-53362 Federal Register version (71 FR 18790)
34-53610
April 6, 2006
SR-PCX-2006-12
Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Executions Comments Due: Rel. No. 34-53376 Federal Register version (71 FR 19781)
34-53603
April 5, 2006
SR-CBOE-2005-112
Order Granting Permanent Approval of a Pilot Program Relating to Access to the Exchange's Hybrid Automatic Execution System Comments Due: Rel. No. 34-53377 Federal Register version (71 FR 18788)
34-53596
April 4, 2006
SR-NASD-2004-044
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements Comments Due: View Received Comments Rel. No. 34-52752 , Rel. No. 34-52752A Federal Register version (71 FR 18392)
34-53582
March 31, 2006
SR-Amex-2005-127
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP Comments Due: Rel. No. 34-53324 Federal Register version (71 FR 17510)
34-53585
March 31, 2006
SR-NYSE-2004-43
Order Approving Proposed Rule Change Relating to the Real-Time NYSE OpenBook® Service and OpenBook® Fees and Order Approving Proposed Rule Change Relating to the Contract Terms Governing Vendor Displays of NYSE OpenBook® Data, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto File Nos.: Comments Due: View Received Comments Rel. No. 34-51925 , Rel. No. 34-50275 Federal Register version (71 FR 17934)
34-53578
March 30, 2006
SR-NASD-2005-073
Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement Comments Due: Rel. No. 34-52985 Federal Register version (71 FR 17532)
34-53565
March 29, 2006
SR-NYSE-2005-86
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A Comments Due: Rel. No. 34-53326 Federal Register version (71 FR 16852)
34-53567
March 29, 2006
SR-CBOE-2006-09
Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System Comments Due: Rel. No. 34-53278 Federal Register version (71 FR 17529)
34-53556
March 27, 2006
SR-NASD-2005-098
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities Comments Due: Rel. No. 34-53276 Federal Register version (71 FR 16603)
34-53539
March 22, 2006
SR-NYSE-2004-05
Order Granting Accelerated Approval to Amendment Nos. 6, 7, and 8 to the Proposed Rule Change to Establish the Hybrid Market Comments Due: View Received Comments Rel. Nos. 34-51906 , 34-50667 , 34-50277 , 34-50173 Federal Register version (71 FR 16353)
34-53525
March 21, 2006
SR-Amex-2005-117
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation Comments Due: Rel. No. 34-53264 Federal Register version (71 FR 15231)
34-53531
March 21, 2006
SR-NASD-2006-008
Order Approving a Proposed Rule Change to Re-establish a Fee Pilot for National Quotation Data Service Comments Due: Rel. No. 34-53254 Federal Register version (71 FR 15506)
34-53528
March 21, 2006
SR-NSCC-2005-15
Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System Comments Due: Rel. No. 34-52976 Federal Register version (71 FR 15506)
34-53534
March 21, 2006
SR-FICC-2005-18
Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division Comments Due: Rel. No. 34-53036 Federal Register version (71 FR 15781)
34-53521
March 20, 2006
SR-Amex-2005-072
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares Silver Trust Comments Due: View Received Comments Rel. No. 34-53130 Federal Register version (71 FR 14967)
