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(Click here for meetings with SEC officials)
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| Aug. 20, 2020 | John Ramsay, Chief Market Policy Officer, IEX |
| Aug. 14, 2020 | Stephen John Berger, Managing Director, Global Head of Government & Regulatory Policy, Citadel Securities |
| Aug. 3, 2020 | John Ramsay, Chief Market Policy Officer, IEX |
| Aug. 3, 2020 | R. T. Leuchtkafer |
| Jul. 16, 2020 | John J. Lothian, Executive Chairman CEO, John J. Lothian Company, Inc. |
| Jul. 2, 2020 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jun. 15, 2020 | Alex X. Mooney, Member of Congress and Lance Gooden, Member of Congress |
| May 15, 2020 | Lev Bagramian, Senior Securities Policy Advisor, Better Markets, Inc. |
| May 13, 2020 | Anonymous |
| May 12, 2020 | Brian Urey, Senior Trader, Allianz Global Investors |
| May 10, 2020 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| May 7, 2020 | Tyler Gellasch,
Executive Director, Healthy Markets Association |
| Apr. 23, 2020 | Gregory Davis, Managing Director and Chief Investment Officer, The Vanguard Group, Inc. |
| Apr. 23, 2020 | Kristen Malinconico, US Chamber of Commerce, Center for Capital Markets Competitiveness |
| Apr. 23, 2020 | Stephen Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Apr. 23, 2020 | Jeff Mahoney, General Counsel, General Counsel, Council of Institutional Investors |
| Apr. 23, 2020 | John L. Thornton,
Co-Chair, Committee on Capital Markets Regulation, Hal S. Scott, President, Committee on Capital Markets Regulation and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation |
| Apr. 23, 2020 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 26, 2020 | Joan C. Conley, Senior Vice President & Corporate Secretary, Nasdaq, Inc., |
| Mar. 20, 2020 | Mark R. Warner, United States Senate |
| Mar. 16, 2020 | Peter D. Stutsman, Global Head of Equity Trading, Capital Group |
| Mar. 12, 2020 | Robert J. Arnold, Director of Global Equities, New York State Common Retirement Fund |
| Mar. 10, 2020 | Mary M. Dunbar, DLA Piper LLP (US) |
| Feb. 28, 2020 | Curtis F. Bradbury, Chief Operating Officer, Stephens Inc. |
| Feb. 28, 2020 | Rich Steiner, Head of Client Advocacy and Market Innovation, RBC Capital Markets, LLC |
| Feb. 26, 2020 | Philip Berlinski, Co-Chief Operating Officer, Equities, Global Markets, Goldman Sachs & Co. LLC |
| Feb. 24, 2020 | Kevin Duggan, Managing Director, Capital Markets, Ontario Teachers' Pension Plan; Benoit Gauvin, Vice-President, CDPQ; and Alex Done, Deputy Comptroller, Office of New York City Comptroller, et al. |
| Feb. 24, 2020 | David Cannizzo, Managing Director, Head of Electronic Trading & Market Structure, and Rich Delayo, Director, Electronic Trading & Market Structure, Raymond James & Associates, Inc. |
| Feb. 20, 2020 | Joseph Scafidi, Global Head of Trading, and Carlos Oliveira, Head of Trading Analytics and Market Structure; Brandes Investment Partners, LP |
| Feb. 20, 2020 | David Brooks, Director of Trading, The London Company of Virginia LLC |
| Feb. 19, 2020 | Jack Miller, Head of Global Execution Services, BAIRD |
| Feb. 14, 2020 | Gary Thompson, Executive Director, Head of Global Trading, Vontobel Asset Management, Inc. |
| Feb. 14, 2020 | Tyler Gellasch, Executive Director, Healthy Markets Transparency and Trust |
| Feb. 13, 2020 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Feb. 13, 2020 | Jeffrey Bacidore, Ph.D., President, The Bacidore Group, LLC |
| Feb. 11, 2020 | John Christofilos, Senior VP, Chief Trading Officer, AGF |
| Feb. 11, 2020 | Kenneth A. Bertsch, Executive Director, Jeffrey P. Mahoney, General Counsel, Council of Institutional Investors |
