Administrative Proceeding File No. 3-16000

Respondents

Houston American Energy Corp. Terwilliger, John F., Jr. Undiscovered Equities Inc. McKnight, Kevin T.

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Sept. 22, 2023	Release Number:34-98486	Other Release Numbers:	Name of Document: Order Directing Disbursement of Fair Fund
Release Date: Aug. 5, 2022	Release Number:34-95432	Other Release Numbers:	Name of Document: Order Approving Corrected Plan of Distribution
Release Date: June 6, 2022	Release Number:34-95044	Other Release Numbers:	Name of Document: Notice of Proposed Plan of Distribution and Opportunity for Comment
Release Date: Feb. 25, 2019	Release Number:34-85185	Other Release Numbers:	Name of Document: Corrected Order Appointing Tax Administrator
Release Date: July 16, 2018	Release Number:34-83636	Other Release Numbers:	Name of Document: Order Establishing a Fair Fund, Appointing a Fund Administrator, and Setting Administrator's Bond Amount
Release Date: April 23, 2015	Release Number:33-9757	Other Release Numbers:	Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 as to Undiscovered Equities, Inc. and Kevin T. Mcknight
Release Date: April 23, 2015	Release Number:33-9756	Other Release Numbers: 34-74800	Name of Document: Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 as to Houston American Energy Corp. and John F. Terwilliger
Release Date: Feb. 26, 2015	Release Number:AP-2361	Other Release Numbers:	Name of Document: Order Extending Stay as to Houston American Energy Corp. and John F. Terwilliger, Jr.
Release Date: Jan. 23, 2015	Release Number:AP-2250	Other Release Numbers:	Name of Document: Order Staying Proceeding as to Undiscovered Equities Inc. and Kevin T. Mcknight
Release Date: Jan. 6, 2015	Release Number:AP-2184	Other Release Numbers:	Name of Document: Order Following Prehearing Conference
Release Date: Jan. 5, 2015	Release Number:AP-2179	Other Release Numbers:	Name of Document: Order Staying Proceeding as to Houston American Energy Corp. and John F. Terwilliger, Jr.
Release Date: Jan. 2, 2015	Release Number:AP-2175	Other Release Numbers:	Name of Document: Protective Order
Release Date: Dec. 23, 2014	Release Number:AP-2164	Other Release Numbers:	Name of Document: Order On Request for the Issuance of Subpoena to Columbia Wanger Asset Management, LLC
Release Date: Dec. 23, 2014	Release Number:AP-2163	Other Release Numbers:	Name of Document: Order On Witness List of Respondents Houston American Energy Corp. and John F. Terwilliger, Jr.
Release Date: Dec. 12, 2014	Release Number:AP-2125	Other Release Numbers:	Name of Document: Order Granting Motion for Leave to File Motion for Summary Disposition
Release Date: Dec. 3, 2014	Release Number:AP-2084	Other Release Numbers:	Name of Document: Order Scheduling Prehearing Conference
Release Date: Nov. 14, 2014	Release Number:AP-2021	Other Release Numbers:	Name of Document: Protective Order
Release Date: Nov. 7, 2014	Release Number:AP-1990	Other Release Numbers:	Name of Document: Order On Netherland,Sewell Subpoena
Release Date: Oct. 24, 2014	Release Number:AP-1943	Other Release Numbers:	Name of Document: Protective Order
Release Date: Oct. 7, 2014	Release Number:AP-1891	Other Release Numbers:	Name of Document: Order On Subpoena Requests
Release Date: Oct. 6, 2014	Release Number:AP-1888	Other Release Numbers:	Name of Document: Prehearing Orders
Release Date: Sept. 30, 2014	Release Number:AP-1867	Other Release Numbers:	Name of Document: Order Denying Motion for More Definite Statement
Release Date: Sept. 26, 2014	Release Number:AP-1849	Other Release Numbers:	Name of Document: Order Redesignating Presiding Judge
Release Date: Sept. 4, 2014	Release Number:AP-1756	Other Release Numbers:	Name of Document: Prehearing Order
Release Date: Aug. 22, 2014	Release Number:AP-1721	Other Release Numbers:	Name of Document: Postponement Order
Release Date: Aug. 22, 2014	Release Number:AP-1722	Other Release Numbers:	Name of Document: Protective Order
Release Date: Aug. 6, 2014	Release Number:AP-1673	Other Release Numbers:	Name of Document: Order Scheduling Hearing and Designating Presiding Judge
Release Date: Aug. 4, 2014	Release Number:33-9621	Other Release Numbers: 34-72749	Name of Document: Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934
Release Date:	Release Number:	Other Release Numbers:	Name of Document: 3-16000

