34-53973
June 12, 2006
SR-Amex-2006-34
Order Approving Proposed Rule Change Relating to Minor Rule Violations and the Bunching of Odd-Lot Orders Comments Due: Rel. No. 34-53749 Federal Register version (71 FR 35314)
34-53977
June 12, 2006
SR-NASD-2006-055
Order Granting Approval of a Proposed Rule Change To Require Members To Report All Transactions That Must Be Reported to NASD and Are Subject to a Regulatory Transaction Fee to the Nasdaq Market Center and/or the Trade Reporting and Comparison Service Comments Due: Rel. No. 34-53748 Federal Register version (71 FR 34976)
34-53976
June 12, 2006
SR-CBOE-2006-39
Order Approving a Proposed Rule Change Regarding the e-DPM Membership Ownership Requirement Comments Due: Rel. No. 34-53771 Federal Register version (71 FR 35315)
34-53963
June 8, 2006
SR-NSX-2006-03
National Stock ExchangeSM Comments Due: View Received Comments Rel. No. 34-53721 Federal Register version (71 FR 34660)
34-53959
June 8, 2006
SR-MSRB-2006-03
Order Approving Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans Comments Due: View Received Comments Rel. No. 34-53715 Federal Register version (71 FR 34654)
34-53960
June 8, 2006
SR-MSRB-2006-01
Order Approving Proposed Rule Change and Amendment No. 1 Relating to Withdrawal of Obsolete Question-and-Answer Interpretive Guidance Under Former Rule G-38, on Consultants, and Certain Question-and-Answer Interpretive Guidance Relating to the Definition of "Solicitation" Under Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business Rel. No. 34-53746 Federal Register version (71 FR 34655)
34-53961
June 8, 2006
SR-MSRB-2005-11
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Definition of Solicitation Under MSRB Rules G-37 and G-38 Comments Due: View Received Comments Rel. No. 34-53747 Federal Register version (71 FR 34653)
34-53945
June 6, 2006
SR-Amex-2006-20
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend the Annual Fee for Certain Listed Bonds and Debentures Comments Due: Rel. No. 34-53735 Federal Register version (71 FR 34403)
34-53940
June 5, 2006
4-516
Order Approving Options Regulatory Surveillance Authority Plan by the American Stock Exchange LLC, Boston Stock Exchange, Inc., Chicago Board Options Exchange, Incorporated, International Securities Exchange, Inc., Pacific Exchange, Inc. (n/k/a NYSE Arca, Inc.) and Philadelphia Stock Exchange, Inc. Comments Due: Release No. 34-53589 Federal Register version (71 FR 34399)
34-53917
June 1, 2006
SR-Amex-2005-116
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Thereto Relating to Written Compliance and Supervisory Controls Comments Due: Rel. No. 34-53708 Federal Register version (71 FR 33008)
34-53876
May 25, 2006
SR-NYSE-2006-16
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Relating to the Listing and Trading of Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the Dow Jones-AIG Commodity Index Total Return Comments Due: Rel. No. 34-53639 Federal Register version (71 FR 32158)
34-53861
May 24, 2006
SR-NSX-2006-05
Order Granting Approval to Proposed Rule Change To Prohibit Tape Shredding Comments Due: Rel. No. 34-53663 Federal Register version (71 FR 31249)
34-53849
May 22, 2006
SR-NYSE-2006-20
Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto To List and Trade Index-Linked Securities of Barclays Bank PLC Linked to the Performance of the GSCI Total Return Index Comments Due: Rel. No. 34-53658 Federal Register version (71 FR 30706)
34-53848
May 19, 2006
SR-NYSE-2005-78
Order Approving a Proposed Rule Change Relating to Amendments to New York Stock Exchange Rules 35 ("Floor Employees to be Registered") and 301 ("Proposed Transfer or Lease of Membership") Comments Due: Rel. No. 34-53018 Federal Register version (71 FR 30705)
34-53817
May 17, 2006
SR-BSE-2006-05
Order Approving a Proposed Rule Change to Modify the Boston Options Exchange's Fee Schedule to Impose Surcharge Fees for Transactions in Options on ETFs on a Retroactive Basis Rel. No. 34-53607 Federal Register version (71 FR 29689)
34-53811
May 16, 2006
SR-NSCC-2005-17
