Comments on NASD Rulemaking

Self-Regulatory Organizations; National Association of Securities Dealers, Inc.; Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto to Amend NASD Rule 2320(a) Governing Best Execution

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Date Received
Date Letter Type Commenter Name
Public Comment Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association
Public Comment Marjorie Gross, Senior Vice President and Regulatory Counsel, The Bond Market Association
Public Comment Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association
Public Comment Paul A. Merolla, EVP and General Counsel, Instinet Group Incorporated
Public Comment Amal Aly, Vice President and Associate General Counsel and Ann Vlcek, Vice President and Associate General Counsel, Securities Industry Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2004-026
Release Number
34-51229
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