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CHX Rulemaking Archive: 2003

We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this web site.

Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

CHX File Number List for 2003

Additional Archives


Chronological List
Release No. Date Details

SR-CHX-2003-31
34-48734 Oct. 31, 2003 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SR-CHX-2003-15
34-48447 Sep. 4, 2003 Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities
See also:  Notice: Rel. No. 34-48076

SR-CHX-2003-15
34-48076 Jun. 23, 2003 Notice of Filing of Proposed Rule Change To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities
See also:  Order: Rel. No. 34-48447
Comments received are available for this notice.


CHX File Number List for 2003
Release No. Date Details

SR-CHX-2003-31
34-48734 Oct. 31, 2003 Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies

SR-CHX-2003-25
34-49496 Mar. 29, 2004 Order Granting Approval to Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Stop Order Handling Rules

SR-CHX-2003-24
34-49774 May 26, 2004 Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Definition of Primary Market
34-49437 Mar. 17, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Primary Market
Comments due:  April 14, 2004

SR-CHX-2003-21
34-49736 May 19, 2004 Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Price Improvement of Orders Executed Automatically on the Exchange
34-49530 Apr. 6, 2004 Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Price Improvement of Orders Executed Automatically on the Exchange
Comments due:  June 16, 2004

SR-CHX-2003-19
34-49911 Jun. 24, 2004 Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Governance of Issuers on the Exchange

SR-CHX-2003-15
34-48447 Sep. 4, 2003 Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities
34-48076 Jun. 23, 2003 Notice of Filing of Proposed Rule Change To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities
Comments received are available for this notice.

SR-CHX-2003-07
34-50619 Nov. 2, 2004 Order Granting Approval of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Out-of-Range Execution Rules
34-50417 Sep. 21, 2004 Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Out-of-Range Execution Rules
Comments due:  October 20, 2004

 

http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2003.shtml


Modified: 10/16/2014