Comments on NYSE Rulemaking

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Exchange Rule 70 to Provide Floor Brokers With the Ability to Enter Discretionary Instructions and/or Pegging Instructions with respect to Floor Broker Agency Interest Files (e-Quotes)

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Date Received
Date Letter Type Commenter Name
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment Mary Yeager, Assistant Secretary, New York Stock Exchange LLC
Public Comment Junius W. Peake, Monfort Distinguished Professor Emeritus of Finance, Greeley, Colorado
Public Comment Warren Meyers, President, Independent Broker Action Committee, New York, New York
Public Comment George Rutherfurd, Consultant, Chicago, Illinois
Public Comment George Rutherfurd, Consultant, Chicago, Illinois

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSE-2006-36
Release Number
34-54150
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