Order Approving Proposed Rule Change to Modify Its Rules and Procedures Related to the Collection of Commission Payments Comments Due: Rel. No. 34-53424 Federal Register version (71 FR 29699)
34-53804
May 15, 2006
SR-MSRB-2006-02
Order Approving Proposed Rule Change Relating to Restated Articles of Incorporation and By-Laws Comments Due: Rel. No. 34-53616 Federal Register version (71 FR 29194)
34-53797
May 12, 2006
SR-Amex-2005-112
Order Granting Approval to Proposed Rule Change and Amendment No. 1 Relating to the Prohibition of Trade Shredding by Members Comments Due: Rel. No. 34-53597 Federal Register version (71 FR 29192)
34-53635A
May 11, 2006
SR-Amex-2005-075
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") Comments Due: and 34-53635 , Rel. No. 34-53161 Federal Register version (71 FR 28720)
34-53652A
May 11, 2006
SR-Amex-2005-100
Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader Comments Due: and 34-53652 , Rel. No. 34-53220 Federal Register version (71 FR 28720)
34-53793
May 11, 2006
SR-Amex-2005-103
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Thereto Allowing Issuers of Listed Equity Securities, Structured Products, and Exchange Traded Funds a Right To Request a New Specialist Comments Due: Rel. No. 34-53561 Federal Register version (71 FR 28718)
34-53790
May 11, 2006
SR-Phlx-2006-04
Order Granting Approval of Proposed Rule Change and Amendment No. 2 Thereto Relating to Dissemination of Index Values Comments Due: Rel. No. 34-53584 Federal Register version (71 FR 28738)
34-53778
May 9, 2006
SR-Amex-2005-125
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Dual Listing Comments Due: Rel. No. 34-53563 Federal Register version (71 FR 28057)
34-53772
May 8, 2006
SR-CHX-2004-38
Order Granting Accelerated Approval to Amendment Nos. 3 and 4 Thereto Relating to Records of Orders and Executions Comments Due: Rel. No. 34-52766 Federal Register version (71 FR 27758)
34-53756
May 3, 2006
SR-ISE-2005-56
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Establishing Fees for Enhanced Sentiment Market Data Comments Due: Rel. No. 34-53532 Federal Register version (71 FR 27526)
34-53752
May 2, 2006
SR-PCX-2006-14
Order Approving Proposed Rule Change To Reduce the Fee Charged to a Lead Market Maker When It Transfers Options Issues to Another Lead Market Maker Comments Due: Rel. No. 34-53476 Federal Register version (71 FR 27300)
34-53734
April 27, 2006
SR-Phlx-2005-93
Order Granting Accelerated Approval to Amendment Nos. 6 and 7, Relating to Amendments to Its By-Laws and Charter in Connection With a Restructuring of Its Board of Governors Comments Due: Rel. No. 34-53518 Federal Register version (71 FR 26589)
34-53710
April 24, 2006
SR-PCX-2006-10
Order Granting Approval to Proposed Rule Change Relating to Trade Shredding Comments Due: Rel. No. 34-53469 Federal Register version (71 FR 26165)
34-53700
April 21, 2006
SR-BSE-2005-46
Order Granting Accelerated Approval to Amendment No. 3 to the Proposed Rule Change To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53544 Federal Register version (71 FR 25257)
34-53702
April 21, 2006
SR-NSX-2005-09
Order Granting Accelerated Approval to Amendment Nos. 1 and 2 Thereto to Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal from Listing and Withdrawal from Registration Comments Due: Rel. No. 34-53508 Federal Register version (71 FR 25621)
34-53705
April 21, 2006
SR-ISE-2006-04
Order Granting Accelerated Approval to Amendment No. 3 Relating to the Proposal to Reorganize From its Current Structure Into a Holding Company Structure Comments Due: Amendment No. 3 , Rel. No. 34-53450 Federal Register version (71 FR 25260)
34-53687
April 20, 2006
SR-NASD-2006-015
Order Approving Proposed Rule Change To Establish the Nasdaq Halt Cross Comments Due: Rel. No. 34-53488 Federal Register version (71 FR 24878)
34-53686
April 20, 2006
SR-CHX-2005-27
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1, 2, and 3 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53493 Federal Register version (71 FR 24876)
