ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Oct. 9, 2003	Respondents: Castle Securities Corp. and Michael T. Studer Release No. 3-11229
Date: Oct. 7, 2003	Respondents: Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song Release No. 3-11084
Date: Oct. 3, 2003	Respondents: Harrison Securities, Inc., Frederick C. Blumer, and Nebrissa Song Release No. 3-11084
Date: Oct. 1, 2003	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: Sept. 24, 2003	Respondents: Steven Wise and Larry Vindman Release No. 3-11247
Date: Sept. 23, 2003	Respondents: Cyrus Industries, Inc. Release No. 3-11221 File Number: 3-11221
Date: Sept. 17, 2003	Respondents: John DelPrince Release No. 3-11223 File Number: 3-11223
Date: Sept. 17, 2003	Respondents: Louis W. Ratfield Release No. 3-11225 File Number: 3-11225
Date: Sept. 12, 2003	Respondents: IFG Network Securities, Inc., William Kissinger, Kissinger Advisory, Inc., Bert Miller,Glenn Wilkinson, and David Ledbetter Release No. 3-11179
Date: Sept. 12, 2003	Respondents: IFG Network Securities, Inc., William Kissinger, Kissinger Advisory, Inc., Bert Miller,Glenn Wilkinson, and David Ledbetter Release No. 3-11179
Date: Sept. 10, 2003	Respondents: Xaibe, Inc. and Lowell Nicholas Release No. 3-11182 File Number: 3-11182
Date: Sept. 8, 2003	Respondents: Darius L. Lee Release No. 3-11210 File Number: 3-11210
Date: Aug. 25, 2003	Respondents: Kevin H. Goldstein and Jackwest Corporation Release No. 3-11010
Date: Aug. 25, 2003	Respondents: Global Telemedia International, Inc. Release No. 3-11181
Date: Aug. 19, 2003	Respondents: RGW Acquisition Corporation I, RGW Acquisition Corporation II, RGW Acquisition Corporation III, RGW Acquisition Corporation IV, RGW Acquisition Corporation V, RGW Acquisition Corporation VI, RGW Acquisition Corporation VII, RGW Acquisition Corporation VIII, RGW Acquisition Corporation IX, RGW Acquisition Corporation X Release No. 3-11183 File Number: 3-11183
Date: July 17, 2003	Respondents: Liberty National Securities, Inc., Robert J. Guyer, and Sonia Howe Radencovici Release No. 3-11087 File Number: 3-11087
Date: June 30, 2003	Respondents: Liberty National Securities, Inc., Robert J. Guyer, and Sonia Howe Radencovici Release No. 3-11087 File Number: 3-11087
Date: June 27, 2003	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: June 25, 2003	Respondents: James F. Glaza, D/B/A Falcon Financial Services, Inc. Release No. 3-11012
Date: June 24, 2003	Respondents: Iosif Pak, a/k/a Joseph Pak, and Roman Sakharovich, a/k/a Roman Sakh Release No. 3-11104 File Number: 3-11104
Date: June 16, 2003	Respondents: Iosif Pak, a/k/a Joseph Pak, and Roman Sakharovich, a/k/a Roman Sakh Release No. 3-11104
Date: May 5, 2003	Respondents: Salvatore Piazza, et al. Release No. 3-10229
Date: May 1, 2003	Respondents: David Edwards, James Edwards, Kevin Lynds and Gerald J. Stock Release No. 3-11002
Date: April 29, 2003	Respondents: Edgar B. Alacan and Mayer Dallal Release No. 3-10765
Date: April 22, 2003	Respondents: Hexagon Consolidated Companies of America, Inc. Release No. 3-11059 File Number: 3-11059
Date: April 17, 2003	Respondents: A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Release No. 3-9933
Date: April 10, 2003	Respondents: William E. Kraemer Release No. 3-11037 File Number: 3-11037
Date: April 3, 2003	Respondents: Eduardo Villar Release No. 3-11044 File Number: 3-11044
Date: March 31, 2003	Respondents: Jeffrey R. Patterson and Terrance Turman Release No. 3-10936
Date: March 26, 2003	Respondents: A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Release No. 3-9933
Date: March 24, 2003	Respondents: Jeffrey M. Goldberg Release No. 3-10997
Date: March 21, 2003	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: March 20, 2003	Respondents: Ernst & Young LLP Release No. 3-10933
Date: March 19, 2003	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: March 18, 2003	Respondents: Sharad Kapoor Release No. 3-10945 File Number: 3-10945
Date: March 13, 2003	Respondents: Jeffrey R. Patterson and Terrance Turman Release No. 3-10936
Date: March 11, 2003	Respondents: Ernst & Young LLP Release No. 3-10933
Date: March 10, 2003	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: March 4, 2003	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: Feb. 25, 2003	Respondents: Igor Fleyshmakher a/k/a Isaac Flash a/k/a Isaac Marks Release No. 3-11016 File Number: 3-11016
Date: Feb. 25, 2003	Respondents: Eric Pereman Release No. 3-11017 File Number: 3-11017
Date: Feb. 21, 2003	Respondents: Jeffrey R. Patterson and Terrance Turman Release No. 3-10936
Date: Feb. 20, 2003	Respondents: Ernst & Young LLP Release No. 3-10933
Date: Feb. 19, 2003	Respondents: Leslie A. Arouh Release No. 3-10884
Date: Feb. 19, 2003	Respondents: Jeffrey R. Patterson and Terrance Turman Release No. 3-10936
