CHX Rulemaking Archive 2017
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Third Quarter |
Second Quarter |
First Quarter
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Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-CHX-2017-08 | ||
| 34-82252 | Dec. 8, 2017 | Notice of Filing of Amendment No. 2 to the Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 4, 2017 Additional Materials: Exhibit 4, Exhibit 5 See also: Notice: Rel.No. 34-82251, Notice: Rel.No. 34-82049, Notice: Rel.No. 34-81067, Notice: Rel. No. 34-80691 Comments received are available for this proposal. |
| SR-CHX-2017-08 | ||
| 34-82251 | Dec. 8, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 4, 2017 Additional Materials: Appendix, Exhibit 4, Exhibit 5 See also: Notice: Rel.No. 34-82252, Notice: Rel.No. 34-82049, Notice: Rel.No. 34-81067, Notice: Rel. No. 34-80691 Comments received are available for this proposal. |
| SR-CHX-2017-14 | ||
| 34-82098 | Nov. 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due: December 13, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CHX-2016-20 | ||
| 34-82077 | Nov. 14, 2017 | Notice of Filing of Amendment No. 2 to Proposed Rule Change in Connection with the Proposed Transaction involving CHX Holdings, Inc. and North America Casin Holdings, Inc.
Comments due: December 5, 2017 Rebuttal comments due: December 15, 2017 See also: Notice: Rel. No. 34-81435, Notice: Rel. No. 34-81366, Notice: Rel. No. 34-80864, Notice: Rel. No. 34-79781, Notice: Rel. No. 34-79474 |
| SR-CHX-2017-08 | ||
| 34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel.No. 34-82252, Notice: Rel.No. 34-82251, Order: Rel. No. 34-81067, Notice: Rel. No. 34-80691 Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| SR-CHX-2017-04 | ||
| 34-82034 | Nov. 8, 2017 | Order Scheduling Filing of Statements on Review
See also: Letter from CHX withdrawing the proposed rule change; Letter from Secretary of the Commission to Albert (A.J.) Kim, VP and Associate General Counsel, Chicago Stock Exchange, Inc., dated October 24, 2017 (providing notice of Commission review of delegated action and stay of order); Notice: Rel. No. 34-81913, Notice: Rel. No. 34-81415, Notice: Rel. No. 34-80740, Notice: Rel. No. 34-80364, Notice: Rel. No. 34-80041 |
| SR-CHX-2017-04 | ||
| 34-81913 | Oct. 19, 2017 | Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Adopt the CHX Liquidity Enhancing Access Delay on a Pilot Basis
Comments due: November 15, 2017 See also: Letter from Secretary of the Commission to Albert (A.J.) Kim, VP and Associate General Counsel, Chicago Stock Exchange, Inc., dated October 24, 2017 (providing notice of Commission review of delegated action and stay of order); Notice: Rel. No. 34-81415, Notice: Rel. No. 34-80740, Notice: Rel. No. 34-80364, Notice: Rel. No. 34-80041 Comments received are available for this proposal. |
| Third Quarter | ||
| SR-CHX-2017-13 | ||
| 34-81764 | Sep. 29, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Sponsored Access
Comments due: October 26, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-12 | ||
| 34-81683 | Sep. 22, 2017 | Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants
See also: Notice: Rel. No. 34-81315 |
| SR-CHX-2017-11 | ||
| 34-81616 | Sep. 14, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-81163, Notice: Rel. No. 34-80916 Additional File No.: SR-FINRA-2017-020 |
| SR-CHX-2016-20 | ||
| 34-81435 | Aug. 18, 2017 | Order Scheduling Filing of Statements on Review
See also: Notice: Rel. No. 34-82077, Notice: Rel. No. 34-81366, Notice: Rel. No. 34-80864, Notice: Rel. No. 34-79781, and Notice: Rel. No. 34-79474 |
| SR-CHX-2017-04 | ||
| 34-81415 | Aug. 17, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
See also: Notice: Rel. No. 34-80740, Notice: Rel. No. 34-80364, Notice: Rel. No. 34-80041, Notice: Rel. No. 34-81913 |
| SR-CHX-2016-20 | ||
| 34-81366 | Aug. 9, 2017 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc.
