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CHX Rulemaking Archive: 2007
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
CHX File Number List for 2007
Additional Archives
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-CHX-2007-28 |
|
34-57078 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees
Comments due: January 29, 2008
|
SR-CHX-2007-27 |
|
34-57036 |
Dec. 21, 2007 |
Notice of Filing of Proposed Rule Change to Amend its Rule 25 to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant's Give-Up
Comments due: January 22, 2008
See also:
Order: Rel. No. 34-57264
|
SR-CHX-2007-17 |
|
34-57007 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1
Comments due: January 18, 2008
|
SR-CHX-2007-22 |
|
34-56900 |
Dec. 5, 2007 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
See also:
Notice: Rel. No. 34-56703
|
SR-CHX-2007-26 |
|
34-56833 |
Nov. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2007
|
SR-CHX-2007-25 |
|
34-56784 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters
Comments due: December 11, 2007
|
SR-CHX-2005-34 |
|
34-56771 |
Nov. 8, 2007 |
Order Approving Proposed Rule Change and Amendment No. 1 Thereto Regarding Cancellation of the Stock Leg of a Stock-Option Order and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 3 Thereto
Comments due: December 6, 2007
|
SR-CHX-2007-20 |
|
34-56704 |
Oct. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions to Have Post-Trade Anonymity
Comments due: November 23, 2007
|
SR-CHX-2007-22 |
|
34-56703 |
Oct. 25, 2007 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
Comments due: November 21, 2007
See also:
Order: Rel. No. 34-56900
|
SR-CHX-2007-23 |
|
34-56698 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m.
Comments due: November 23, 2007
See also:
Order: Rel. No. 34-57140
|
SR-CHX-2007-09 |
|
34-56657 |
Oct. 12, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
Comments due: November 9, 2007
See also:
Order: Rel. No. 34-57509
|
SR-CHX-2007-19 |
|
34-56611 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to a New Book Feed Product
Comments due: November 1, 2007
|
| Third Quarter |
SR-CHX-2007-16 |
|
34-56573 |
Sep. 28, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Confirm that an Exchange Director Cannot Participate in the Determination of any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange, if the Director Is a Director, Officer, or Employee of the Issuer
See also:
Notice: Rel. No. 34-56281
|
SR-CHX-2006-42 |
|
34-56291 |
Aug. 20, 2007 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Modify Provisions Relating to Cross with Yield Orders
See also:
Notice: Rel. No. 34-56064
|
SR-CHX-2007-16 |
|
34-56281 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Prevent Exchange Director from Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer
Comments due: September 14, 2007
See also:
Order: Rel. No. 34-56573
|
SR-CHX-2006-42 |
|
34-56064 |
Jul. 13, 2007 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify Provisions Relating to Cross with Yield Orders
Comments due: August 10, 2007
See also:
Order: Rel. No. 34-56291
|
| Second Quarter |
SR-CHX-2007-08 |
|
34-55811 |
May 24, 2007 |
Order Approving Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
See also:
Notice: Rel. No. 34-55625
|
SR-CHX-2007-05 |
|
34-55705 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits
Comments due: May 31, 2007
|
SR-CHX-2007-08 |
|
34-55625 |
Apr. 12, 2007 |
Notice of Filing of Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
Comments due: May 11, 2007
See also:
Order: Rel. No. 34-55811
|
SR-CHX-2007-11 |
|
34-55613 |
Apr. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: May 8, 2007
|
SR-CHX-2007-14 |
|
34-55595 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 4, 2007
|
SR-CHX-2006-38 |
|
34-55584 |
Apr. 5, 2007 |
Order Granting Approval to Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During that Session
See also:
Notice: Rel. No. 34-55308
|
| First Quarter |
SR-CHX-2007-02 |
|
34-55549 |
Mar. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
See also:
Notice: Rel. No. 34-55408
|
SR-CHX-2006-33 |
|
34-55481 |
Mar. 15, 2007 |
Order Granting Approval of a Proposed Rule Change Amending Rules to Require Listed Companies to Make Securities Eligible for the Direct Registration System
See also:
Notice: Rel. No. 34-54833
|
SR-CHX-2007-02 |
|
34-55408 |
Mar. 6, 2007 |
Notice of Filing of Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
Comments due: March 27, 2007
See also:
Order: Rel. No. 34-55549
|
SR-CHX-2007-03 |
|
34-55334 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to the Trading Phase Date
Comments due: March 26, 2007
|
SR-CHX-2007-01 |
|
34-55319 |
Feb. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a "SOLD" Indicator
Comments due: March 20, 2007
|
SR-CHX-2006-38 |
|
34-55308 |
Feb. 15, 2007 |
Notice of Filing of a Proposed Rule Change to Extend the Late Trading Session and to Permit Only the Execution of Cross Orders During that Session
Comments due: March 16, 2007
See also:
Order: Rel. No. 34-55584
|
SR-CHX-2006-39 |
|
34-55103 |
Jan. 12, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: February 13, 2007
|
SR-CHX-2006-37 |
|
34-55070 |
Jan. 9, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: February 7, 2007
|
| CHX File Number List for 2007 |
| Release No. |
Date |
Details |
SR-CHX-2007-28 |
|
34-57078 |
Dec. 31, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Trade Processing Fees
Comments due: January 29, 2008
|
SR-CHX-2007-27 |
|
34-57264 |
Feb. 4, 2008 |
Order Approving a Proposed Rule Change to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant’s Give-Up
|
|
34-57036 |
Dec. 21, 2007 |
Notice of Filing of Proposed Rule Change to Amend its Rule 25 to Eliminate a Requirement that a Participant Have a Formal Written Agreement to Use Another Participant's Give-Up
Comments due: January 22, 2008
|
SR-CHX-2007-26 |
|
34-56833 |
Nov. 21, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Number 1 Thereto Relating to Participant Fees and Credits
Comments due: December 20, 2007
|
SR-CHX-2007-25 |
|
34-56784 |
Nov. 14, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Eliminate References to the ITS Plan and Other Now-Obsolete Matters
Comments due: December 11, 2007
|
SR-CHX-2007-24 |
|
34-57458 |
Mar. 10, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Handling of Clearly Erroneous Transactions
Comments due: April 7, 2008
|
|
34-57137 |
Jan. 14, 2008 |
Notice of Filing of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Handling of Clearly Erroneous Transactions
Comments due: February 8, 2008
|
SR-CHX-2007-23 |
|
34-57140 |
Jan. 14, 2008 |
Order Approving a Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m. (Chicago time) Without Regard to the Opening on the Primary Market
|
|
34-56698 |
Oct. 24, 2007 |
Notice of Filing of Proposed Rule Change to Allow the Exchange to Open at 8:30 a.m.