34-53692
April 20, 2006
SR-Phlx-2005-62
Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registrations Comments Due: Rel. No. 34-53496 Federal Register version (71 FR 24886)
34-53690
April 20, 2006
SR-PCX-2005-122
Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to Amending Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53497 Federal Register version (71 FR 25276)
34-53685
April 20, 2006
SR-NYSE-2005-72
Order Granting Accelerated Approval of Amendment No. 2 Thereto To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53494 Federal Register version (71 FR 24879)
34-53676
April 18, 2006
SR-CHX-2006-08
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to Specialist Participant Fees and Credits Comments Due: Rel. No. 34-53433 Federal Register version (71 FR 24769)
34-53673
April 18, 2006
SR-Phlx-2005-80
Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Automated Delivery and Handling of Stop and Stop-Limit Orders Comments Due: Rel. No. 34-53514 Federal Register version (71 FR 23977)
34-53666
April 17, 2006
SR-Amex-2005-107
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules To Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53398A , Rel. No. 34-53398 Federal Register version (71 FR 21056)
34-53664
April 17, 2006
SR-CHX-2006-03
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding Rel. No. 34-53441 Federal Register version (71 FR 21060)
34-53665
April 17, 2006
SR-CBOE-2005-87
Order Granting Approval of a Proposed Rule Change and Amendment Nos. 1 and 2 To Amend Exchange Delisting Rules to Conform to Recent Amendments to Commission Rules Regarding Removal From Listing and Withdrawal From Registration Comments Due: Rel. No. 34-53399 Federal Register version (71 FR 21058)
34-53656
April 14, 2006
SR-Amex-2006-04
Order Approving a Proposed Rule Change and Amendment No. 1 Thereto Relating to Procedures for Denying Initial and Continued Listing Comments Due: Rel. No. 34-53403 Federal Register version (71 FR 21055)
34-53653
April 14, 2006
SR-NASD-2006-035
Order Granting Accelerated Approval of Proposed Rule Change Relating to Proposed Amendments to IM 2110-2 to Codify NASD's Existing Position that the Manning Rule Applies to All Members, Whether Acting as a Market Maker or Not Comments Due: Rel. No. 34-53527 Federal Register version (71 FR 20429)
34-53655
April 14, 2006
SR-DTC-2006-03
Order Approving Proposed Rule Change to Amend the Criteria Used to Place Participants on Surveillance Status Comments Due: Rel. No. 34-53435 Federal Register version (71 FR 20428)
34-53652
April 13, 2006
SR-Amex-2005-100
Order Granting Accelerated Approval to Amendment No. 4 Relating to the Establishment of a New Class of Registered Options Trader Called a Remote Registered Options Trader Comments Due: Rel. Nos. 34-53652A , Rel. No. 34-53220 Federal Register version (71 FR 20422)
34-53635
April 12, 2006
SR-Amex-2005-075
Order Approving Proposed Rule Change and Amendments No. 2 and 3 Thereto Relating to the Establishment of a New Class of Registered Options Trader Called a Supplemental Registered Options Trader ("SROT") Comments Due: Rel. Nos. 34-53635A , Rel. No. 34-53161 Federal Register version (71 FR 20144)
34-53637
April 12, 2006
SR-CBOE-2004-65
Order Approving Proposed Rule Change and Amendments Nos. 1 and 2 Thereto Relating to Restrictions on Arbitrators serving on CBOE's Arbitration Committee Comments Due: Rel. No. 34-53431 Federal Register version (71 FR 20145)
34-53606
April 6, 2006
SR-NASD-2006-028
Order Approving Proposed Rule Change To Allow Nasdaq To Take Certain Actions on Behalf of Its Issuers in Connection With Nasdaq's Transition to a National Securities Exchange Comments Due: Rel. No. 34-53362 Federal Register version (71 FR 18790)
34-53610
April 6, 2006
SR-PCX-2006-12
Order Granting Approval of Proposed Rule Change Relating to Clearly Erroneous Executions Comments Due: Rel. No. 34-53376 Federal Register version (71 FR 19781)
34-53603
April 5, 2006
SR-CBOE-2005-112
