34-104508
Dec. 23, 2025
SR-CBOE-2025-075
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Exchange Rule 5.4 Comments Due: Rebuttal Comments Due:
34-104510
Dec. 23, 2025
SR-OCC-2025-020
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Allow for Extended Trading of Multi-Listed Equity Options Comments Due: Exhibit 3 , Exhibit 5
34-104506
Dec. 23, 2025
SR-Phlx-2025-50
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Nasdaq Bitcoin Index Options Comments Due: Rebuttal Comments Due: View Received Comments
34-104509
Dec. 23, 2025
SR-CBOE-2025-079
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Allow for Extended Trading of Multi-Listed Equity Options Comments Due: Rebuttal Comments Due: View Received Comments
34-104492
Dec. 22, 2025
SR-FICC-2025-021
Order Approving Proposed Rule Change to Modify the GSD Rulebook Relating to a New Service Offering Called the ACS Triparty Service
34-104476
Dec. 19, 2025
SR-CboeBZX-2025-141
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the GraniteShares 4x Long Russell 1000 Daily ETF and the GraniteShares 4x Short Russell 1000 Daily ETF Under Rule 14.11(f)(4)... Comments Due: Rebuttal Comments Due:
34-104477
Dec. 19, 2025
SR-MSRB-2025-02
Order Granting Approval of a Proposed Rule Change to Amend MSRB Rules A-11 and A-13 Pursuant to a Multi-Year Rate Card and to Make Related Technical Amendments View Received Comments
34-104470
Dec. 19, 2025
SR-CboeEDGX-2025-072
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Rule 11.21 to Adopt a Retail Price Improvement Program and Modify Rule 11.6(e)(2) and Rule 11.10(a)(4)(C) – (D) in Order to Describe... Comments Due: Rebuttal Comments Due: View Received Comments
34-104456
Dec. 18, 2025
SR-NASDAQ-2025-069
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt Additional Initial Listing Criteria for Companies Primarily Operating in China Comments Due: Rebuttal Comments Due: View Received Comments
34-104450
Dec. 18, 2025
SR-NASDAQ-2025-068
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify Certain Initial Listing Requirements Comments Due: View Received Comments Amendment 1 Exhibit 4 , Amendment 1 Exhibit 5
34-104443
Dec. 18, 2025
SR-NASDAQ-2025-080
Order Approving Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of Parent Corporation, Nasdaq, Inc. File Nos.:
34-104440
Dec. 17, 2025
SR-CBOE-2025-074
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Functionality Relating to the Processing of Auction Responses Comments Due: Rebuttal Comments Due:
34-104439
Dec. 17, 2025
SR-CBOE-2025-069
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 5.4 to Change the Minimum Increment for Options on the Cboe Magnificent 10 Index Comments Due: Rebuttal Comments Due:
34-104414
Dec. 16, 2025
SR-NASDAQ-2025-085
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the iShares Bitcoin Premium Income ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal Comments Due:
34-104412
Dec. 16, 2025
SR-FICC-2025-015
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Modify the GSD Rulebook Relating to Default Management and Porting with Respect to Indirect Participant Activity View Received Comments
34-104384
Dec. 12, 2025
SR-NASDAQ-2025-072
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Exchange’s Rules to Enable the Trading of Securities on the Exchange in Tokenized Form Comments Due: Rebuttal comments View Received Comments
34-104375
Dec. 12, 2025
SR-LCH SA-2025-008
Order Approving Proposed Rule Change Relating to Revisions to Terms of Reference of the Nomination Committee and Board of Directors
34-104350
Dec. 9, 2025
SR-OCC-2025-013
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Certain Revisions in Connection with Proposed Modifications to the Manner in which OCC Accounts for the Guaranty Substitution Payment in OCC’s Liquidity Risk Ma
34-104344
Dec. 8, 2025
SR-NASDAQ-2025-066
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, As Modified By Amendment No. 1, to Amend Certain Initial Listing Requirements for de-SPAC Transactions Comments Due: View Received Comments
34-104309
Dec. 4, 2025
SR-CboeBZX-2025-120
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked SEI ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal Comments Due:
34-104251
Nov. 24, 2025
SR-NYSEARCA-2025-39
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New Rule 5.2-E(j)(9) to Permit the Generic Listing and Trading of Class Exchange-Traded Fund Shares Comments Due: View Received Comments
34-104234
Nov. 21, 2025
4-698
Order Instituting Proceedings to Determine Whether to Approve or Disapprove an Amendment to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: View Received Comments
34-104226
Nov. 19, 2025
SR-CboeBZX-2025-115
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked INJ ETF under BZX Rule 14.11(e)(4), Commodity- Based Trust Shares Comments Due:
34-104212
Nov. 18, 2025
SR-NYSEArca-2024-98
Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca.. Comments Due: View Received Comments
34-104183
Nov. 17, 2025
SR-DTC-2025-003