Release Date	Release Number	Other Release Numbers	Name of Document
Release Date: Aug. 28, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. and John F. Terwilliger's Answer
Release Date: Sept. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Answer of Respondents Undiscovered Equities and Kevin T. McKnight
Release Date: Nov. 21, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Expert Report of Branko Jovanovic, Ph.D.
Release Date: Dec. 5, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Witness List and Exhibit List
Release Date: Dec. 5, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Motion and Memorandum in Support for Issuance of Hearing Subpoenas
Release Date: Dec. 11, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Application for the Confidential Treatment of Expert Report of Ruurdjan De Zoeten
Release Date: Dec. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondent's Houston American Energy Corp. and Terwilliger's, Motion for Leave and Motion for Summary Disposition
Release Date: Dec. 19, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Expert Report of Branko Jovanovic, Ph.D.
Release Date: Dec. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. and John F. Terwilliger's Witness and Exhibit List
Release Date: Dec. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. and John F. Terwilliger's Request for Issuance of Subpoenas (to James Fluker; Michael Sanders; Kenneth Jeffers; Philip McPherson; James Jacobs)
Release Date: Dec. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. and John F. Terwilliger's Request for the Issuance of Subpoena (to Columbia Wagner Asset Management)
Release Date: Dec. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. and John F. Terwilliger's Motion in Limine to Exclude Allegations Inconsistent with the OIP and to Exclude Expert Reports and Testimony
Release Date: Dec. 30, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondents Houston American Energy Corp. & John F. Terwilliger's Motion in Limine
Release Date: Jan. 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Respondents Houston American Energy Corp. & John F. Terwilliger's Application for Confidential Treatment of Documents Filed
Release Date: Jan. 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Joint Motion of Division and Respondents Houston American Energy Corp. & John F. Terwilliger's for Entry of Agreed Protective
Release Date: Jan. 5, 2015	Release Number:	Other Release Numbers:	Name of Document:Joint Motion to Stay Hearing. (as to Houston American Energy Corp. and John F. Terwilliger,. Jr. and Not as to Undiscovered Equities and Mcknight.)
Release Date: Jan. 5, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Motion for Order to Show Cause Or, in the Alternative, Motion for Leave to Move for Summary Disposition
Release Date: Dec. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondents Houston American Energy Corp. and John F. Terwilliger's Motion for Leave and Motion for Summary Disposition, with Plaintiff's Exhibits ("Px:) 002; 006; 011; 013; 018; 019; 021; 024; 025; 028; 032; 034; 037; 042; 043
Release Date: Dec. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondents Houston American Energy Corp. and John F. Terwilliger's Motion for Leave and Motion for Summary Disposition (Contd), with Plaintiff's Exhibits ("Px:) 055; 081; 086; 091; 094; 119; 120; 125; 134; 136; 147; 149; 157-159
Release Date: Dec. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Division's Opposition to Respondents Houston American Energy Corp. & John F. Terwilliger's Motion for Leave & Motion for Summary Disposition (Contd), with Plaintiff's Exhibits 181; 183-186; 189; 190; 192; 202); Portions of Transcr, Expert Rpts & Hrx-945
Release Date: Jan. 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Joint Motion to Stay
Release Date: Feb. 26, 2015	Release Number:	Other Release Numbers:	Name of Document:Division's Notice of Submission and Recommendation.
Release Date: Aug. 5, 2022	Release Number:	Other Release Numbers:	Name of Document:Distribution Plan
Release Date: June 6, 2022	Release Number:	Other Release Numbers:	Name of Document:Proposed Distribution Plan
Release Date: Aug. 4, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8a of the Securities Act of 1933 and 21C of the Securities Exchange Act of 1934
Release Date: April 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 as to Undiscovered Equities, Inc. and Kevin T. Mcknight
Release Date: April 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934 as to Houston American Energy Corp. and John F. Terwilliger
Release Date: July 16, 2018	Release Number:	Other Release Numbers:	Name of Document:Order Establishing a Fair Fund, Appointing a Fund Administrator, and Setting Administrator's Bond Amount
Release Date: Feb. 25, 2019	Release Number:	Other Release Numbers:	Name of Document:Corrected Order Appointing Tax Administrator
Release Date: Aug. 5, 2022	Release Number:	Other Release Numbers:	Name of Document:Order Approving Corrected Plan of Distribution
Release Date: June 6, 2022	Release Number:	Other Release Numbers:	Name of Document:Notice of Proposed Plan of Distribution and Opportunity for Comment
Release Date: Aug. 6, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Hearing and Designating Presiding Judge
Release Date: Aug. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Protective Order
Release Date: Aug. 22, 2014	Release Number:	Other Release Numbers:	Name of Document:Postponement Order
Release Date: Sept. 4, 2014	Release Number:	Other Release Numbers:	Name of Document:Prehearing Order
Release Date: Sept. 26, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Redesignating Presiding Judge
Release Date: Sept. 30, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Denying Motion for More Definite Statement
Release Date: Oct. 6, 2014	Release Number:	Other Release Numbers:	Name of Document:Prehearing Orders
Release Date: Oct. 7, 2014	Release Number:	Other Release Numbers:	Name of Document:Order On Subpoena Requests
Release Date: Oct. 24, 2014	Release Number:	Other Release Numbers:	Name of Document:Protective Order
Release Date: Nov. 7, 2014	Release Number:	Other Release Numbers:	Name of Document:Order On Netherland,Sewell Subpoena
Release Date: Nov. 14, 2014	Release Number:	Other Release Numbers:	Name of Document:Protective Order
Release Date: Dec. 3, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Scheduling Prehearing Conference
Release Date: Dec. 12, 2014	Release Number:	Other Release Numbers:	Name of Document:Order Granting Motion for Leave to File Motion for Summary Disposition
Release Date: Dec. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Order On Request for the Issuance of Subpoena to Columbia Wanger Asset Management, LLC
Release Date: Dec. 23, 2014	Release Number:	Other Release Numbers:	Name of Document:Order On Witness List of Respondents Houston American Energy Corp. and John F. Terwilliger, Jr.
Release Date: Jan. 2, 2015	Release Number:	Other Release Numbers:	Name of Document:Protective Order
Release Date: Jan. 5, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Staying Proceeding as to Houston American Energy Corp. and John F. Terwilliger, Jr.
Release Date: Jan. 6, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Following Prehearing Conference
Release Date: Jan. 23, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Staying Proceeding as to Undiscovered Equities Inc. and Kevin T. Mcknight
Release Date: Feb. 26, 2015	Release Number:	Other Release Numbers:	Name of Document:Order Extending Stay as to Houston American Energy Corp. and John F. Terwilliger, Jr.