Comments on NYSE Rulemaking

Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Rules for the Trading of Unlisted Debt Securities on the Exchange's Automated Bond System

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Date Received
Date Letter Type Commenter Name
Public Comment Ron Klein, Chairman, CEO, General Associates, Inc.
Public Comment Fred Siesel
Public Comment Joan Conley, Senior Vice President, Office of Corporate Secretary, Nasdaq Stock Market, Inc
Public Comment Michael N. Castle, Member of Congress
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange, Inc.
Public Comment Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, Washington, District of Columbia
Public Comment Thomas Peterffy, Chairman and David M. Battan, Vice President and General Counsel, Interactive Brokers LLC
Public Comment Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2004-69
Release Number
34-51999
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