Comments on NASD Rulemaking

Notice of Proposed Rule Change and Amendment No. 1 thereto Relating to Amendments to Rule 2340 (Customer Account Statements)

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 7

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Date Received
Date Letter Type Commenter Name
Public Comment Craig Biddick, President, Mission Securities Corporation
Public Comment John Polanin, Jr., Chairman, Securities Industry Association Self Regulation and Supervisory Practices Committee
Public Comment Rosemary J. Shockman, President, Public Investors Arbitration Bar Association
Public Comment Andrew C. Small, General Counsel, Scottrade
Public Comment John Miller, Law Office of John J. Miller, P.C.
Public Comment Geraldine Genco, Broker Dealer, RIA Compliance & Consulting
Public Comment Christopher Charles, President, Wulff Hansen & Co.
File Number
SR-NASD-2004-171
Release Number
34-51181
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