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to a Participant System Disruption File Nos.: View Received Comments
34-104182
Nov. 14, 2025
SR-NYSE-2025-28
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend NYSE Rules 7.35A and 7.35C, NYSE American Rule 7.35E, NYSE Texas Rule 7.35, and NYSE Arca Rule 7.35-E File Nos.: Comments Due: Rebuttal Comments Due:
34-104175
Nov. 6, 2025
SR-CboeBZX-2025-096
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the BondBloxx Private Credit Trust Under BZX Rule 14.11(f), Trust Issued Receipts Comments Due: Rebuttal Comments Due:
34-104152
Sept. 30, 2025
SR-MX2-2025-01
Order Granting Approval to a Proposed Rule Change to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called MX2 Options View Received Comments
34-104116
Sept. 29, 2025
SR-FICC-2025-018
Order Approving Proposed Rule Change to Add Basis Risk Haircut Charge to Certain Models
34-104070
Sept. 25, 2025
SR-CboeBZX-2025-081
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Canary PENGU ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Rebuttal comments View Received Comments
34-104051
Sept. 25, 2025
SR-LCH SA-2025-007
Order Approving Proposed Rule Change Relating to LCH SA’s Risk Governance Framework and Collateral, Financial, Credit, Operational and Third Party Risk Policies
34-104023
Sept. 23, 2025
SR-ICC-2025-011
Order Approving Proposed Rule Change Relating to the ICC CDS Instrument On-boarding Policies and Procedures
34-104009
Sept. 22, 2025
SR-FICC-2025-005
Order Approving Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments
34-103998
Sept. 18, 2025
SR-IEX-2025-02
Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern the Trading of Options on the Exchange for a New Facility Called IEX Options View Received Comments
34-103996
Sept. 17, 2025
SR-NYSEARCA-2024-87
Order Setting Aside Action by Delegated Authority and Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended... View Received Comments
34-103995
Sept. 17, 2025
SR-NYSEARCA-2025-54
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust Shares File Nos.: View Received Comments
34-103995
Sept. 17, 2025
SR-CboeBZX-2025-104
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Adopt Generic Listing Standards for Commodity-Based Trust Shares File Nos.: View Received Comments
34-103987
Sept. 16, 2025
SR-MSRB-2025-01
Order Approving a Proposed Rule Change to Amend Rule G-14 RTRS Procedures under MSRB Rule G-14 Regarding the Timing of Reporting Transactions in Municipal Securities to the MSRB and to Make a Related Amendment to Rule G-12 Comments Due: View Received Comments
34-103986
Sept. 16, 2025
SR-FINRA-2025-008
Order Approving a Proposed Rule Change to Amend FINRA Rule 6730 (Transaction Reporting) View Received Comments
34-103977
Sept. 16, 2025
SR-NYSEARCA-2025-40
WITHDRAWN on 09/23/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Truth Social Bitcoin ETF, B.T. under NYSE Arca Rule 8.201-E, Commodity-Based Trust Shares
34-103945
Sept. 11, 2025
SR-FINRA-2025-005
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the FINRA Capital Acquisition Broker (“CAB”) Rules Comments Due: View Received Comments
34-103941
Sept. 10, 2025
SR-FICC-2025-017
Order Approving of Proposed Rule Change to Revise the Definition of the Backtesting Charge
34-103939
Sept. 10, 2025
4-518
Order Approving an Amendment to the National Market System Plan Establishing Procedures Under Rule 605 of Regulation NMS, as Modified by the Commission, to Reflect Recent Amendments to Rule 605 of Regulation NMS Appendix A: Rule 605 Plan
34-103931
Sept. 10, 2025
SR-NYSE-2025-20
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending Section 302.00 of the NYSE Listed Company Manual to Exempt Closed-End Funds Registered Under the Investment Company Act of 1940 from the... View Received Comments
34-103904
Sept. 8, 2025
SR-NYSEARCA-2025-24
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Units of the Sprott Physical Copper Trust View Received Comments
34-103890
Sept. 5, 2025
SR-NSCC-2025-011
Order Approving a Proposed Rule Change Concerning Enhancements to the Automated Customer Account Transfer Service
34-103865
Sept. 4, 2025
SR-NASDAQ-2025-042
(WITHDRAWN on 11/18/25) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares SUI ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal comments
34-103869
Sept. 4, 2025
SR-CboeBZX-2025-086
Order Approving a Proposed Rule Change to Amend Rule 11.23 Regarding the Closing Auction
34-103824
Sept. 2, 2025
SR-CboeBZX-2025-072
(WITHDRAWN 12/12/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Exempt Closed-End Management Investment Companies Registered Under the Investment Company Act of 1940 that are Listed as of or... View Received Comments
34-103782
Aug. 27, 2025
SR-CBOE-2025-020
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index Comments Due: View Received Comments
34-103772
Aug. 25, 2025
SR-CboeBZX-2025-069
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary Staked TRX ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: Federal Register .Rebuttal Comments Due: Federal Register .