Comments due: September 5, 2017 See also: Letter from Secretary of the Commission to Albert (A.J.) Kim, VP and Associate General Counsel, Chicago Stock Exchange, Inc., dated August 9, 2017 (providing notice of Commission review of delegated action and stay of order); Notice: Rel. No. 34-82077, Notice: Rel. No. 34-80864; Order: Rel. No. 34-79781; Notice: Rel. No. 34-79474 Comments received are available for this proposal. |
| SR-CHX-2017-12 | ||
| 34-81315 | Aug. 4, 2017 | Notice of Filing of Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants
Comments due: August 31, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81683 |
| SR-CHX-2017-11 | ||
| 34-81163 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Article 23, Rule 13, Consolidated Audit Trail - Fee Dispute Resolution
See also: Notice: Rel. No. 34-80916, Notice: Rel. No. 34-81616 |
| Second Quarter | ||
| SR-CHX-2017-08 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Notice: Rel.No. 34-82252, Notice: Rel.No. 34-82251, Notice: Rel. No. 34-82049, Notice: Rel. No. 34-80691 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-CHX-2017-11 | ||
| 34-80916 | Jun. 13, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Article 23, Rule 13, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: July 10, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81163, Notice: Rel. No. 34-81616, Order: Rel. No. 34-81616 Comments received are available for this proposal. |
| SR-CHX-2016-20 | ||
| 34-80864 | Jun. 6, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change in Connection with the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc.
See also: Notice: Rel. No. 34-82077, Order: Rel. No. 34-79781, Notice: Rel. No. 34-79474 |
| SR-CHX-2017-06 | ||
| 34-80825 | May 31, 2017 | Order Granting Approval of a Proposed Rule Change to Shorten the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
See also: Notice: Rel. No. 34-80467 |
| SR-CHX-2017-10 | ||
| 34-80754 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Appendix B Website Publication Requirements Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-04 | ||
| 34-80740 | May 22, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
Comments due: June 16, 2017 Rebuttal comments due: June 30, 2017 See also: Notice: Rel. No. 34-81415, Notice: Rel. No. 34-80364, Notice: Rel. No. 34-80041, Notice: Rel. No. 34-81913 |
| SR-CHX-2017-08 | ||
| 34-80691 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017 Additional Materials: Exhibit 3, Exhibit 5 See also: Notice: Rel. No. 34-82252, Notice: Rel.No. 34-82251, Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049 Comments received are available for this proposal. |
| SR-CHX-2017-09 | ||
| 34-80673 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anonymous Trade Reporting and Clearing
Comments due: June 9, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-07 | ||
| 34-80647 | May 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-06 | ||
| 34-80467 | Apr. 17, 2017 | Notice of Filing of Proposed Rule Change to Shorten the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: May 12, 2017 See also: Order: Rel. No. 34-80825 |
| SR-CHX-2017-04 | ||
| 34-80364 | Apr. 3, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
See also: Notice: Rel. No. 34-81415, Notice: Rel. No. 34-80041, Order: Rel. No. 34-80740, Notice: Rel. No. 34-81913 |
| First Quarter | ||
| SR-CHX-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79948 Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| SR-CHX-2017-05 | ||
| 34-80227 | Mar. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 7, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-04 | ||
| 34-80041 | Feb. 14, 2017 | Notice of Filing of Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
Comments due: March 14, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81415, Notice: Rel. No. 34-80364, Order: Rel. No. 34-80740, Notice: Rel. No. 34-81913 Comments received are available for this proposal. |
| SR-CHX-2016-16 | ||
| 34-79984 | Feb. 7, 2017 | Notice of Withdrawal of a Proposed Rule Change to Adopt the CHX Liquidity Taking Access Delay
See also: Notice: Rel. No. 34-79608, Notice: Rel. No. 34-79216, Notice: Rel. No. 34-78860 |
| SR-CHX-2017-03 | ||
| 34-79948 | Feb. 2, 2017 | Notice of Filing of Proposed Rule Change to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 |
| SR-CHX-2017-01 | ||
| 34-79822 | Jan. 18, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Examination Requirement for CHX Market Maker Authorized Traders
Comments due: February 15, 2017 |
| SR-CHX-2016-20 | ||
| 34-79781 | Jan. 12, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change in Connection with the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc.