Date: Feb. 14, 2003	Respondents: J.W. Barclay & Co., Inc., et al. Release No. 3-10765
Date: Feb. 13, 2003	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Feb. 12, 2003	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Jan. 31, 2003	Respondents: Ives Health Company, Inc. Release No. 3-10871 File Number: 3-10871
Date: Jan. 31, 2003	Respondents: Arjun Sekhri Release No. 3-10946 File Number: 3-10946
Date: Jan. 28, 2003	Respondents: Dennis S. Herula Release No. 3-10931
Date: Jan. 22, 2003	Respondents: Jeffrey Trenk Release No. 3-9148
Date: Jan. 16, 2003	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Jan. 14, 2003	Respondents: Oxford Capital Management, Inc. and John G. Danz, Jr. Release No. 3-10895
Date: Jan. 13, 2003	Respondents: Robert C. Sears Release No. 3-10929
Date: Jan. 10, 2003	Respondents: Gordon J. Rollert Release No. 3-10996 File Number: 3-10996
Date: Jan. 9, 2003	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: Jan. 9, 2003	Respondents: Salman Shariff Release No. 3-10927
Date: Jan. 6, 2003	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: Jan. 3, 2003	Respondents: Monica Lynn Coleman Release No. 3-10875
Date: Dec. 30, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Dec. 16, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Dec. 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Dec. 11, 2002	Respondents: Ernst & Young, LLP Release No. 3-10933
Date: Dec. 11, 2002	Respondents: Jeffrey D. Pokross Release No. 3-9161
Date: Dec. 5, 2002	Respondents: Applications of Enron Corp. Release No. 3-10909
Date: Nov. 21, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: Nov. 20, 2002	Respondents: Enrique E. Perusquia Release No. 3-10890 File Number: 3-10890
Date: Nov. 18, 2002	Respondents: J. Charles Reives Release No. 3-10923 File Number: 3-10923
Date: Nov. 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Nov. 8, 2002	Respondents: Robert F. Curley Release No. 3-10893 File Number: 3-10893
Date: Nov. 4, 2002	Respondents: R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Date: Oct. 24, 2002	Respondents: Ambassador Eyewear Group, Inc. Release No. 3-10900 File Number: 3-10900
Date: Oct. 22, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Oct. 17, 2002	Respondents: R & RX Group, Inc., formerly know as Neoteric Group, Inc. Release No. 3-10886
Date: Oct. 16, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott Release No. 3-10765
Date: Oct. 16, 2002	Respondents: Louis M. Lazorwitz Release No. 3-10892 File Number: 3-10892
Date: Oct. 15, 2002	Respondents: Oxford Capital Management, Inc. and John G. Danz, Jr. Release No. 3-10895
Date: Sept. 24, 2002	Respondents: Kfir Barzilay, Yan Dikshteyn, Boris Fidler, Lawrence Pross, and Eugene Beigelman Release No. 3-10784
Date: Sept. 20, 2002	Respondents: Joseph Orlando and Victor Samaha Release No. 3-10865 File Number: 3-10865
Date: Sept. 19, 2002	Respondents: Monica Lynn Coleman Release No. 3-10875
Date: Sept. 18, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: Sept. 6, 2002	Respondents: NetAir.com, Inc. Release No. 3-10855 File Number: 3-10855
Date: Aug. 6, 2002	Respondents: James A. Nies Release No. 3-10830 File Number: 3-10830
Date: July 29, 2002	Respondents: A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena, (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento Release No. 3-9933
Date: July 19, 2002	Respondents: Hightec, Inc. Release No. 3-10768 File Number: 3-10768
Date: July 16, 2002	Respondents: H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
Date: July 15, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: July 9, 2002	Respondents: Joseph E. Erwin Release No. 3-10783 File Number: 3-10783
Date: July 2, 2002	Respondents: Ernst & Young, LLP Release No. 3-10786, 34-46710 See Also: Rel. No. 34-46710
Date: June 28, 2002	Respondents: Andrew P. Bodnar Release No. 3-10770 File Number: 3-10770
Date: June 25, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: June 24, 2002	Respondents: The S.I.N.C.L.A.R.E. Group, Inc. Release No. 3-10767 File Number: 3-10767
Date: June 13, 2002	Respondents: J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. CubeMayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, and Michael B. Scott Release No. 3-10765
Date: June 12, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: June 11, 2002	Respondents: Hightec, Inc. Release No. 3-10768
Date: June 10, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: June 6, 2002	Respondents: Allen Z. Wolfson, Michael T. Grecco, John M. Black, Jr., Spiro Lazaretos, Robert Balsamo, Vladimir Carvallo, and Konstantinos Dino Sonitis Release No. 3-10230
Date: May 24, 2002	Respondents: Horton & Company and Edward C. Horton Release No. 3-10355
Date: May 13, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702