Comments on NASD Rulemaking

Notice of Filing of Proposed Rule Change to Require Members to File Regulatory Notices with NASD Electronically

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Date Received
Date Letter Type Commenter Name
Public Comment Shirley Weiss, NASD, Washington, District of Columbia
Public Comment Chris Charles, President, Wulff, Hansen & Co.
Public Comment Frank Akridge, Jr., CFP, CCO, Cambridge Legacy Group, Dallas, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NASD-2006-060
Release Number
34-54319
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