Order Granting Permanent Approval of a Pilot Program Relating to Access to the Exchange's Hybrid Automatic Execution System Comments Due: Rel. No. 34-53377 Federal Register version (71 FR 18788)
34-53596
April 4, 2006
SR-NASD-2004-044
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Short Sale Delivery Requirements Comments Due: View Received Comments Rel. No. 34-52752 , Rel. No. 34-52752A Federal Register version (71 FR 18392)
34-53582
March 31, 2006
SR-Amex-2005-127
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Listing and Trading of Units of the United States Oil Fund, LP Comments Due: Rel. No. 34-53324 Federal Register version (71 FR 17510)
34-53585
March 31, 2006
SR-NYSE-2004-43
Order Approving Proposed Rule Change Relating to the Real-Time NYSE OpenBook® Service and OpenBook® Fees and Order Approving Proposed Rule Change Relating to the Contract Terms Governing Vendor Displays of NYSE OpenBook® Data, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 2 Thereto File Nos.: Comments Due: View Received Comments Rel. No. 34-51925 , and comments , Rel. No. 34-50275 , and comments Federal Register version (71 FR 17934)
34-53578
March 30, 2006
SR-NASD-2005-073
Order Granting Accelerated Approval of Amendment No. 3 Thereto Relating to Rule 4350(e) To Amend the Annual Shareholder Meeting Requirement Comments Due: Rel. No. 34-52985 Federal Register version (71 FR 17532)
34-53565
March 29, 2006
SR-NYSE-2005-86
Order Approving Proposed Rule Change and Amendment No. 1 Thereto To Conform NYSE Rules 123C and 476A With NYSE Rule 80A Comments Due: Rel. No. 34-53326 Federal Register version (71 FR 16852)
34-53567
March 29, 2006
SR-CBOE-2006-09
Order Approving Proposed Rule Change Relating to the Exposure Period for Crossing Orders in the Hybrid Trading System Comments Due: Rel. No. 34-53278 Federal Register version (71 FR 17529)
34-53556
March 27, 2006
SR-NASD-2005-098
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Relating to the Submission of SEC Rule 15c2-11 Information on Non-Nasdaq Securities Comments Due: Rel. No. 34-53276 Federal Register version (71 FR 16603)
34-53539
March 22, 2006
SR-NYSE-2004-05
Order Granting Accelerated Approval to Amendment Nos. 6, 7, and 8 to the Proposed Rule Change to Establish the Hybrid Market Comments Due: View Received Comments Rel. Nos. 34-51906 , 34-50667 , 34-50277 , 34-50173 Federal Register version (71 FR 16353)
34-53525
March 21, 2006
SR-Amex-2005-117
Order Granting Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Amendments to the Amex Membership Corporation's Certificate of Incorporation Comments Due: Rel. No. 34-53264 Federal Register version (71 FR 15231)
34-53531
March 21, 2006
SR-NASD-2006-008
Order Approving a Proposed Rule Change to Re-establish a Fee Pilot for National Quotation Data Service Comments Due: Rel. No. 34-53254 Federal Register version (71 FR 15506)
34-53528
March 21, 2006
SR-NSCC-2005-15
Order Approving Proposed Rule Change Relating To Buy-Ins in Its Continuous Net Settlement System Comments Due: Rel. No. 34-52976 Federal Register version (71 FR 15506)
34-53534
March 21, 2006
SR-FICC-2005-18
Order Approving Proposed Rule Change To Enhance the Repo Collateral Substitution Process of FICC's Government Securities Division Comments Due: Rel. No. 34-53036 Federal Register version (71 FR 15781)
34-53521
March 20, 2006
SR-Amex-2005-072
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Shares of the iShares Silver Trust Comments Due: View Received Comments Rel. No. 34-53130 Federal Register version (71 FR 14967)
34-53471
March 13, 2006
SR-DTC-2005-21
Order Approving Proposed Rule Change To Implement and Revise Fees Related to Non-Participant Services Comments Due: Rel. No. 34-53219 Federal Register version (71 FR 13872)
34-53462
March 9, 2006
SR-Phlx-2005-70
Order Approving Proposed Rule Change Relating to the Deletion of Phlx Rule 454 Comments Due: Rel. No. 34-53188 Federal Register version (71 FR 13649)
34-53449
March 8, 2006
SR-Phlx-2005-45
Order Granting Accelerated Approval of Amendment No. 1 Thereto Relating to the Automatic Execution of Option Transactions During Crossed Markets Comments Due: Rel. No. 34-52082 Federal Register version (71 FR 13441)