34-103755
Aug. 21, 2025
SR-FINRA-2024-021
Order Approving a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Adopt FINRA Rules 12808 and 13808 (Accelerated Processing) to Accelerate the Processing of Arbitration Proceedings for Parties Who Qualify Based on Their Age... View Received Comments
34-103753
Aug. 20, 2025
SR-FINRA-2024-022
Order Approving a Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Clarifying, Technical, and Procedural Changes to the Arbitrator List Selection Process View Received Comments
34-103713
Aug. 14, 2025
SR-NASDAQ-2025-034
(Withdrawn on 11/3/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Dogecoin ETF under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103677
Aug. 11, 2025
SR-OCC-2025-007
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Updates to its Portfolio Revaluation Process for Purposes of Determining Intraday Margin Calls in Order to Better Manage OCC’s Intraday Risk Exposure to its... View Received Comments
34-103641
Aug. 8, 2025
SR-MIAX-2025-27
Order Approving a Proposed Rule Change to Amend the Exchange’s Index Options Rules to Allow the Exchange to List and Trade Options on Micro Narrow-Based Indexes
34-103659
Aug. 7, 2025
SR-CboeBZX-2025-059
(WITHDRAWN on 12/8/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Related to the 2x Long VIX Futures ETF and the -1x Short VIX Futures ETF Comments Due: Rebuttal Comments Due:
34-103658
Aug. 7, 2025
SR-ISE-2025-15
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Short Term Option Series Program to List Qualifying Securities Comments Due: Rebuttal Comments Due: View Received Comments
34-103497A
Aug. 5, 2025
4-858
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Green
34-103601
July 31, 2025
SR-ICC-2025-010
Order Approving Proposed Rule Change Relating to ICC’s Clearing Participant Default Management Procedures & ICC Clearing Rules
34-103597
July 30, 2025
SR-OCC-2025-009
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to OCC’s Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description (“Methodology Description”) and...
34-103572
July 29, 2025
SR-NYSEArca-2024-98
Order Scheduling Filing of Statements on Review Comments Due: View Received Comments
34-103571
July 29, 2025
SR-NASDAQ-2025-008
Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Thereto, to Amend Certain Bitcoin and Ether-Based Commodity-Based Trust Shares to Permit In-Kind Creations and Redemptions File Nos.: View Received Comments
34-103570
July 29, 2025
SR-NYSEARCA-2025-15
Order Granting Approval of a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin and Ethereum ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) View Received Comments
34-103569
July 29, 2025
SR-CBOE-2025-017
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Amend Rules 4.3, 4.20, and 8.30, to Allow the Exchange to List and Trade Options on the VanEck Bitcoin ETF View Received Comments
34-103568
July 29, 2025
SR-NYSEARCA-2025-10
Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Mini Trust (“BTC”) and the Bitwise Bitcoin ETF (“BITB”) and to Permit Flexible Exchange... View Received Comments
34-103567
July 29, 2025
SR-NYSEARCA-2025-07
Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to Amend Rules Regarding Position and Exercise Limits for Options on the Grayscale Bitcoin Trust (“GBTC”) and to Permit Flexible Exchange Options on GBTC View Received Comments
34-103566
July 29, 2025
SR-NYSEAMER-2024-78
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the Grayscale Bitcoin Trust, the Grayscale Bitcoin Mini Trust ETF, and the Bitwise Bitcoin ETF View Received Comments
34-103565
July 29, 2025
SR-Phlx-2024-72
Order Approving a Proposed Rule Change to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103564
July 29, 2025
SR-ISE-2024-62
Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, Regarding Position and Exercise Limits for Options on the iShares Bitcoin Trust ETF View Received Comments
34-103563
July 29, 2025
SR-ISE-2025-12
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Permit the Trading of FLEX Options on Shares of the iShares Bitcoin Trust ETF View Received Comments
34-103562
July 29, 2025
SR-NYSEARCA-2024-87
Order Scheduling Filing of Statements on Review View Received Comments
34-103548
July 25, 2025
SR-NYSENAT-2025-07
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSETEX-2025-03
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSEARCA-2025-29
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSEAMER-2025-21
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103548
July 25, 2025
SR-NYSE-2025-12
Notice of Filing of Amendments and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by the Amendment, to Expand the Virtual Control Circuit Service in the Connectivity Fee Schedule File Nos.: Comments Due: View Received Comments
34-103543
July 24, 2025
SR-NASDAQ-2025-032
(WITHDRAWN on 11/21/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the VanEck Avalanche ETF under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares) Comments Due: Rebuttal Comments Due: View Received Comments
34-103531
July 22, 2025
SR-NYSEArca-2024-98
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Bitwise 10 Crypto Index ETF under Amended NYSE Arca Rule 8.500-E... Comments Due: View Received Comments Letter from Assistant Secretary Sherry R. Haywood to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 22, 2025
34-103522
July 22, 2025
SR-CboeBZX-2025-053
WITHDRAWN on 11/17/2025 - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Canary SUI ETF under B...