Comments due: November 23, 2007
|
SR-CHX-2007-22 |
|
34-56900 |
Dec. 5, 2007 |
Order Granting Approval of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
|
|
34-56703 |
Oct. 25, 2007 |
Notice of Filing of Proposed Rule Change to Amend Rules Relating to the Execution of Odd Lot Market Orders
Comments due: November 21, 2007
|
SR-CHX-2007-21 |
|
34-57587 |
Mar. 31, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
|
|
34-57363 |
Feb. 20, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules Relating to Registration Requirements
Comments due: March 20, 2008
|
SR-CHX-2007-20 |
|
34-56704 |
Oct. 25, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting Certain Transactions to Have Post-Trade Anonymity
Comments due: November 23, 2007
|
SR-CHX-2007-19 |
|
34-56611 |
Oct. 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Relating to a New Book Feed Product
Comments due: November 1, 2007
|
SR-CHX-2007-18 |
|
34-57454 |
Mar. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
|
|
34-57203 |
Jan. 25, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules
Comments due: February 22, 2008
|
SR-CHX-2007-17 |
|
34-57007 |
Dec. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Elimination of Provisions Relating to Rule 10a-1
Comments due: January 18, 2008
|
SR-CHX-2007-16 |
|
34-56573 |
Sep. 28, 2007 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Confirm that an Exchange Director Cannot Participate in the Determination of any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange, if the Director Is a Director, Officer, or Employee of the Issuer
|
|
34-56281 |
Aug. 17, 2007 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend its Bylaws to Prevent Exchange Director from Participating in the Determination of Any Matter Involving an Issuer of a Security Listed or to Be Listed on the Exchange if the Director Is a Director, Officer, or Employee of the Issuer
Comments due: September 14, 2007
|
SR-CHX-2007-14 |
|
34-55595 |
Apr. 6, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Participant Fees and Credits
Comments due: May 4, 2007
|
SR-CHX-2007-11 |
|
34-55613 |
Apr. 10, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Participant Fees and Credits
Comments due: May 8, 2007
|
SR-CHX-2007-09 |
|
34-57509 |
Mar. 17, 2008 |
Order Granting Approval to a Proposed Rule Change to Amend the Exchange's Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
|
|
34-56657 |
Oct. 12, 2007 |
Notice of Filing of Proposed Rule Change to Amend the Exchange’s Institutional Broker Rules to Add Provisions Relating to the Handling of Stop and Stop-Limit Orders
Comments due: November 9, 2007
|
SR-CHX-2007-08 |
|
34-55811 |
May 24, 2007 |
Order Approving Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
|
|
34-55625 |
Apr. 12, 2007 |
Notice of Filing of Proposed Rule Change to Expand its Price Manipulation Rule to Address Additional Instances of Improper Behavior
Comments due: May 11, 2007
|
SR-CHX-2007-05 |
|
34-55705 |
May 4, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto, Relating to Participant Fees and Credits
Comments due: May 31, 2007
|
SR-CHX-2007-03 |
|
34-55334 |
Feb. 23, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Change to the Trading Phase Date
Comments due: March 26, 2007
|
SR-CHX-2007-02 |
|
34-55549 |
Mar. 28, 2007 |
Order Granting Accelerated Approval of a Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
|
|
34-55408 |
Mar. 6, 2007 |
Notice of Filing of Proposed Rule Change to Amend the CHX Fee Schedule on a Retroactive Basis to Clarify the Application of a Credit Against Specialist Fixed Fees
Comments due: March 27, 2007
|
SR-CHX-2007-01 |
|
34-55319 |
Feb. 20, 2007 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Use of a "SOLD" Indicator
Comments due: March 20, 2007
|
http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2007.shtml
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