34-53455
March 8, 2006
SR-OCC-2005-22
Order Granting Approval of a Proposed Rule Change Relating to Allocations Processing Comments Due: Rel. No. 34-53150 , Rel. No. 34-53150 Federal Register version (71 FR 13648)
34-53430
March 7, 2006
SR-Amex-2005-124
Order Granting Accelerated Approval of Proposed Rule Change and Amendments Nos. 1 and 3 Thereto Relating to Increases in the Original Listing and Annual Fees Comments Due: Rel. No. 34-53205 Federal Register version (71 FR 12744)
34-53425
March 6, 2006
SR-OCC-2005-19
Order Approving Proposed Rule Change Relating to Submission of Exercise Notices for American Option Contracts Other Than at Expiration Comments Due: Rel. No. 34-53090 , Rel. No. 34-53090 Federal Register version (71 FR 12762)
34-53419
March 6, 2006
SR-ISE-2005-50
Order Approving Proposed Rule Change, and Amendment No. 1 Thereto, To Amend ISE Rule 803 To Provide for a Back-Up Primary Market Maker Comments Due: Rel. No. 34-53164 Federal Register version (71 FR 12758)
34-53386
Feb. 28, 2006
SR-Amex-2005-110
Order Approving a Proposed Rule Change Relating to Specialist Clerks Comments Due: Rel. No. 34-53123 Federal Register version (71 FR 11250)
34-53390
Feb. 28, 2006
SR-ISE-2006-08
Order Granting Accelerated Approval of a Proposed Rule Change Establishing Fees for Historical Options Tick Market Data for Non-Members Comments Due: Rel. No. 34-53211 Federal Register version (71 FR 11457)
34-53383
Feb. 27, 2006
SR-PCX-2005-134
Order Granting Accelerated Approval to Amendment No. 2 Relating to the Certificate of Incorporation and Bylaws of Archipelago Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-53077 Federal Register version (71 FR 11271)
34-53384
Feb. 27, 2006
SR-PCX-2005-135
Order Approving Proposed Rule Change Relating to Exposure of Orders in the PCX Plus Crossing Mechanism Comments Due: Rel. No. 34-53133 Federal Register version (71 FR 11280)
34-53382
Feb. 27, 2006
SR-NYSE-2005-77
Order Granting Accelerated Approval to Amendment Nos. 6 and 8 Relating to the NYSE's Business Combination With Archipelago Holdings, Inc. Comments Due: View Received Comments Rel. No. 34-53073 , Amendment 6 , Amendment 8 , Exhibit 5 Federal Register version (71 FR 11251)
34-53371
Feb. 24, 2006
SR-NASD-2005-144
Order Granting Approval of a Proposed Rule Change Relating to Order Entry and Execution Practices Comments Due: View Received Comments Rel. No. 34-53132 Federal Register version (71 FR 11008)
34-53356
Feb. 23, 2006
SR-Phlx-2004-37
Order Granting Accelerated Approval to Amendment No. 3 Relating to Its Audit Committee Comments Due: Rel. No. 34-52777 Federal Register version (71 FR 10741)
34-53355
Feb. 23, 2006
SR-CBOE-2005-105
Order Approving Proposed Rule Change Relating to the Membership Rules for Foreign Member Organizations Comments Due: Rel. No. 34-53092 , Rel. No. 34-53092A Federal Register version (71 FR 10732)
34-53338
Feb. 21, 2006
SR-PCX-2005-141
Order Approving Proposed Rule Change Relating to Modifications to the Archipelago Exchange's Closing Auction Comments Due: Rel. No. 34-53096 Federal Register version (71 FR 9845)
34-53322
Feb. 15, 2006
SR-OCC-2004-20
Order Granting Approval of a Proposed Rule Change Relating to a New Risk Management Methodology Comments Due: Rel. No. 34-52975 , Rel. No. 34-52975 Federal Register version (71 FR 9403)
34-53250
Feb. 7, 2006
S7-24-89
Order Granting Approval of Category 1 Changes From Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privilege Basis, Submitted by the Pacific Exchange, Inc., the National Association of Securities Dealers, Inc., the American Stock Exchange LLC, the Boston Stock Exchange, Inc., the Chicago Stock Exchange, Inc., the National Stock Exchange, Inc., and the Philadelphia Stock Exchange, Inc. Comments Due: Federal Register version (71 FR 8007)
34-53248
Feb. 7, 2006
SR-ISE-2005-58
Order Granting Accelerated Approval of a Proposed Rule Change and Amendment No. 1 Thereto To Amend ISE Rule 700 Governing the Hours of Trading in Equity Options and Narrow-Based Index Options Comments Due: Rel. No. 34-53055 Federal Register version (71 FR 8015)
