CHX Rulemaking

We encourage the public to submit comments on the following Chicago Stock Exchange, Inc. (CHX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter  |  Second Quarter |  First Quarter

CHX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Fourth Quarter
SR-CHX-2018-06
34-84733 Dec. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CHX Article 22, Rule 6(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CHX-2018-05
34-84494 Oct. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Name Changes of the Exchange and its Direct Parent Company and to Amend Certain Corporate Governance Provisions
Comments due: November 23, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f
SR-CHX-2017-04
34-84337 Oct. 2, 2018 Order Setting Aside the Order by Delegated Authority Approving SR-CHX-2017-04
Third Quarter
SR-CHX-2018-001
34-83763 Aug. 2, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
SR-CHX-2018-004
34-83635 Jul. 13, 2018 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2, and 3 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: August 9, 2018
Second Quarter
SR-CHX-2018-001
34-83425 Jun. 13, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: July 10, 2018
Rebuttal comments due: July 24, 2018
Comments received are available for this proposal.
SR-CHX-2018-004
34-83303 May 22, 2018 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: June 19, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Exhibit 5l, Exhibit 5m, Exhibit 5n
Comments received are available for this proposal.
SR-CHX-2018-001
34-83143 May 1, 2018 Notice of Designation of a Longer Period on Commission Action on a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due:  days after publication in the Federal Register
First Quarter
SR-CHX-2018-001
34-82870 Mar. 14, 2018 Notice of Filing of Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due:  April 10, 2018
Additional Materials: Exhibit 5
SR-CHX-2016-20
34-82727 Feb. 15, 2018 Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc.
SR-CHX-2017-08
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37

CHX File Number List for 2018

Release No. Date Details
SR-CHX-2018-06
34-84733 Dec. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend CHX Article 22, Rule 6(a)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-CHX-2018-05
34-84494 Oct. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Name Changes of the Exchange and its Direct Parent Company and to Amend Certain Corporate Governance Provisions
Comments due: November 23, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f
SR-CHX-2018-004
34-83635 Jul. 13, 2018 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1, 2, and 3 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: August 9, 2018
34-83303 May 22, 2018 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, in Connection with a Proposed Transaction Involving CHX Holdings, Inc. and the Intercontinental Exchange, Inc.
Comments due: June 19, 2018
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j, Exhibit 5k, Exhibit 5l, Exhibit 5m, Exhibit 5n
Comments received are available for this proposal.
SR-CHX-2018-001
34-83763 Aug. 2, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
34-83425 Jun. 13, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due: July 10, 2018
Rebuttal comments due: July 24, 2018
Comments received are available for this proposal.
34-83143 May 1, 2018 Notice of Designation of a Longer Period on Commission Action on a Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due:  days after publication in the Federal Register
34-82870 Mar. 14, 2018 Notice of Filing of Proposed Rule Change to Adopt the Route QCT Cross Routing Option
Comments due:  April 10, 2018
Additional Materials: Exhibit 5

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