34-103497
July 18, 2025
4-858
Order Approving and Declaring Effective a Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and GIX National Exchange LLC
34-103487
July 17, 2025
SR-ICC-2025-007
Order Approving Proposed Rule Change Relating to the ICE Clear Credit Recovery Plan and the ICE Clear Credit Wind-Down Plan
34-103436
July 11, 2025
SR-OCC-2025-006
Order Granting Approval of Proposed Rule Change by The Options Clearing Corporation concerning the adoption of the Amended and Restated Participant Exchange Agreement between OCC and each of the national securities exchanges that list equity options View Received Comments
34-103432
July 10, 2025
SR-NASDAQ-2025-030
WITHDRAWN on 11/25/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Grayscale Avalanche Trust (AVAX) under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) View Received Comments
34-103399
July 8, 2025
SR-FICC-2025-014
Order Approving Proposed Rule Change to Amend and Restate the Cross-Margining Agreement between FICC and CME
34-103393
July 7, 2025
SR-CboeBZX-2025-048
(WITHDRAWN on 9/26/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Solana Fund under BZX Rule 14.11(e)(4),... Comments Due: Rebuttal Comments Due: View Received Comments
34-103364
July 1, 2025
SR-NYSEARCA-2024-87
Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Rule 8.500-E (Trust Units) and to List and Trade Shares of the Grayscale Digital Large Cap Fund LLC under Amended NYSE Arca Rule 8.50 View Received Comments Letter from Deputy Secretary J. Matthew DeLesDernier to Le-Anh Bui, Senior Counsel, NYSE Group, Inc., dated July 1, 2025
34-103352
June 30, 2025
SR-CboeBZX-2025-045
WITHDRAWN on 9/18/2025 - Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Osprey Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-B... Comments Due: Rebuttal comments View Received Comments
34-103349
June 30, 2025
SR-NYSEARCA-2025-25
(WITHDRAWN on 9/30/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Rule Governing the Listing and Trading of Shares of the Bitwise Ethereum... Comments Due: Rebuttal comments View Received Comments
34-103334
June 26, 2025
SR-FINRA-2025-001
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Exempt Certain Business Development Companies from FINRA Rules 5130 (Restrictions on the Purchase... Comments Due: View Received Comments
34-103338
June 26, 2025
SR-CBOE-2025-020
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Eliminate Position and Exercise Limits for Options on the S&P 500 Equal Weight Index and the S&P 500 Scored and Screened Index Comments Due: View Received Comments
34-103328
June 26, 2025
SR-ICC-2025-008
Order Approving Proposed Rule Change Relating to Clearance of Additional Credit Default Swap Contracts
34-103326
June 25, 2025
SR-CboeBZX-2025-050
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Rules Governing the Listing and Trading of Shares of the Franklin Bitcoin ETF, the Franklin Ethereum ETF, and the Franklin Crypto Index ETF to View Received Comments
34-103325
June 25, 2025
SR-FINRA-2025-002
Order Approving a Proposed Rule Change to Adopt FINRA Rule 6152 (Disclosure of Order Execution Information for NMS Stocks) View Received Comments
34-103311
June 24, 2025
SR-FICC-2025-006
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments Exhibit 4 , Exhibit 5
34-103310
June 24, 2025
SR-DTC-2025-003
Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Proposed Rule Change Relating to a Participant System Disruption View Received Comments Exhibit 4 , Exhibit 5
34-103302
June 24, 2025
SR-NASDAQ-2025-029
(WITHDRAWN on 9/18/2025) Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the 21Shares Polkadot Trust under Nasdaq Rule 5711(d) (Commodity Based Trust Shares) Comments Due:
34-103299
June 23, 2025
SR-FICC-2025-005
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt an Intraday Mark-to-Market Charge at GSD View Received Comments
34-103253
June 18, 2025
SR-NSCC-2025-006
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs File Nos.: Comments Due: View Received Comments
34-103253
June 18, 2025
SR-FICC-2025-009
Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, to Update the Clearing Agency Securities Valuation Framework to Include Use of Substantive Inputs File Nos.: Comments Due: View Received Comments