Comments due: February 21, 2017 Rebuttal comments due: March 6, 2017 See also: Notice: Rel. No. 34-82077, Notice: Rel. No. 34-80864, Notice: Rel. No. 34-79474 Comments received are available for this proposal. |
CHX File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-CHX-2017-14 | ||
| 34-82098 | Nov. 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due: December 13, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CHX-2017-13 | ||
| 34-81764 | Sep. 29, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Sponsored Access
Comments due: October 26, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-12 | ||
| 34-81683 | Sep. 22, 2017 | Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants |
| 34-81315 | Aug. 4, 2017 | Notice of Filing of Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants
Comments due: August 31, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-11 | ||
| 34-81616 | Sep. 14, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
Additional File No.: SR-FINRA-2017-020 |
| 34-81163 | Jul. 18, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Article 23, Rule 13, Consolidated Audit Trail - Fee Dispute Resolution |
| 34-80916 | Jun. 13, 2017 | Notice of Filing of a Proposed Rule Change to Adopt Article 23, Rule 13, Consolidated Audit Trail - Fee Dispute Resolution
Comments due: July 10, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CHX-2017-10 | ||
| 34-80754 | May 24, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Certain Appendix B Website Publication Requirements Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 21, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-09 | ||
| 34-80673 | May 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Anonymous Trade Reporting and Clearing
Comments due: June 9, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-08 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| 34-82252 | Dec. 8, 2017 | Notice of Filing of Amendment No. 2 to the Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 4, 2017 Additional Materials: Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
| 34-82251 | Dec. 8, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: January 4, 2017 Additional Materials: Appendix, Exhibit 4, Exhibit 5 Comments received are available for this proposal. |
| 34-82049 | Nov. 9, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| 34-80691 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Assessments to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017 Additional Materials: Exhibit 3, Exhibit 5 Comments received are available for this proposal. |
| SR-CHX-2017-07 | ||
| 34-80647 | May 10, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-06 | ||
| 34-80825 | May 31, 2017 | Order Granting Approval of a Proposed Rule Change to Shorten the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date |
| 34-80467 | Apr. 17, 2017 | Notice of Filing of Proposed Rule Change to Shorten the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: May 12, 2017 |
| SR-CHX-2017-05 | ||
| 34-80227 | Mar. 13, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 7, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-04 | ||
| 34-84337 | Oct. 2, 2018 | Order Setting Aside the Order by Delegated Authority Approving SR-CHX-2017-04 |
| 34-82034 | Nov. 8, 2017 | Order Scheduling Filing of Statements on Review
Letter from CHX withdrawing the proposed rule change |
| 34-81913 | Oct. 19, 2017 | Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Adopt the CHX Liquidity Enhancing Access Delay on a Pilot Basis
Comments due: November 15, 2017 See also: Letter from Secretary of the Commission to Albert (A.J.) Kim, VP and Associate General Counsel, Chicago Stock Exchange, Inc., dated October 24, 2017 (providing notice of Commission review of delegated action and stay of order) Comments received are available for this proposal. |
| 34-81415 | Aug. 17, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay |
| 34-80740 | May 22, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
Comments due: June 16, 2017 Rebuttal comments due: June 30, 2017 |
| 34-80364 | Apr. 3, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay |
| 34-80041 | Feb. 14, 2017 | Notice of Filing of Proposed Rule Change to Adopt the CHX Liquidity Enhancing Access Delay
Comments due: March 14, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-CHX-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-BX-2017-007, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03 |
| 34-79948 | Feb. 2, 2017 | Notice of Filing of Proposed Rule Change to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: March 1, 2017 Additional Materials: Exhibit 5 |
| SR-CHX-2017-01 | ||
| 34-79822 | Jan. 18, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Examination Requirement for CHX Market Maker Authorized Traders
Comments due: February 15, 2017 |