CHX Rulemaking
We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
Additional Archives
2018 | 2017 | 2016 | 2015 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Chronological List for 2018
| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-CHX-2017-04 | ||
| 34-84337 | Oct. 2, 2018 | Order Setting Aside the Order by Delegated Authority Approving SR-CHX-2017-04 |
| Third Quarter | ||
| SR-CHX-2018-001 | ||
| 34-83763 | Aug. 2, 2018 | Notice of Withdrawal of a Proposed Rule Change to Adopt the Route QCT Cross Routing Option |
| SR-CHX-2018-004 | ||
| 34-83635 | Jul. 13, 2018 | Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2, and 3 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: August 9, 2018 |
| Second Quarter | ||
| SR-CHX-2018-001 | ||
| 34-83425 | Jun. 13, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: July 10, 2018 Rebuttal comments due: July 24, 2018 Comments received are available for this proposal. |
| SR-CHX-2018-004 | ||
| 34-83303 | May 22, 2018 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: June 19, 2018 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Exhibit 5l, Exhibit 5m, Exhibit 5n Comments received are available for this proposal. |
| SR-CHX-2018-001 | ||
| 34-83143 | May 1, 2018 | Notice of Designation of a Longer Period on Commission Action on a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: days after publication in the Federal Register |
| First Quarter | ||
| SR-CHX-2018-001 | ||
| 34-82870 | Mar. 14, 2018 | Notice of Filing of Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: April 10, 2018 Additional Materials: Exhibit 5 |
| SR-CHX-2016-20 | ||
| 34-82727 | Feb. 15, 2018 | Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. |
| SR-CHX-2017-08 | ||
| 34-82503 | Jan. 16, 2018 | Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37 |
CHX File Number List for 2018
| Release No. | Date | Details |
|---|---|---|
| SR-CHX-2018-004 | ||
| 34-83635 | Jul. 13, 2018 | Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2, and 3 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: August 9, 2018 |
| 34-83303 | May 22, 2018 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: June 19, 2018 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Exhibit 5l, Exhibit 5m, Exhibit 5n Comments received are available for this proposal. |
| SR-CHX-2018-001 | ||
| 34-83763 | Aug. 2, 2018 | Notice of Withdrawal of a Proposed Rule Change to Adopt the Route QCT Cross Routing Option |
| 34-83425 | Jun. 13, 2018 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: July 10, 2018 Rebuttal comments due: July 24, 2018 Comments received are available for this proposal. |
| 34-83143 | May 1, 2018 | Notice of Designation of a Longer Period on Commission Action on a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: days after publication in the Federal Register |
| 34-82870 | Mar. 14, 2018 | Notice of Filing of Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: April 10, 2018 Additional Materials: Exhibit 5 |