| Feb. 10, 2020 | Sean Paylor, AJO, LP |
| Feb. 6, 2020 | Joseph Saluzzi, Themis Trading |
| Feb. 5, 2020 | Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA |
| Feb. 5, 2020 | Sanjana Kapur, Compliance Officer, Equity Compliance, Jefferies LLC |
| Feb. 5, 2020 | Mehmet Kinak, VP & Global Head of Systematic Trading & Market Structure and Jonathan D. Siegel, VP & Senior Legal Counsel - Legislative & Regulatory Affairs, T. Rowe Price |
| Jan. 28, 2020 | Anonymous2 |
| Jan. 24, 2020 | Anonymous |
| Jan. 22, 2020 | Andrew Stevens, General Counsel, IMC |
| Jan. 21, 2020 | Ray Ross, Chief Technology Officer, Clearpool Group |
| Jan. 21, 2020 | Adam Nunes, Head of Business Development, Hudson River Trading LLC |
| Jan. 21, 2020 | Tim Lang, Chief Executive Officer, ACS Execution Services, LLC |
| Jan. 21, 2020 | Joan C. Conley, Senior Vice President & Corporate Secretary, NASDAQ |
| Jan. 21, 2020 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jan. 20, 2020 | Marius-Andrei Zoican, Assistant Professor of Finance, University of Toronto - Mississauga |
| Jan. 17, 2020 | Eric Swanson, CEO, XTX Markets LLC (Americas) |
| Jan. 16, 2020 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial, LLC |
| Dec. 24, 2019 | Daniel Aisen, CEO, Proof Services LLC |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 13, 2020 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding an August 13, 2020, meeting with representatives of Citadel Securities |
| Aug. 12, 2020 | Memorandum from the Office of the Chairman regarding a June 19, 2020, meeting with representatives of Citadel LLC |
| Aug. 4, 2020 | Memorandum from the Office of the Chairman regarding a July 24, 2020, meeting with representatives of Investors Exchange LLC |
| Jul. 28, 2020 | Memorandum from the Office of Commissioner Elad Roisman regarding a July 24, 2020 meeting with representatives of Investors Exchange LLC |
| Jul. 23, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a July 23, 2020, meeting with representatives of IEX |
| Jul. 9, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 19, 2020, meeting with representatives of Citadel Securities |
| Jun. 17, 2020 | Memorandum from the Division of Trading and Markets regarding a June 17, 2020, meeting with representatives of Citadel Securities |
| Jun. 15, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a June 15, 2020 meeting with representatives of Citadel |
| May 22, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regaring a May 14, 2020 conference call with representatives of Investors Exchange LLC |
| May 14, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a Feb. 4, 2020, meeting with representatives of IEX |
| May 14, 2020 | Memorandum from the Office of the Investor Advocate regarding a May 11, 2020, telephone meeting with representatives of Investors Exchange LLC |
| May 11, 2020 | Memorandum from the Office of Commissioner Roisman regarding a May 11, 2020, meeting with representatives of Investors Exchange LLC |
| Mar. 2, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 4, 2020, meeting with representatives of Investors Exchange LLC |
| Mar. 2, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 13, 2020, meeting with representatives of Investors Exchange LLC |
| Jan. 28, 2020 | Memorandum from the Office of the Chairman regarding a January 13, 2020, meeting with representatives of Investors Exchange LLC |
| Jan. 21, 2020 | Memorandum from the Office of the Investor Advocate regarding a January 13, 2020, meeting with representatives of Investors Exchange LLC |
| Jan. 13, 2020 | Memorandum from the Division of Trading and Markets regarding a January 13, 2020, meeting with representatives of Investors Exchange LLC |