34-53246
Feb. 7, 2006
SR-CBOE-2005-104
Order Granting Accelerated Approval to Amendment No. 1 Thereto To Amend Its Rules Governing the Hours of Trading in Equity Options and Narrow-Based Index Options Comments Due: Rel. No. 34-52949 Federal Register version (71 FR 8014)
34-53224
Feb. 3, 2006
SR-NASD-2005-112
Order Approving Proposed Rule Change Relating to Amendments to Rule 3360 To Expand Short Interest Reporting to OTC Equity Securities Comments Due: View Received Comments Rel. No. 34-52679 Federal Register version (71 FR 7101)
34-53221
Feb. 3, 2006
SR-PCX-2005-102
Order Book Officials Comments Due: Rel. No. 34-52955 Federal Register version (71 FR 6811)
34-53222
Feb. 3, 2006
SR-CBOE-2005-60
Order Granting Accelerated Approval to Amendment No. 2 to the Proposed Rule Change Relating to an Automated Improvement Mechanism Comments Due: View Received Comments Rel. No. 34-52577 Federal Register version (71 FR 7089)
34-53182
Jan. 26, 2006
SR-NASD-2005-135
Order Approving a Proposed Rule Change Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States Comments Due: Rel. No. 34-52979 Federal Register version (71 FR 5391)
34-53176
Jan. 25, 2006
SR-NYSE-2005-36
Order Granting Accelerated Approval to Amendment No. 1 to the Proposed Rule Change To Amend Rule 445 Comments Due: View Received Comments Rel. No. 34-51934 Federal Register version (71 FR 5392)
34-53175
Jan. 25, 2006
SR-CBOE-2005-101
Order Approving a Proposed Rule Change Relating to Membership Rules Comments Due: Rel. No. 34-52952 Federal Register version (71 FR 5092)
34-53167
Jan. 23, 2006
SR-CBOE-2005-89
[No title available] Comments Due: Rel. No. 34-52928 Federal Register version (71 FR 5094)
34-53152
Jan. 19, 2006
SR-NYSE-2005-75
Order Granting Approval to a Proposed Rule Change Relating to Section 802.01E of the Listed Company Manual Concerning Continued Listing of Companies That Fail to File Their Securities Exchange Act of 1934 Annual Reports in a Timely Manner Comments Due: View Received Comments Rel. No. 34-52760 Federal Register version (71 FR 4391)
34-53139
Jan. 18, 2006
SR-Phlx-2005-67
Order Flow Comments Due: Rel. No. 34-52903 Federal Register version (71 FR 4189)
34-53135
Jan. 17, 2006
SR-CBOE-2005-83
Order Approving Proposed Rule Change Relating to the SizeQuote Mechanism Comments Due: Rel. No. 34-52888 Federal Register version (71 FR 3908)
34-53117
Jan. 13, 2006
SR-PCX-2005-87
Order Process Comments Due: Rel. No. 34-52898 Federal Register version (71 FR 3910)
34-53124
Jan. 13, 2006
SR-NYSE-2005-37
Order Granting Accelerated Approval to Amendment No. 3 Thereto Relating to Amendments to Certain Sections of the Exchange Constitution Concerning the Exchange's Hearing Board and Related Amendments to Exchange Rule 475 and Rule 476 Comments Due: Rel. No. 34-52638 Federal Register version (71 FR 3595)
34-53105
Jan. 11, 2006
SR-Amex-2005-059
Order Granting Accelerated Approval of Amendment Nos. 3 and 4 Thereto Relating to the Listing and Trading of the DB Commodity Index Tracking Fund Comments Due: Rel. No. 34-52940 Federal Register version (71 FR 3129)
34-53102
Jan. 11, 2006
SR-BSE-2005-48
Order Granting Approval of a Proposed Rule Change and Amendment No. 1 Thereto Requiring Exchange Members To Provide Electronic Mail Addresses to the Exchange Rel. No. 34-52895 Federal Register version (71 FR 3137)
34-53088
Jan. 10, 2006
SR-CBOE-2005-92
Order Approving Proposed Rule Change To Prohibit the Practice of Unbundling Orders To Maximize Rebates of Fees Comments Due: Rel. No. 34-52872 Federal Register version (71 FR 2605)
34-53085
Jan. 9, 2006
SR-Amex-2005-064
Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Telemarketing Comments Due: Rel. No. 34-52844 Federal Register version (71 FR 2604)
34-53070
Jan. 6, 2006
SR-Phlx-2005-63
Order Granting Approval to Proposed Rule Change Relating to the Prohibition of Trade Shredding Comments Due: Rel. No. 34-52834 Federal Register version (71 FR 2286)
